Prosecution Insights
Last updated: April 19, 2026
Application No. 18/850,650

BALLOON CATHETER AND BALLOON CATHETER SYSTEM

Non-Final OA §102§103
Filed
Sep 25, 2024
Examiner
MCGRATH, ERIN E
Art Unit
3771
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Toray Industries, Inc.
OA Round
1 (Non-Final)
59%
Grant Probability
Moderate
1-2
OA Rounds
3y 11m
To Grant
90%
With Interview

Examiner Intelligence

Grants 59% of resolved cases
59%
Career Allow Rate
250 granted / 423 resolved
-10.9% vs TC avg
Strong +31% interview lift
Without
With
+31.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 11m
Avg Prosecution
45 currently pending
Career history
468
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
46.0%
+6.0% vs TC avg
§102
19.1%
-20.9% vs TC avg
§112
31.6%
-8.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 423 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1, 3 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Matsukuma et al. [US 2007/0149963 A1, hereinafter “Matsukuma.”]. Re. claim 1, Matsukuma discloses a balloon catheter [Fig. 2], comprising: PNG media_image1.png 479 685 media_image1.png Greyscale a balloon [2]; an outer cylinder shaft [3] connected to a proximal end of the balloon [Fig. 2, Par. 0093]; an inner cylinder shaft [4] passing through the outer cylinder shaft and connected to a distal end of the balloon [Fig. 2, Par. 0093]; a heating member [electrodes 5A and 5B, together] for heating a liquid in the balloon [“the high-frequency electrical current needed for ablation flows between the high-frequency electrodes 5A and 5B in the balloon 2. As a result, the liquid in the balloon 2 is heated by high frequency dielectric heating and Joule heating,” Par. 0118]; a first temperature sensor [9] fixed to an end of the heating member [Fig. 2, via 12A/B, Par. 0125]; and a liquid passage [6A, Fig. 4; the space between shafts 3 and 4] formed between the outer cylinder shaft and the inner cylinder shaft and leading into the balloon [Par. 0095], wherein the balloon can be stretched or loosened by relative movement of the inner cylinder shaft to the outer cylinder shaft [“the catheter shaft comprises an outer cylindrical shaft and an inner cylindrical shaft provided in the outer cylindrical shaft movably along the outer cylindrical shaft; that the front end of the balloon is fixed to the front end of the inner cylindrical shaft while the rear end of the balloon is fixed to the front end of the outer cylindrical shaft, so that when the inner cylindrical shaft is moved relatively to the outer cylindrical shaft, the balloon can be deformed,” Par. 0020], and the heating member is arranged in the balloon [Fig. 2] and fixed only to the outer cylinder shaft [“The high-frequency electrodes 5A and 5B are supported by the support 3B fixed to the outer cylindrical shaft 3,” Par. 0123. Thus the heating member is fixed to the outer cylindrical shaft. And there is a “clearance” between the heating member and the inner shaft 4 as described in Par. 0094. Thus, the heating member is not fixed to the inner shaft]. Re. claim 3, Matsukuma discloses a balloon catheter system [Fig. 1], comprising: the balloon catheter of claim 1 [as set forth with respect to claim 1 above], a supplier [6] for supplying the liquid to the liquid passage [Par. 0098]; an agitator for agitating the liquid in the balloon [“liquid agitator,” Par. 0025] by repeatedly supplying the liquid to the liquid passage and discharging the liquid from the liquid passage [Par. 0025]; and a heater [10] electrically connected to the heating member and applying electrical energy to the heating member [Pars. 0121-0122], wherein the heater applies the electrical energy to the heating member based on information on a temperature acquired by the first temperature sensor [Pars. 0121-0122]. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 2, 4 is/are rejected under 35 U.S.C. 103 as being unpatentable over Matsukuma in view of Zacca [US Pat. 5766192]. Re. claims 2 and 4, Matsukuma teaches the balloon catheter system and balloon catheter as set forth with respect to claims 1 and 3 above, but fails to teach, in the ballon catheter, the outer cylinder shaft has an extending section extending into the balloon, and the heating member is fixed to the extending section. However, Zacca teaches, in a balloon catheter system [Fig. 5, balloon 80], the outer cylinder shaft [150] has an extending section [Annotated Fig. 5] extending into the balloon. It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to modify the apparatus of Matsukuma by extending the outer cylinder shaft, as taught by Zacca, because this allows air to be introduced through ports in the outer cylinder [Zacca Col. 14 lines 1-2] which allows for improved control over the inflation process. Regarding the heating member being fixed to the extending section, because the heating member is fixed to the outer shaft, it is at least indirectly fixed to the extending section when the above teachings are combined. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ERIN MCGRATH whose telephone number is (571)270-0674. The examiner can normally be reached M-F 9 am to 5 pm ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, JACKIE HO can be reached at (571) 272-4696. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ERIN MCGRATH/Primary Examiner, Art Unit 3771
Read full office action

Prosecution Timeline

Sep 25, 2024
Application Filed
Dec 18, 2025
Non-Final Rejection — §102, §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
59%
Grant Probability
90%
With Interview (+31.3%)
3y 11m
Median Time to Grant
Low
PTA Risk
Based on 423 resolved cases by this examiner. Grant probability derived from career allow rate.

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