Prosecution Insights
Last updated: April 19, 2026
Application No. 18/860,605

Coherent Joint Transmission Channel State Information Codebooks for Multi-Transmission-Reception-Point Operation

Non-Final OA §103
Filed
Oct 25, 2024
Examiner
BAYARD, EMMANUEL
Art Unit
2633
Tech Center
2600 — Communications
Assignee
Apple Inc.
OA Round
1 (Non-Final)
90%
Grant Probability
Favorable
1-2
OA Rounds
2y 4m
To Grant
95%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allow Rate
979 granted / 1091 resolved
+27.7% vs TC avg
Moderate +6% lift
Without
With
+5.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
18 currently pending
Career history
1109
Total Applications
across all art units

Statute-Specific Performance

§101
9.2%
-30.8% vs TC avg
§103
37.6%
-2.4% vs TC avg
§102
24.8%
-15.2% vs TC avg
§112
11.0%
-29.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1091 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Objections Claim 13 is objected to because of the following informalities: in line 3, after for, Applicant is suggested to replace “the respective permissible DFT basis” with --- each respective permissible DFT basis ---. Appropriate correction is required. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 17-18 and 20 is/are rejected under 35 U.S.C. 103 as being unpatentable over Nammi et al (US 20160127018 A1) in view of Canonne-Velasquez et al (US 20250240072 A1). As per claim 17, Nammi et al apparatus, comprising: a processor (see fig.15 element 34) configured to cause a user equipment (UE) ((see fig.15 element 32 or fig.6 element 14) and para [0095] for… The wireless device 32 may, in some embodiments, be the wireless device 14 of FIG. 6 and, in other embodiments, the wireless device 30 of FIG. 13. As illustrated, the wireless device 32 includes at least one processor circuit 34..) to: receive a rank restriction (codebook restriction) configuration from a base station (see fig.6 element 12 and para [0060] for…. the codebook restriction is a rank restriction. The rank restriction may restrict the ranks to thereby define a reduced codebook and para [0088] for…. the base station 12 transmits the codebook restriction (or more specifically an indication of the codebook restriction) to the wireless device 14), wherein the rank restriction configuration indicates one or more ranks for precoding matrix indicator (PMI) (see para [0016] for…. the full codebook comprises precoding matrices for each of a plurality of ranks, and the codebook restriction is a restriction on the ranks such that the reduced codebook comprises the precoding matrices); determine a rank indicator (RI) to provide to the base station based at least in part on the rank restriction configuration (see para [0071] for… the “search space” of the wireless device 14 is the set of codebook elements that are evaluated by the wireless device 14 when searching for the best or preferred codebook element (e.g., the preferred to best rank and precoding matrix (e.g., RI and PMI)))), wherein the RI indicates a preferred rank, and wherein the preferred rank is selected from the one or more ranks indicated in the rank restriction configuration (see para [0072] for….. the wireless device 14 uses the conventional approach to select the best, or preferred, rank and precoding matrix combination that gives the maximum, or best, channel capacity.); and provide the RI to the base station (see para [0072] for… The wireless device 14 then transmits the feedback report to the base station 12…… the feedback report includes an indication of the best or preferred codebook element (e.g., the best or preferred RI and PMI) from the reduced codebook and para [0074] for….. The wireless device 14 then selects the element from the restricted codebook corresponding to the maximum capacity as the best or preferred element (e.g., best or preferred PMI/RI) (step 404). The selected codebook element (e.g., PMI and RI) is then indicated in the feedback report). However Nammi et al does not explicitly teach rank restriction configuration reporting for multi-transmission reception point (multi-TRP) coherent joint transmission (CJT). Canonne-Velasquez et al teaches rank restriction configuration reporting for multi-transmission reception point (multi-TRP) coherent joint transmission (CJT) (see abstract for…… joint transmission (JT) channel state information (CSI) reporting. Joint transmission CSI may be coherent JT CSI or non-coherent JT CSI. Feedback overhead may be reduced, for example, if reporting CSI for multiple transmission/reception points (TRPs) and para [0159] for… to indicate association between a PMI or PMI group of a first TRP or a first CSI-RS resource and a CBSR set of a second TRP or a second CSI-RS resource. TRP may be interchangeably used with CSI-RS resource, CSI-RS resource index, Cell, Physical cell-id, measurement RS, and SSB. PMI may be interchangeably used with CSI-RS resource index (CRI), CQI, rank, strongest layer indicator (SLI), beam index, source RS index, and SSB index). It would have been obvious to one of ordinary skill in the art, at the time of filing or before the effective filing date of the claimed invention, to modify Nammi to include rank restriction configuration reporting for multi-transmission reception point in order to reduce feedback overhead when reporting co-phasing information. Furthermore the wireless device-TRP link would use accurate CSI at the network side when considering C-JT with multiple TRPs. Such modification would