Prosecution Insights
Last updated: October 01, 2026
Application No. 18/862,775

TERMINAL, RADIO COMMUNICATION METHOD, AND BASE STATION

Non-Final OA §102
Filed
Nov 04, 2024
Priority
May 09, 2022 — JP 2022-076899 +1 more
Examiner
SUN, DAVID ZHIJUN
Art Unit
Tech Center
Assignee
Nippon Telegraph and Telephone Corporation
OA Round
1 (Non-Final)
90%
Grant Probability
Favorable
1-2
OA Rounds
1y 0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allowance Rate
100 granted / 111 resolved
+30.1% vs TC avg
Moderate +14% lift
Without
With
+14.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
24 currently pending
Career history
135
Total Applications
across all art units

Statute-Specific Performance

§101
1.2%
-38.8% vs TC avg
§103
63.6%
+23.6% vs TC avg
§102
15.7%
-24.3% vs TC avg
§112
16.7%
-23.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 111 resolved cases

Office Action

§102
cNotice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement The information disclosure statements (IDS) submitted on 11/4/2024 are in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statements are being considered by the examiner. Specification The title of the invention is not descriptive. A new title is required that is clearly indicative of the invention to which the claims are directed. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 7-11 is/are rejected under 35 U.S.C. 102 (a)(1) as being anticipated by WO 2021024329 A1 (US 20220278880 A1 as English translation of WO 2021024329 A1) (hereinafter Matsumura). Regarding claim 7, Matsumura teaches A terminal comprising (Matsumura [0226] FIG. 19 is a diagram to show an example of a schematic structure of the radio communication system according to one embodiment. [0230] The radio communication system 1 may include a base station 11 that forms a macro cell C1 of a relatively wide coverage, and base stations 12 (12a to 12c) that form small cells C2, which are placed within the macro cell C1 and which are narrower than the macro cell C1. The user terminal 20 may be located in at least one cell. [0275] FIG. 21 is a diagram to show an example of a structure of the user terminal.): a receiver (Matsumura [0275] The user terminal 20 includes … a transmitting/receiving section 220. [0279] The transmitting/receiving section 220 can be constituted with a transmitter/receiver.) that receives a configuration of a demodulation reference signal (DMRS) of a shared channel (Matsumura [0215] When the “DMRS according to a new release” is configured for the UE according to a new release by using higher layer signaling (for example, the UE according to a new release receives DMRS configuration information for a new release), the UE according to a new release may assume to apply at least one of the OCCs according to the embodiments described above to the DMRS. [0103] The following embodiments can be applied to both of the downlink and the uplink. The following embodiments give description by taking the DMRS for the PDSCH as an example of the DMRS, but this is not restrictive. The DMRS according to the present disclosure may be interpreted as at least one of the DMRS for the PUSCH.); and a processor (Matsumura Fig. 22, [0304] FIG. 22 is a diagram to show an example of a hardware structure of the base station and the user terminal. user terminal 20 may each be formed as computer an apparatus that includes a processor 1001 …) that determines, based on the configuration, an orthogonal cover code (OCC) to apply to the DMRS from among four OCCs obtained by cyclic shift of a sequence having a length longer than 2 (Matsumura [0215] When the “DMRS according to a new release” is configured for the UE according to a new release by using higher layer signaling (for example, the UE according to a new release receives DMRS configuration information for a new release), the UE according to a new release may assume to apply at least one of the OCCs according to the embodiments described above to the DMRS. [0122] The right side of FIG. 5A shows the FD-OCC that the UE corresponding to NR later than Rel. 15 assumes. The sequence ({w.sub.f(0), w.sub.f(1), w.sub.f(2), w.sub.f(3)}) of the FD-OCC is applied to four RE pairs adjacent in the frequency direction in a given CDM group. In a case of DMRS type 1, the four RE pairs adjacent in the frequency direction may be RE pairs corresponding to subcarriers k, k+2, k+4, and k+6. In a case of DMRS configuration type 2, the four RE pairs adjacent in the frequency direction may be