Prosecution Insights
Last updated: October 02, 2026
Application No. 18/854,980

HEAT EXCHANGER AND AIR-CONDITIONING APPARATUS INCLUDING THE SAME

Non-Final OA §103
Filed
Oct 08, 2024
Priority
Apr 14, 2022 — nonprovisional of PCTJP2022017797
Examiner
BHATTACHAN, BIGYAN NMN
Art Unit
3763
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Mitsubishi Electric Corporation
OA Round
1 (Non-Final)
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining

Examiner Intelligence

Grants only 0% of cases
0%
Career Allowance Rate
0 granted / 0 resolved
-70.0% vs TC avg
Minimal +0% lift
Without
With
+0.0%
Interview Lift
resolved cases with interview
Fast prosecutor
8m
Avg Prosecution
13 currently pending
Career history
12
Total Applications
across all art units
This examiner has no resolved cases yet (career too new); statute-level performance unavailable. The Grant Probability card shows Tech Center averages instead.

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statement (IDS) submitted on 8 October, 2024 is being considered by the examiner. Specification The specification has not been checked to the extent necessary to determine the presence of all possible minor errors. Applicant’s cooperation is requested in correcting any errors of which applicant may become aware in the specification. Election/Restrictions Applicant’s election without traverse of Species I, claims 1,2,7,10, drawn to embodiment I in the reply filed on 24 June, 2026 is acknowledged. Because applicant did not distinctly and specifically point out the supposed errors in the restriction requirement, the election has been treated as an election without traverse (MPEP § 818.01(a)). Claims 3,4,5,6,9, and 11 withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 24 June, 2026. Status of Claims Claims 1-11 are pending. Claims 3,4,5,6,9, and 11 are withdrawn from consideration. Claims 1,2,7,8, and 10 are under examination. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1,2, and 8 is/are rejected under 35 U.S.C. § 103 as being unpatentable over LU et al. (US-20170138675-A1-published 18 May, 2017) in view of YOSHIDA et al. (US-005806585-A-patented 15 September, 1998). As to claim 1, LU discloses a heat exchanger that causes heat exchange to be performed between air and refrigerant, the heat exchanger comprising: a plurality of heat transfer tubes (4) that extend in a direction of gravitational force, the plurality of heat transfer tubes being arranged apart from each other in a horizontal direction orthogonal to the direction of gravitational force; a first header (3) connected to the plurality of heat transfer tubes at end portions thereof in an opposite direction to the direction of gravitational force; a second header (3) connected to the plurality of heat transfer tubes at end portions thereof in the direction of gravitational force; wherein the first header includes a partition wall (52) that partitions an internal space of the first header into a plurality of spaces including a main flow space (22) and a gas separation space (21), the partition wall has a plurality of first openings (53) through which the main flow space and the gas separation space communicate with each other (Paragraphs 47, 60-65), the gas separation space is located above the main flow space (figure 8, 10), LU, however does not teach the gas separation pipe. YOSHIDA, however teaches and a gas separation pipe (44) connecting the first header (3b) and a refrigerant pipe through which the refrigerant flows out of the second header when the heat exchanger operates as an evaporator. This configuration makes it possible to eliminate an inhomogeneous distribution of the coolant which results in a uniform heat exchange in the plurality of heat transfer tubes (Column 14, lines 35-49). Therefore, it would have been obvious to one having ordinary skill in the art, before the effective filing date of the claimed invention to modify LU with the teachings of YOSHIA to incorporate a gas separation pipe in order to eliminate an inhomogeneous distribution of the coolant resulting in a uniform heat exchange in the heat transfer tubes and an efficient heat exchanger. As to claim 2, LU as modified by YOSHIDA teaches the limitations of claim 1, LU further teaches the heat exchanger, wherein the plurality of first openings (53) are each provided at a higher position than a liquid level of the refrigerant that flows as liquid refrigerant in the main flow space when the heat exchanger operates as an evaporator (See Annotated Figure LU). [AltContent: arrow][AltContent: textbox (First header)][AltContent: textbox (Gas separation space)][AltContent: textbox (Main flow space)][AltContent: arrow][AltContent: arrow][AltContent: arrow][AltContent: textbox (Plurality of first openings at a higher position than a liquid level)][AltContent: arrow][AltContent: arrow][AltContent: arrow] PNG media_image1.png 246 201 media_image1.png Greyscale PNG media_image2.png 473 330 media_image2.png Greyscale Annotated Figure (LU) Claim(s) 7 and 8 is/are rejected under 35 U.S.C. § 103 as being unpatentable over LU et al. (US-20170138675-A1-published 18 May, 2017) in view of YOSHIDA et al. (US-005806585-A-patented 15 September, 1998), and