facilitate communications between different communication networks, reduce overhead information, and subsequently determine optimal downlink precoding. As per claim 18, Nammi and Canonne-Velasquez in combination would teach wherein the rank restriction configuration comprises a bitmap indicating each of a plurality of ranks (see Nammi et al para [0093} for…. a bit pattern or bit map may be used to communicate the codebook restriction from the RNC 24 to the wireless device 30 and para [0060] for…. the codebook restriction is a rank restriction) in order to reduce feedback overhead when reporting co-phasing information. Furthermore the wireless device-TRP link would use accurate CSI at the network side when considering C-JT with multiple TRPs. Such modification would facilitate communications between different communication networks, reduce overhead information, and subsequently determine optimal downlink precoding. As per claim 20, Nammi and Canonne-Velasquez in combination would teach wherein the rank restriction configuration indicates the one or more ranks for each of a plurality of TRPs of the multi-TRP CJT (see Canonne-Velasquez para [0162] for…. A CSI reporting quantity may be one or more of the following (e.g., at least one of but not limited to): CQI, PMI, RI, SLI, and CRI. For example, if a WTRU determined a RI value (e.g., RI=2) for a first TRP (e.g., TRP #1), the WTRU may use the determined RI value for a second TRP (e.g., TRP #2).) in order to reduce feedback overhead when reporting co-phasing information. Furthermore the wireless device-TRP link would use accurate CSI at the network side when considering C-JT with multiple TRPs. Such modification would facilitate communications between different communication networks, reduce overhead information, and subsequently determine optimal downlink precoding. -----Claim(s) 19 is/are rejected under 35 U.S.C. 103 as being unpatentable over Nammi et al (US 20160127018 A1) in view of Canonne-Velasquez et al (US 20250240072 A1) and in further view of Park et al (US 20200195319 A1). As per claim 19, Nammi and Canonne in combination do not explicitly teach wherein the rank restriction configuration comprises a 2-bit indicator indicating a rank value threshold, wherein the one or more ranks indicated by the rank restriction configuration are larger or smaller than the rank value threshold. Park et al teaches wherein the rank restriction configuration comprises a 2-bit indicator indicating a rank value threshold, wherein the one or more ranks indicated by the rank restriction configuration are larger or smaller than the rank value threshold (see para [0376 for…. In the case that a UE reports that the UE may report rank 8 with the capability and 8-bit rank CSR bitmap (i.e., bitmap for rank restriction configuration) is indicated with “00001111” (here, it is assumed that ‘0’ means no CSR and ‘1’ means CSR, and bits correspond rank 1, . . . , 8 from the most significant bit sequentially), the UE maps RI with 2 bits, not 3 bits, and feedback overhead may be reduced. That is, since the number of RIs in which a reporting is allowed in rank CSR bitmap “00001111” is 4 (there are four ‘0’ values in the above example), the bit-width for RI reporting may be determined with 2 bits, and accordingly, RI feedback overhead may be reduced. It would have been obvious to one of ordinary skill in the art, at the time of filing or before the effective filing date of the claimed invention, to modify Nammi and Canonne to include a 2-bit indicator indicating a rank value threshold to identify a set of restricted beams for a pre-coding matrix and reduce feedback overhead when reporting co-phasing information. Furthermore the wireless device-TRP link would use accurate CSI at the network side when considering C-JT with multiple TRPs. Such modification would facilitate communications between different communication networks, reduce overhead information, and subsequently determine optimal downlink precoding. Allowable Subject Matter Claims 1-12 and 14-16 are allowed over the prior arts of record. The following is a statement of reasons for the indication of allowable subject matter: wherein determining the PMI comprises: selecting one or more first DFT basis groups to indicate in the PMI for a first TRP of the multi-TRP CJT, wherein the one or more first DFT basis groups are indicated as permissible for PMI reporting by the CBSR configuration; and providing the PMI to the base station, as recited in independent claims 1 and 12. Claim 13 would be allowable if rewritten to overcome the objection(s) above. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. US 20210159953 A1 or US 20210273692 A1 or US 20200186207 A . Any inquiry concerning this communication or earlier communications from the examiner should be directed to EMMANUEL BAYARD whose telephone number is (571)272-3016. The examiner can normally be reached 6-9. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ahn K Sam can be reached at 571-272-3044. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /EMMANUEL BAYARD/Primary Examiner, Art Unit 2633
Read full office action

Prosecution Timeline

Oct 25, 2024
Application Filed
Mar 20, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
90%
Grant Probability
95%
With Interview (+5.5%)
2y 4m
Median Time to Grant
Low
PTA Risk
Based on 1091 resolved cases by this examiner. Grant probability derived from career allow rate.

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