Prosecution Insights
Last updated: April 19, 2026
Application No. 18/858,156

ROLLER BEARING

Non-Final OA §103§112
Filed
Oct 18, 2024
Examiner
PILKINGTON, JAMES
Art Unit
3617
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Nsk Ltd.
OA Round
1 (Non-Final)
70%
Grant Probability
Favorable
1-2
OA Rounds
2y 6m
To Grant
99%
With Interview

Examiner Intelligence

Grants 70% — above average
70%
Career Allow Rate
1098 granted / 1568 resolved
+18.0% vs TC avg
Strong +36% interview lift
Without
With
+35.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
52 currently pending
Career history
1620
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
37.2%
-2.8% vs TC avg
§102
22.0%
-18.0% vs TC avg
§112
36.7%
-3.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1568 resolved cases

Office Action

§103 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Objections Claim 1 is objected to because of the following informalities: Claim 1, line 10, “to” should be - -by- -. Claim 1, either line 11 should be amended to insert - -side- - after “end” or in line 16 “side” should be deleted so that the phrasing remains consistent in the claim. Appropriate correction is required. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 3 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Regarding claim 3, it is unclear where the recitation “and on at least one of both sides of the recess in a circumferential direction” is requiring the groove to be placed. The recess itself it an annular feature or at least includes an annular feature and the bearing itself is also annular, what is the “circumferential direction” being defined relative to? What are the sides in the circumferential direction? Annular features are normally not said to have a plurality of sides in the circumferential direction thus it is further unclear what “sides” the claim is actually referencing, annular features have sides in the axial direction but normally form rings which have no sides in the circumferential direction. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-7 is/are rejected under 35 U.S.C. 103 as being unpatentable over Irie, JP2006207731, in view of Hiroshi, JPS39-12218. Regarding claim 1, Irie discloses a roller bearing, comprising: an inner ring (2) including an outer peripheral surface having an inner ring raceway surface (surface in contact with the rolling surface of 3); an outer ring including an inner peripheral surface having an outer ring raceway surface (not illustrated, however all rolling elements include an outer element that forms the outer rolling surface for the roller, this would be the outer ring member); and a plurality of rollers (3) disposed such that the rollers are capable of rolling between the inner ring raceway surface and the outer ring raceway surface, wherein: a flange (projection on the bottom of 2 in figure 1 that contacts the end face of the roller 3) integrated with the inner ring is formed at one end of the inner ring in an axial direction; a flange member (6) separate from the inner ring is fastened to [by] a fastening member (8) extending in the axial direction at the other end of the inner ring in the axial direction; and the flange member includes: a base (main body where bolt 8 passes) abutting against the inner ring in the axial direction and on which a head of the fastening member (8) is seated. Irie does not disclose the use of a caulking portion pressing the head of the fastening member from the other end side in the axial direction. Hiroshi teaches the use of a caulking portion (5) around a bolt hole (3) that presses the head (2) of the fastening member (1) from the end in which the bolt is inserted for the purpose of providing a means that removes slack and acts as a stopper (page 2 of translation provided by Applicant). It would have been obvious to one having ordinary skill in the art at the time of effective filing to modify Irie and add a caulking portion pressing the head of the fastening member from the other end side in the axial direction, as taught by Hiroshi, for the purpose of providing a means that removes slack and acts as a stopper. The use of a caulking portion to retain a bolt in its hole is not new or novel as demonstrated by the prior art of record, the use of such feature provides the predictable result of preventing the screw/bolt from backing out of the assembly thus preventing accidental separation of the parts. Regarding claim 2, Irie in view of Hiroshi discloses that the flange member (6 Irie) includes a recess recessed from the other end surface of the base in the axial direction toward one side in the axial direction and on which the head of the fastening member is seated (the hole that holds the bolt/screw head is the recess); and the base of the flange member includes a groove recessed from the other end surface of the base in the axial direction toward one side in the axial direction at a position separated from the recess and on a radially outer side of the recess (the caulking portion as taught by Hiroshi is formed by a groove 4 that is radially outside the recess 3 that holds the bolt head). Regarding claim 3, Irie in view of Hiroshi, as best understood, discloses that the flange member (6 Irie) includes a recess recessed from the other end surface of the base in the axial direction toward one side in the axial direction and on which the head of the fastening member is seated (the hole that holds the bolt/screw head is the recess); and the base of the flange member includes a groove recessed from the other end surface of the base in the axial direction toward one side in the axial direction at a position separated from the recess and on at least one of both sides of the recess in a circumferential direction (the caulking portion as taught by Hiroshi is formed by a groove 4 that is radially outside the recess 3 that holds the bolt head, this groove surrounds the bolt head recess and thus, as best understood, is “on at least one of both sides of the recess in the circumferential direction”). Regarding claim 4, Irie in view of Hiroshi discloses that the base of the flange member is provided with a groove on a side opposite to the head of the fastening member with the caulking portion interposed therebetween, and recessed from the other end surface of the base in the axial direction toward one side in the axial direction (the caulking portion taught by Hiroshi is formed by bending a portion of material that is separated from the rest of the base by a groove 4, the groove being opposite the head of the fastening relative to the caulking portion and the groove is recessed from the other end side toward the one end side in the axial direction in the combination). Regarding claim 5, Irie in view of Hiroshi discloses that the flange member includes a recess recessed from the other end surface of the base in the axial direction toward one side in the axial direction and on which the head of the fastening member is seated (the recess that holds the bolt head in Irie); and the caulking portion extends from at least a part of an edge of the recess and extends so as to overlap the head of the fastening member (as taught by Hiroshi the caulking portion surrounds the recess, and thus defines an edge of the recess, and is bent so as to overlap the head of the bolt/screw). Regarding claim 6, Irie in view of Hiroshi discloses that the caulking portion (5 taught by Hiroshi) extends from a whole circumference of the edge of the recess and extends so as to overlap a whole circumference of the head of the fastening member (5 in Hiroshi extends around the whole bolt head). Regarding claim 7, Irie discloses that the other end of the inner ring in the axial direction is formed with an inner ring boss (at 10) protruding from the inner ring raceway surface toward the other end side in the axial direction; the flange member (6) is fastened to the inner ring boss by the fastening member (8); and the fastening member does not overlap the inner ring raceway surface in the axial direction (figure 1a appears to show an overlap while figure 1b does not, figure 2b also shows a configuration where there is no overlap between the bolt and the raceway, the abstract of the reference also states that “10 is set to be greater than the axial length of the bolt 7”, if this the case it would not be possible of the bolt and the raceway to overlap). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JAMES PILKINGTON whose telephone number is (571)272-5052. The examiner can normally be reached Monday through Friday 7-3. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, John Olszewski can be reached at 571-272-2706. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JAMES PILKINGTON/Primary Examiner, Art Unit 3617
Read full office action

Prosecution Timeline

Oct 18, 2024
Application Filed
Feb 24, 2026
Non-Final Rejection — §103, §112 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
70%
Grant Probability
99%
With Interview (+35.6%)
2y 6m
Median Time to Grant
Low
PTA Risk
Based on 1568 resolved cases by this examiner. Grant probability derived from career allow rate.

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