D’ARCY et al. (US-20190316803-A1-published 17 October, 2019). As to claim 7, LU as modified by YOSHIDA teaches the limitations of claim 1, LU as modified by YOSHIDA, further teaches the first headers wherein the first headers each include the main flow space and the gas separation space, LU as modified by YOSHIDA, however does not teach the heat exchanger, further comprising: a plurality of heat exchangers each including the first header, the plurality of heat transfer tubes, and the second header, the plurality of heat exchangers being arranged apart from each other in a flow direction of air; and a first connection pipe connecting a plurality of the first headers to each other; and a second connection pipe connecting a plurality of the second headers to each other. D’ARCY, however teaches the heat exchanger comprising a plurality of heat exchangers each including the first header, the plurality of heat transfer tubes, and the second header, the plurality of heat exchangers being arranged apart from each other in a flow direction of air; and a first connection pipe connecting a plurality of the first headers to each other; and a second connection pipe connecting a plurality of the second headers to each other (Paragraphs 17 and 18). This configuration allows the refrigerant to form a continuous refrigerant flow loop such that either of the heat pipe sub-assemblies (i.e. heat exchangers) can function as an evaporator or a condenser, such that the loop adapts easily to changing outdoor and indoor temperatures (Paragraphs 18 and 19). Therefore, it would have been obvious to one having ordinary skill in the art, before the effective filing date of the claimed invention to have modified LU as modified by YOSHIDA, to incorporate first connection pipe and second connection pipe to the headers of connecting heat exchangers in order to create a loop that is capable of adapting to changing outdoor and indoor temperatures. As to claim 8, LU as modified by YOSHIDA teaches the limitations of claim 1, D’ARCY teaches the heat exchanger comprising a plurality of heat exchangers each including the first header, the plurality of heat transfer tubes, and the second header, the plurality of heat exchangers being arranged apart from each other in a flow direction of air, and LU further teaches wherein the first headers share the gas separation space (See Annotated Figure LU 2, figure 7). [AltContent: textbox (First headers share the gas separation space)][AltContent: arrow][AltContent: arrow][AltContent: arrow] PNG media_image3.png 927 587 media_image3.png Greyscale Annotated Figure (LU 2) Claim(s) 10 is/are rejected under 35 U.S.C. § 103 as being unpatentable over LU et al. (US-20170138675-A1-published 18 May, 2017) in view of YOSHIDA et al. (US-005806585-A-patented 15 September, 1998), MATSUI et al. (US-20210222893-A1-published 22 July, 2021). As to claim 10, LU as modified by YOSHIDA teaches the limitations of claim 1, LU as modified by YOSHIDA, however does not teach an air-conditioning apparatus comprising: the heat exchanger; a fan configured to supply the air to the heat exchanger; and a housing that houses the heat exchanger and the fan. MATSUI, however teaches an air-conditioning apparatus comprising: the heat exchanger; a fan configured to supply the air to the heat exchanger; and a housing that houses the heat exchanger and the fan (See Annotated Figure MATSUI). [AltContent: textbox (Housing that houses the heat exchanger(s) and the fan)][AltContent: arrow][AltContent: textbox (Fan configured to supply air to the heat exchanger(s))][AltContent: arrow] PNG media_image4.png 408 329 media_image4.png Greyscale Annotated Figure (MATSUI) This configuration of the air-conditioning apparatus provides increase in maintenance efficiency of the outdoor unit as the replacement of components can be easily performed (Paragraphs 56-58). Therefore, it would have been obvious to one having ordinary skill in the art, before the effective filing date of the claimed invention, to modify LU as modified by YOSHIDA, with the teachings of MATSUI, to incorporate an air conditioning apparatus based on the modified heat exchanger that is housed inside a housing with the configuration taught by MATSUI, in order to come up with a product that has high maintenance efficiency. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to BIGYAN BHATTACHAN whose telephone number is (571)272-8767. The examiner can normally be reached Monday - Friday 7:30 AM - 5 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Len Tran can be reached at (571) 272-1184. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /BIGYAN BHATTACHAN/Examiner, Art Unit 3763 /LEN TRAN/Supervisory Patent Examiner, Art Unit 3763
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Prosecution Timeline

Oct 08, 2024
Application Filed
Aug 19, 2026
Non-Final Rejection mailed — §103 (current)

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Prosecution Projections

1-2
Expected OA Rounds
Grant Probability
8m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 0 resolved cases by this examiner. Grant probability derived from career allowance rate.

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