Prosecution Insights
Last updated: April 19, 2026
Application No. 18/855,822

Component For Building A Miniaturized Spectrometer And Method For Using It

Non-Final OA §112
Filed
Oct 10, 2024
Examiner
SMITH, MAURICE C
Art Unit
2877
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Eidgenössische Materialprüfungs- Und Forschungsanstalt
OA Round
1 (Non-Final)
84%
Grant Probability
Favorable
1-2
OA Rounds
2y 3m
To Grant
80%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allow Rate
594 granted / 704 resolved
+16.4% vs TC avg
Minimal -4% lift
Without
With
+-4.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
33 currently pending
Career history
737
Total Applications
across all art units

Statute-Specific Performance

§101
3.7%
-36.3% vs TC avg
§103
47.3%
+7.3% vs TC avg
§102
17.1%
-22.9% vs TC avg
§112
30.2%
-9.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 704 resolved cases

Office Action

§112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Objections Claim 1 is objected to because of the following informalities: In regards to claim 1, the claimed subject matter “A component for building a miniaturized spectrometer comprising” should be “A component for building a miniaturized spectrometer comprising [:] ” since it is grammatically incorrect. In regards to claim 1, where a claim sets forth a plurality of elements or steps, each element or step of the claim should be separated by a line indentation. There may be plural indentations to further segregate subcombinations or related steps. See 37 CFR 1.75 and MPEP 608.01(i)-(p). Appropriate correction is required. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-12 & 18-20 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. In regards to claims 1-12, the claimed subject matter, “A component for building a miniaturized spectrometer comprising a substrate…an optical waveguide…first photodetector”, “mirror”, is rendered indefinite. Examiner notes it is unclear as to how a component comprises several different types of components such as waveguide, photodetector, and mirror. For, instance a component such as a camera can comprise subcomponents such as a lens. Examiner further notes a component is a part of a larger whole. Examiner suggests a “A plurality of components for building a spectrometer comprising [:]” . Clarification is required. Pertinent Art The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. US 20190219445, Xin Tang, “Acquisition of Hyperspectral Data with Colloidal Quantum Dots”, 2019, Andrea De, “Narrowband colloidal quantum dot photodetectors for wavelength measurement applications”, 2020, & Jie Bao, “A colloidal quantum dot spectrometer”, 2 July 2015. Allowable Subject Matter Claims 13-17 are allowed. The following is a statement of reasons for the indication of allowable subject matter: As to claim 1, the prior art of record, taken alone or in combination, fails to disclose or render obvious whereas “an optical waveguide is formed within the substrate along the x-direction below the top surface reaching into the top surface having two end faces at or near opposed front and back surfaces at y-z planes of the substrate , and comprising at least one first photodetector… an active area exposed to the waveguide with a length (1) smaller than the shortest wavelength to be measured whereas a first quantum dot layer is arranged between the first lower electrode and the first upper electrode having a height (h) less than 2 μm” , in combination with the rest of the limitations of claim 1. As to claim 13, the prior art of record, taken alone or in combination, fails to disclose or render obvious “A method of using a component according to claim 1”, in combination with the rest of the limitations of claim 13. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MAURICE C SMITH whose telephone number is (571)272-2526. The examiner can normally be reached Monday-Friday 9am-5pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kara Geisel can be reached at (571) 272-2416. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MAURICE C SMITH/Examiner, Art Unit 2877
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Prosecution Timeline

Oct 10, 2024
Application Filed
Mar 02, 2026
Non-Final Rejection — §112 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
84%
Grant Probability
80%
With Interview (-4.5%)
2y 3m
Median Time to Grant
Low
PTA Risk
Based on 704 resolved cases by this examiner. Grant probability derived from career allow rate.

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