RE pairs corresponding to subcarriers k, k+1, k+6, and k+7. [0123] FIG. 5B is a diagram to show an example of w.sub.f(k′) applied to the DMRS according to the first embodiment. m may represent an antenna port number or an index related to the antenna port number. Note that p may be interpreted as an OCC index. [0124] For example, to antenna ports m, m+1, m+2, and m+3, w.sub.f(0), w.sub.f(1), w.sub.f(2), and w.sub.f(3) are respectively applied, so as to be subjected to orthogonalization by using the FD-OCC. In other words, the DMRS of antenna ports m, m+1, m+2, and m+3 may be multiplexed on each of the same four RE pairs. [0131] FIG. 6B corresponds to a table in which the orthogonal code of FIG. 5B is expressed in another manner (natural exponential function exp(z)). [0132] FIGS. 7A and 7B are each a diagram to show an example of the FD-OCC according to the first embodiment. FIG. 7A is similar to FIG. 5A, and thus overlapping description will not be repeated. Note that, in the present example, w.sub.f(k′)=exp(jαk′). [0133] In this case, as shown in FIG. 7B, the orthogonal code may be defined as α=0 (if p=m), α=π/2 (if p=m+1), α=π (if p=m+2), and α=3π/2 (if p=m+3). FIG. 7B is the same as the natural exponential function expression of FIG. 6B if applied to the configuration of FIG. 7A. Note that α may be referred to as a cyclic shift.), wherein the processor determines the four OCCs to include OCCs obtained by cyclic shift {0, pi} (Matsumura [0133] In this case, as shown in FIG. 7B, the orthogonal code may be defined as α=0 (if p=m), α=π/2 (if p=m+1), α=π (if p=m+2), and α=3π/2 (if p=m+3). FIG. 7B is the same as the natural exponential function expression of FIG. 6B if applied to the configuration of FIG. 7A. Note that α may be referred to as a cyclic shift.). Claim 9 recites similar limitations of claim 7, is thus rejected under similar rational. Regarding claim 10, Matsumura teaches A base station comprising (Matsumura [0226] FIG. 19 is a diagram to show an example of a schematic structure of the radio communication system according to one embodiment. [0230] The radio communication system 1 may include a base station 11 that forms a macro cell C1 of a relatively wide coverage, and base stations 12 (12a to 12c) that form small cells C2, which are placed within the macro cell C1 and which are narrower than the macro cell C1. The user terminal 20 may be located in at least one cell. [0252] FIG. 20 is a diagram to show an example of a structure of the base station.): a transmitter (Matsumura [0252] The base station 10 includes ... a transmitting/receiving section 120. [0257] The transmitting/receiving section 120 can be constituted with a transmitter/receiver.) that transmits a configuration of a demodulation reference signal (DMRS) of a shared channel (Matsumura [0215] When the “DMRS according to a new release” is configured for the UE according to a new release by using higher layer signaling (for example, the UE according to a new release receives DMRS configuration information for a new release), the UE according to a new release may assume to apply at least one of the OCCs according to the embodiments described above to the DMRS. [0103] The following embodiments can be applied to both of the downlink and the uplink. The following embodiments give description by taking the DMRS for the PDSCH as an example of the DMRS, but this is not restrictive. The DMRS according to the present disclosure may be interpreted as at least one of the DMRS for the PUSCH.); and a processor (Matsumura Fig. 22, [0304] FIG. 22 is a diagram to show an example of a hardware structure of the base station and the user terminal. base station 10 may each be formed as computer an apparatus that includes a processor 1001…) that determines, based on the configuration, an orthogonal cover code (OCC) to apply to the DMRS from among four OCCs obtained by cyclic shift of a sequence having a length longer than 2 (Matsumura [0215] When the “DMRS according to a new release” is configured for the UE according to a new release by using higher layer signaling (for example, the UE according to a new release receives DMRS configuration information for a new release), the UE according to a new release may assume to apply at least one of the OCCs according to the embodiments described above to the DMRS. [0122] The right side of FIG. 5A shows the FD-OCC that the UE corresponding to NR later than Rel. 15 assumes. The sequence ({w.sub.f(0), w.sub.f(1), w.sub.f(2), w.sub.f(3)}) of