Prosecution Insights
Last updated: October 02, 2026
Application No. 18/859,450

Method and Apparatus for Reporting Service Capacity Load Parameter

Final Rejection §103§112
Filed
Oct 23, 2024
Priority
Apr 28, 2022 — CN 202210462553.3 +1 more
Examiner
BAROT, BHARAT
Art Unit
2453
Tech Center
2400 — Computer Networks
Assignee
ZTE Corporation
OA Round
2 (Final)
87%
Grant Probability
Favorable
3-4
OA Rounds
8m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 87% — above average
87%
Career Allowance Rate
773 granted / 884 resolved
+29.4% vs TC avg
Moderate +8% lift
Without
With
+8.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
17 currently pending
Career history
913
Total Applications
across all art units

Statute-Specific Performance

§101
15.5%
-24.5% vs TC avg
§103
33.8%
-6.2% vs TC avg
§102
30.0%
-10.0% vs TC avg
§112
11.3%
-28.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 884 resolved cases

Office Action

§103 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Notice for all Patent Application as subject to AIA In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. RESPONSE TO AMENDMENT Amended claims 1-6, 8, and 10-21 are pending and remain for further examination. The New Grounds of Rejection Applicant’s amendments and arguments with respect to the claims 1-6, 8, and 10-21 filed on April 28, 2026 have been fully considered. However, upon further consideration, a new modified rejection is made in view of same references. Applicant’s amendment necessitated the new modified rejection (103) and the new grounds of rejection (112). Claim Rejections - 35 USC § 103 The text of those sections of title AIA 35 U.S.C. 103 code not included in this action can be found in a prior Office Action. Claims 1-6, 8, and 10-21 are rejected under AIA 35 U.S.C. 103 as being un-patentable over Puente Pestana (U.S. Patent Application Publication No. 2021/0351993 A1) in view of Lee et al (U.S. Patent Application Publication No. 2020/0322821 A1). As to claim 1, Puente Pestana teaches a method for reporting a service capacity load parameter (figure 3, pars. 0008-0011, table 1, reporting analytics information including load level information, which is requested service capability), comprising: receiving a subscription message sent by the NWDAF and used for acquiring the service capacity load parameter (pars. 0008-0011, figure 4, pars. 0045-0047, figure 6, pars. 0058-0059, receiving a request for service capabilities and load information); determining the service capacity load parameter according to the subscription message; and reporting the service capacity load parameter to the NWDAF (pars. 0008-0011, figures 4-6, pars. 0064-0067 & 0077-0081, providing report of service capabilities and load information). However, Puente Pestana does not teach that issuing, directly to a network data analysis function (NWDAF), a statistical capability and a reporting capability corresponding to a service capacity load parameter, or issuing the statistical capability and the reporting capability to the NWDAF by means of a network exposure function (NEF) or a network repository function (NRF). Lee et al teach a method for reporting a service capacity load parameter (pars. 0118-0120, 0130-0135, 0280-0283, reporting capability of network functions), comprising: issuing, directly to a network data analysis function (NWDAF), a statistical capability and a reporting capability corresponding to a service capacity load parameter (pars. 0062-0066, 0122, 0130, 0242-0252, using statistics and predictions to generate service capability report); or issuing the statistical capability and the reported capability to the NWDAF by means of a network exposure function (NEF) or a network repository function (NRF) (pars. 0062-0066, 0121-0124, 0130-0135, figure 3, pars. 0270-0279, NEF or NRF generating service capability report and sending/notifying to the NWDAF). It would have been obvious to one of ordinary skill in the art before the effective filling date of the claimed invention to incorporate the teaching of Lee et al as stated above with the method of Puente Pestana for generating and sending service capacity report using statistics and predictions because it would have provided improved and secure service between client/terminal and server/network and also improved system capability to provide efficient service. As to claim 2, Puente Pestana teaches that determining the service capacity load parameter according to the subscription message (pars. 0008-0011, figures 4-6, pars. 0064-0067 & 0077-0081, providing report of service capabilities and load information), comprises: determining, according to the subscription message, the type of the service capacity load parameter to be counted (figure 4, pars. 0043-0052, determining type of service capability); counting, at every preset first-time interval, the number of service resources being currently used by each virtual network function component (VNFC) corresponding to the type; and determining the service capacity load parameter according to the number of the service resources (figures 6-7, pars. 0080-0084, figures 14-15, pars. 0129-0136, number of network functions use/count by the virtual nodes and determine service capacity and load information). As to claim 3, Puente Pestana teaches that determining the service capacity load parameter according to the number of the service resources comprises: in a case that there is a software license, and a software licensing capability of the license is less than an actual hardware capability, determining a ratio of the number of service resources to the software licensing capability as the service capacity load parameter; and in a case that there is no license or the software licensing capability is greater than the actual hardware capability, determining the ratio of the number of service resources to the actual hardware capability as the service capacity load parameter (pars. 0009-0011, 0045-0048, 0126-0131). As to claim 4, Puente Pestana teaches that reporting the service capacity load parameter to the NWDAF comprises: reporting the service capacity load parameter to the NWDAF every second time interval, the second time interval being determined according to the subscription message (pars. 000-0011, 0048, 0077-0079). As to claim 5, Puente Pestana teaches that reporting the service capacity load parameter to the NWDAF comprises: in a case that there is a service capacity load parameter, reporting the service capacity load parameter to the NWDAF; and in a case that there is a plurality of service capacity load parameters, reporting the plurality of service capacity load parameters to the NWDAF according to a preset reporting policy (pars. 0004-0005, figure 6, pars. 0059-0067). As to claim 6, Puente Pestana teaches that reporting the plurality of service capacity load parameters to the NWDAF according to the preset reporting policy comprises one of the following: reporting the plurality of service capacity load parameters to the NWDAF; reporting a service capacity load parameter with the highest load to the NWDAF; and reporting a pre-designated service capacity load parameter to the NWDAF (pars. 0009-0011, figure 4, pars. 0046-0048, figure 6, pars. 0077-0081). As to claim 8, Puente Pestana teaches that after receiving a subscription message sent by the NWDAF and used for acquiring the service capacity load parameter, the method further comprises: receiving an unsubscription message sent by the NWDAF; and stopping determining and reporting the service capacity load parameter according to the unsubscription message (figure 5, pars. 0053-0057). As to claims 10 and 12-16, they are also rejected for the same reasons set forth to rejecting claims 1-6 above, since claims 10 and 12-16 are merely a program product for the method of operations defined for the claims 1-6, and claims 10 and 12-16 do not teach or define any new limitations than above rejected claims 1-6. As to claims 11 and 17-19, they are also rejected for the same reasons set forth to rejecting claims 1-4 above, since claims 11 and 17-19 are merely an apparatus for the method of operations defined for the claims 1-4, and claims 11 and 17-19 do not teach or define any new limitations than above rejected claims 1-4. As to claim 20, Lee et al teach that the statistical capability referring to the statistical type of the service capacity load parameter, and the reporting capability referring to a reporting time interval of the service capacity load parameter (pars. 0062-0066, 0227-0228, 0233, 0246). It would have been obvious to one of ordinary skill in the art before the effective filling date of the claimed invention to incorporate the teaching of Lee et al as stated above with the method of Puente Pestana for generating service capacity report using statistics and predictions because it would have provided improved and secure service between client/terminal and server/network and also improved system capability to provide efficient service. As to claim 21, Lee et al teach that issuing the statistical capability and the reported capability to the NWDAF by means of a network exposure function (NEF) or a network repository function (NRF) comprises: issuing the statistical capability and report capability corresponding to the service capacity load parameter to the NEF or NRF, and forwarding the statistical capability and report capability corresponding to the service capacity load parameter to the NWDAF by the NEF or NRF (pars. 0062-0066, figure 3, pars. 0270-0275). It would have been obvious to one of ordinary skill in the art before the effective filling date of the claimed invention to incorporate the teaching of Lee et al as stated above with the method of Puente Pestana for generating service capacity report using statistics and predictions because it would have provided improved and secure service between client/terminal and server/network and also improved system capability to provide efficient service. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION. The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 10-19 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor, or for pre-AIA the applicant regards as the invention. Claims 10 and 12-16 recited “A computer non-transitory readable storage medium, … to perform the steps of method…,” which are program product claims (10 & 12-16) dependent on the method claims (1-6); and the method of steps are not positively recited in the claims 10 and 12-16, which are intended processes/steps for claimed invention; therefore, the claims 10 and 12-16 are being indefinite for failing to particularly point out and distinctly claim the subject matter which applicant regards as the invention. Claims 11 and 17-19 recited “An electronic device, … to perform the steps of method…,” which are apparatus claims (11 & 17-19) dependent on the method claims (1-4); and the method of steps are not positively recited in the claims 11 and 17-19, which are intended processes/steps for claimed invention; therefore, the claims 11 and 17-19 are being indefinite for failing to particularly point out and distinctly claim the subject matter which applicant regards as the invention. Response to Arguments Applicant’s amendments with respect to the claims 1-6, 8, and 10-21 filed on April 28, 2026 have been fully considered. However, upon further consideration, a new modified rejection is made in view of same references. Applicant’s amendment necessitated the new modified rejection (103) and the new grounds of rejection (112). The examiner has attempted to answer (response) to the remarks (arguments) in the body of the Office Action (see new rejection of claims 1-2). Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any extension fee pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the date of this final action. Additional References The examiner as of general interest cites the following references. a. Karake et al, U.S. Patent Application Publication No. 2024/0064510 A1. b. Ianev et al, U.S. Patent No. 11,463,978 B2. Content Information Any inquiry concerning this communication or earlier communications from the examiner should be directed to Bharat Barot whose telephone number is (571)272-3979. The examiner can normally be reached on 7:00AM-3:30PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kamal B Divecha can be reached on (571)272-5863. The fax phone number for the organization where this application or proceeding is assigned is (571)273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /BHARAT BAROT/Primary Examiner, Art Unit 2453June 30, 2026
Read full office action

