Prosecution Insights
Last updated: October 21, 2026
Application No. 18/853,145

METHOD AND DEVICE FOR PREPARING HIGH PURITY RARE AND RARE EARTH METALS BY MAGNETICALLY CONTROLLED ZONE MELTING

Non-Final OA §103§112
Filed
Oct 01, 2024
Priority
Jun 05, 2023 — CN 202310655313.X +1 more
Examiner
ROE, JESSEE RANDALL
Art Unit
1759
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Shanghai University
OA Round
1 (Non-Final)
76%
Grant Probability
Favorable
1-2
OA Rounds
1y 0m
Est. Remaining
84%
With Interview

Examiner Intelligence

Grants 76% — above average
76%
Career Allowance Rate
1010 granted / 1320 resolved
+11.5% vs TC avg
Moderate +8% lift
Without
With
+7.8%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
41 currently pending
Career history
1367
Total Applications
across all art units

Statute-Specific Performance

§101
1.3%
-38.7% vs TC avg
§103
51.6%
+11.6% vs TC avg
§102
8.7%
-31.3% vs TC avg
§112
29.1%
-10.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1320 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of the Claim Claims 1-10 are pending wherein claims 1-10 have been preliminarily amended. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-10 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. The term “high” in the phrase “high purity rare and rare earth metals” in claims 1 and 4-10 is a relative term which renders the claim indefinite. The term “high” is not defined by the claim, the specification does not provide a standard for ascertaining the requisite degree, and one of ordinary skill in the art would not be reasonably apprised of the scope of the invention. In regard to claim 2, the claim recites “quartz tubes” and then recites “the quartz tubes are provided with 1 to 5 tubes”, it is unclear if the scope of the claim requires a single tube or more than a single tube. Claim 4 recites the limitation "the quartz tubes" in claim 4. There is insufficient antecedent basis for this limitation in the claim. There is no mention of quartz tubes in claim 1, upon which claim 4 depends. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1 and 3 are rejected under 35 U.S.C. 103 as being unpatentable over Wei et al. (CN 104975194 A) in view of Kraiem et al. (Innovative crystallization of multi-crystalline silicon ingots from different ypes of silicon feedstock). In regard to claims 1 and 3, Wei et al. (CN ‘194) discloses a metal preparing device and method wherein the device comprises a furnace body, a zone smelting crucible, a smelting system, a vacuumizing system, a temperature measurement system and a servo system (abstract and [0011]). Wei et al. (CN ‘194) further discloses wherein water and gas lines (gas input) would be connected to the furnace [0057]. Additionally, Wei et al. (CN ‘194) discloses a heater and an electromagnetic field generator capable of moving along a lengthwise direction of the chamber ([0027] and [0044]). There is induction heating and vertical zone melting [0038]. Wei et al. (CN ‘194) discloses a metal preparing device and method as set forth above, but Wei et al. (CN ‘194) does not specify wherein the crucible would be made of quartz. In the field of making crucibles, Kraiem et al. teaches making crucibles out of quartz rather than other ceramics such as fused silica drastically reduces contamination of the material in the crucible by solid state diffusion (page 2, left column). Therefore, it would have been obvious to one having ordinary skill in the art prior to the filing of the instant invention to substitute quartz crucibles, as disclosed by Kraiem et al., for the crucibles disclosed by Wei et al. (CN ‘194), in order to reduce contamination of the material in the crucible, as disclosed by Kraiem et al. (page 2, left column). With respect to the recitation “for preparing high purity rare and rare earth metals” in claim 1, the Examiner notes that this would be an intended use of the device that would not further limit the sue of the device. MPEP 2111.02 II. Still regarding claim 3, Wei et al. (CN ‘194) discloses a heater and an electromagnetic field generator capable of moving along a lengthwise direction of the chamber ([0027] and [0044]). There is induction heating and vertical zone melting [0038]. As Wei et al. (CN ‘194) would suggest one occurrence, but for more than one, this would be a duplication of parts. MPEP 2144.04 (VI)(B). Allowable Subject Matter Claims 2 and 4-10 would be allowable if rewritten to overcome the rejection(s) under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), 2nd paragraph, set forth in this Office action and to include all of the limitations of the base claim and any intervening claims. In regard to claim 2, neither Wei et al. (CN ‘194) nor Kraiem et al. specify quartz tubes for placing the quartz crucibles wherein the plurality of quartz tubes are aligned along the lengthwise direction of the chamber. In regard to claim 4, neither Wei et al. (CN ‘194) nor Kraiem et al. specify zone melting several times or cutting off the end of the metal material which the impurity atoms are enriched to obtain rare and rare earth metals. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Jessee Roe whose telephone number is (571)272-5938. The examiner can normally be reached Monday thru Friday 7:30 am to 4 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Curt Mayes can be reached at 571-272-1234. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JESSEE R ROE/Primary Examiner, Art Unit 1759
Read full office action

Prosecution Timeline

Oct 01, 2024
Application Filed
Sep 30, 2026
Non-Final Rejection mailed — §103, §112 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
76%
Grant Probability
84%
With Interview (+7.8%)
3y 1m (~1y 0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1320 resolved cases by this examiner. Grant probability derived from career allowance rate.

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