the FD-OCC is applied to four RE pairs adjacent in the frequency direction in a given CDM group. In a case of DMRS type 1, the four RE pairs adjacent in the frequency direction may be RE pairs corresponding to subcarriers k, k+2, k+4, and k+6. In a case of DMRS configuration type 2, the four RE pairs adjacent in the frequency direction may be RE pairs corresponding to subcarriers k, k+1, k+6, and k+7. [0123] FIG. 5B is a diagram to show an example of w.sub.f(k′) applied to the DMRS according to the first embodiment. m may represent an antenna port number or an index related to the antenna port number. Note that p may be interpreted as an OCC index. [0124] For example, to antenna ports m, m+1, m+2, and m+3, w.sub.f(0), w.sub.f(1), w.sub.f(2), and w.sub.f(3) are respectively applied, so as to be subjected to orthogonalization by using the FD-OCC. In other words, the DMRS of antenna ports m, m+1, m+2, and m+3 may be multiplexed on each of the same four RE pairs. [0131] FIG. 6B corresponds to a table in which the orthogonal code of FIG. 5B is expressed in another manner (natural exponential function exp(z)). [0132] FIGS. 7A and 7B are each a diagram to show an example of the FD-OCC according to the first embodiment. FIG. 7A is similar to FIG. 5A, and thus overlapping description will not be repeated. Note that, in the present example, w.sub.f(k′)=exp(jαk′). [0133] In this case, as shown in FIG. 7B, the orthogonal code may be defined as α=0 (if p=m), α=π/2 (if p=m+1), α=π (if p=m+2), and α=3π/2 (if p=m+3). FIG. 7B is the same as the natural exponential function expression of FIG. 6B if applied to the configuration of FIG. 7A. Note that α may be referred to as a cyclic shift.), wherein the processor determines the four OCCs to include OCCs obtained by cyclic shift {0, pi} (Matsumura [0133] In this case, as shown in FIG. 7B, the orthogonal code may be defined as α=0 (if p=m), α=π/2 (if p=m+1), α=π (if p=m+2), and α=3π/2 (if p=m+3). FIG. 7B is the same as the natural exponential function expression of FIG. 6B if applied to the configuration of FIG. 7A. Note that α may be referred to as a cyclic shift.). Regarding claim 11, Matsumura teaches A system comprising a terminal and a base station (Matsumura [0226] FIG. 19 is a diagram to show an example of a schematic structure of the radio communication system according to one embodiment. [0230] The radio communication system 1 may include a base station 11 that forms a macro cell C1 of a relatively wide coverage, and base stations 12 (12a to 12c) that form small cells C2, which are placed within the macro cell C1 and which are narrower than the macro cell C1. The user terminal 20 may be located in at least one cell. ), the rest of claim 11 is combination of claim 7 and 10, is thus rejected under similar rational. Regarding claim 8, Matsumura teaches The terminal according to claim 7. Matsumura teaches wherein the OCCs obtained by the cyclic shift {0, pi} correspond to repetition of an OCC having a length of 2 (Matsumura According to Fig. 5B, 6B and 7B, OCC (length = 4) with cyclic shift of 0: +1, +1, +1, +1; OCC (length = 4) with cyclic shift of pi: +1, -1, +1, -1; Fig. 14A, OCC (length = 2) with cyclic shift of 0: +1, +1; OCC (length = 2) with cyclic shift of pi: +1, -1; Note: +1, +1, +1, +1; is repetition of +1,+1; +1, -1, +1, -1; is repletion of +1, -1;). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. US 20250056556 A1 Jacobsson et al. INCREASED NUMBER OF DEMODULATION REFERENCE SIGNAL PORTS. Any inquiry concerning this communication or earlier communications from the examiner should be directed to David Z Sun whose telephone number is (571)270-0750. The examiner can normally be reached Monday-Friday 0800am-0500pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Moo Jeong can be reached at 571-272-9617. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /D.Z.S./Examiner, Art Unit 2418 /Moo Jeong/Supervisory Patent Examiner, Art Unit 2418
Read full office action

Prosecution Timeline

Nov 04, 2024
Application Filed
Nov 20, 2025
Response after Non-Final Action
Sep 02, 2026
Non-Final Rejection mailed — §102 (current)

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Prosecution Projections

1-2
Expected OA Rounds
90%
Grant Probability
99%
With Interview (+14.1%)
2y 11m (~1y 0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 111 resolved cases by this examiner. Grant probability derived from career allowance rate.

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