Prosecution Timeline

Oct 23, 2024
Application Filed
Feb 12, 2026
Non-Final Rejection mailed — §103, §112
Apr 28, 2026
Response Filed
Jul 15, 2026
Final Rejection mailed — §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12737772
SYSTEMS AND METHODS OF A SERVER PROBE FOR COMPLIANCE DEPLOYMENT CHECKS
2y 10m to grant Granted Sep 15, 2026
Patent 12739261
CYBER-SECURE DYNAMIC MONITORING AND DECISION SYSTEMS
2y 8m to grant Granted Sep 15, 2026
Patent 12739281
Network Configuration Protocol Datastore Encryption
2y 7m to grant Granted Sep 15, 2026
Patent 12726403
COMPUTER-IMPLEMENTED METHOD AND CORRESPONDING SYSTEM FOR OPTIMIZING RESOURCE CONSUMPTION OF ONE OR MORE OPERATIONS OF TRANSACTION AND/OR IDLE TIME WITHIN A CLOUD COMPUTING SYSTEM
2y 7m to grant Granted Sep 01, 2026
Patent 12719841
METHOD FOR SECURE NETWORK COMMUNICATION AND SYSTEM THEREOF
2y 9m to grant Granted Aug 25, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
87%
Grant Probability
96%
With Interview (+8.1%)
2y 8m (~8m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 884 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month