Prosecution Insights
Last updated: October 02, 2026
Application No. 18/855,507

TRAIN CONTROL SYSTEM AND CARBORNE CONTROLLER INCLUDING COMMUNICATION BASED TRAIN CONTROL (CBTC)

Non-Final OA §103
Filed
Oct 09, 2024
Priority
Apr 27, 2022 — provisional 63/363,645 +1 more
Examiner
MCCARRY JR, ROBERT J
Art Unit
Tech Center
Assignee
Siemens Aktiengesellschaft
OA Round
1 (Non-Final)
82%
Grant Probability
Favorable
1-2
OA Rounds
9m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 82% — above average
82%
Career Allowance Rate
1260 granted / 1540 resolved
+21.8% vs TC avg
Strong +17% interview lift
Without
With
+16.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
36 currently pending
Career history
1559
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
35.4%
-4.6% vs TC avg
§102
41.7%
+1.7% vs TC avg
§112
15.5%
-24.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1540 resolved cases

Office Action

§103
DETAILED ACTION The Information Disclosure Statement filed on October 9, 2024, has been reviewed and considered by the Examiner. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 21-29 is/are rejected under 35 U.S.C. 103 as being unpatentable over Hammerl (US 20210039694) in view of Hann “Incremental Train Control System” IEE Vehicular Technology Magazine, hereinafter, Hann. Hammerl discloses a carborne controller to be installed in a powering unit coupled to a train and comprised of a positioning system interface, as part of the positive train control system, a wireless receiver, in the form of radio communication between the components of figures 1 and 2, configured to receive communication based train control (CBTC) radio messages including physical signal aspects and virtual positive train control (PTC) signal aspects. The system is further comprised of a control module (CBTC) storing a PTC mode, wherein the control module, through operation of a processor, is configured to localize the powering unit utilizing the positioning system interface and receive the physical signal aspects and the virtual PTC signal aspects by way of the wireless radio receiver. The Positive Train Control component enforces an automatic positive train stop (PTS) at a restrictive physical signal. The control module is configured to activate the PTC mode in response to a localized front-end of the train and is configured to enforce permanent speed restrictions. Hammerl discloses the controller system as described above. However, Hammerl does not specifically show the controller to operate and communicate with a virtual signal located ahead of the train. Hann discloses in the article that virtual signaling capabilities may cooperate and overlay the system with the physical signaling. It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to have applied the virtual signaling component, like that of Hann, to a system like that of Hammerl with the expected result of providing both physical and virtual signaling so as to provide more information to insure the safety of the railway system in a cost effective manner. Allowable Subject Matter Claims 30-40 are allowed. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Robert J McCarry Jr. whose telephone number is (571)272-6683. The examiner can normally be reached Monday-Friday 7:00-3:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, S. Joseph Morano can be reached at 571-272-6684. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Robert J McCarry Jr/Primary Examiner, Art Unit 3615 RJM September 1, 2026
Read full office action

Prosecution Timeline

Oct 09, 2024
Application Filed
Sep 03, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
82%
Grant Probability
99%
With Interview (+16.8%)
2y 9m (~9m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1540 resolved cases by this examiner. Grant probability derived from career allowance rate.

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