Prosecution Insights
Last updated: April 19, 2026
Application No. 18/852,868

FRAME FOR USE SUBSEA

Non-Final OA §102§103
Filed
Sep 30, 2024
Examiner
SAYRE, JAMES G
Art Unit
3679
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
BAKER HUGHES OILFIELD OPERATIONS LLC
OA Round
1 (Non-Final)
84%
Grant Probability
Favorable
1-2
OA Rounds
2y 4m
To Grant
97%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allow Rate
1123 granted / 1337 resolved
+32.0% vs TC avg
Moderate +13% lift
Without
With
+12.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
20 currently pending
Career history
1357
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
43.6%
+3.6% vs TC avg
§102
28.6%
-11.4% vs TC avg
§112
17.9%
-22.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1337 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Drawings The drawings are objected to because figure 1 has boxes with lead lines pointing to various features but there are no accompanying reference characters. Corrected drawing sheets in compliance with 37 CFR 1.121(d) are required in reply to the Office action to avoid abandonment of the application. Any amended replacement drawing sheet should include all of the figures appearing on the immediate prior version of the sheet, even if only one figure is being amended. The figure or figure number of an amended drawing should not be labeled as “amended.” If a drawing figure is to be canceled, the appropriate figure must be removed from the replacement sheet, and where necessary, the remaining figures must be renumbered and appropriate changes made to the brief description of the several views of the drawings for consistency. Additional replacement sheets may be necessary to show the renumbering of the remaining figures. Each drawing sheet submitted after the filing date of an application must be labeled in the top margin as either “Replacement Sheet” or “New Sheet” pursuant to 37 CFR 1.121(d). If the changes are not accepted by the examiner, the applicant will be notified and informed of any required corrective action in the next Office action. The objection to the drawings will not be held in abeyance. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-5 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by International Publication Number WO 2021/032976 A1 (Plenderleith). As concerns claim 1, Plenderleith discloses a frame 10 for use in a subsea environment, the frame comprising: a hollow body 26 configured to receive a plurality of service lines (at 16, tubes 12 and cables 14), wherein the hollow body is made up of two or more parts 26A, 26B, 26C made of a polymer (10:4) As concerns claim 3, Plenderleith discloses the frame as claimed in claim 1, wherein the frame is a carrier frame (in as much as the frame “carries” the service lines 12 and 14). As concerns claim 4, Plenderleith discloses the frame as claimed in claim 1, wherein the frame 10 comprises a first part and a second part (in this instance, 26A and 26B) As concerns claim 5, Plenderleith discloses the frame as claimed in claim 4, wherein the first part is configured to be joined to the second part to form a hollow body which surrounds and protects a length of the service lines. Claim(s) 1, 4, 6-9 and 11-12 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by US 2012/0304447 A1 (Smith et al.). As concerns claim 1, Smith et al. discloses a frame for use in a subsea environment, the frame comprising: a hollow body 105configured to receive a plurality of service lines (umbilical or flexible pipe, not shown, see 0015), wherein the hollow body is made up of two or more parts made of a polymer (0017-0018). As concerns claim 4, Smith et al. discloses the frame as claimed in claim 1, wherein the frame comprises a first part and a second part (split halves as shown, figure 2A-2C, joined with fasteners 112, see 0017). As concerns claim 6, Smith et al. discloses the frame as claimed in claim 4, wherein the first part comprises a first section 107 and a second section 109 wherein the first section and the second part are each substantially semi-circular in cross section (as illustrated) and are configured to form a substantially cylindrical hollow body when joined together (figure 2A and figure 2B). As concerns claim 7, Smith et al. discloses the frame as claimed in claim 4, wherein each of the first section and the second part comprise a first flange and a second diametrically opposite flange extending radially outwardly therefrom, and wherein the first and second flanges of the first section are configured to abut against the first and second flanges of the second part when the frame is assembled (the structure at 108 and the shoulder at 110 are reasonably construed as “flange structures” and will abut, see figure 2A and 2B). As concerns claim 8, Smith et al. discloses the frame as claimed in claim 1, wherein the frame is configured to receive a connector 102 for connecting the plurality of service lines to a subsea installation (see, 0015 and figure 3). As concerns claim 9, Smith et al. discloses the frame as claimed in claim 8, wherein the frame forms a cap for receiving an end of the connector (in as much as the frame extends over and around a first end of the connector 102, the illustrated structure in figure 3 is equivalent). As concerns claim 11, Smith et al. discloses a service line connection system for use in a subsea environment and comprising: a plurality of service lines (0015); a subsea installation (Id.); a connector 102 connected to the plurality of service lines and configured to connect the plurality of service lines to the subsea installation (0015); and the frame as claimed in claim 1, wherein the plurality of service lines extend through the frame (the lines are not shown, but would extend through the frame, see figure 3). As concerns claim 12, Smith et al. discloses the service line connection system as claimed in claim 11, wherein the connector 102 is received in the frame (figure 3). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 10-11 and 13 is/are rejected under 35 U.S.C. 103 as being unpatentable over Plenderleith in view of International Publication Number WO 2017/161185 A1 (Ramasubramanian). As concerns claim 10, Plenderleith discloses the frame as claimed in claim 1, but lacks to disclose wherein one or more openings are provided in the frame to allow water to flow into the frame when assembled. Ramasubramanian discloses a frame for use in a subsea environment, wherein one or more openings are provided in the frame to allow water to flow into the frame when assembled (see figure 3A, showing openings in frame 328 to allow for the passage of water, see 0098, which may provide pressure balancing for the interior chamber). One of ordinary skill in the art, prior to the effective filing, would have incorporated the openings in the frame as described with a reasonable expectation of success, as this would provide the desirable result of equalizing the pressure for the service lines passing through the frame. As concerns claim 11, Plenderleith discloses a service line connection system for use in a subsea environment and comprising: a plurality of service lines (see, figure 6); a subsea installation; a connector connected to the plurality of service lines and configured to connect the plurality of service lines to the subsea installation (see 2:15+ and figure 6); and the frame as claimed in claim 1, wherein the plurality of service lines extend through the frame (Id.) As concerns claim 13, Plenderleith discloses the service line connection system as claimed in claim 11, further comprising a tubing surrounding the plurality of service lines (see at least figure 1 at 14A, 9:15+). Claim(s) 14 is/are rejected under 35 U.S.C. 103 as being unpatentable over Plenderleith in view of US 9,216,524 B1 (Cook et al.). As concerns claim 14, Plenderleith discloses a method of producing a frame for use in a subsea environment, the frame comprising: a hollow body 26 configured to receive a plurality of service lines, wherein the hollow body is made up of two or more parts 26A, 26B, 26C, 26D, 26E made of a polymer (10:4), but lacks to disclose the method comprising forming the two or more parts of the hollow body by additive manufacturing. Nevertheless, the step would be readily ascertainable from the disclosure of Cook et al., as the reference discloses a subsea construction and a manufacturing method for subsea structures made of a polymer (see at least the Abstract) to lend buoyancy and/or thermal insulation to equipment and structures to reduce load and/or minimize heat loss wherein the products are made by an additive manufacturing process (Id.). One of ordinary skill in the art, prior to the effective filing, would have obviously considered utilizing the additive manufacturing process of Cook et al. to produce the frame of Plenderleith with a reasonable expectation of success, as the process produces structures with optimum strength, buoyancy and insulative value that is very useful in high pressure high force applications (such as are found in subsea and offshore operations) (see 2:5-14). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JAMES G. SAYRE whose telephone number is (571)270-7045. The examiner can normally be reached from 9:30-6:00 Monday-Friday. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Nicole A. Coy can be reached at (571) 272-5405. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. JAMES G. SAYRE Primary Examiner Art Unit 3679 /JAMES G SAYRE/ Primary Examiner, Art Unit 3679
Read full office action

Prosecution Timeline

Sep 30, 2024
Application Filed
Nov 13, 2025
Non-Final Rejection — §102, §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
84%
Grant Probability
97%
With Interview (+12.7%)
2y 4m
Median Time to Grant
Low
PTA Risk
Based on 1337 resolved cases by this examiner. Grant probability derived from career allow rate.

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