Prosecution Insights
Last updated: July 17, 2026
Application No. 18/863,283

SYSTEMS AND METHODS FOR PROCESSING OF FUNDUS IMAGES

Non-Final OA §103
Filed
Nov 05, 2024
Priority
May 05, 2022 — provisional 63/364,249 +2 more
Examiner
WANG, CLAIRE X
Art Unit
Tech Center
Assignee
Toku Eyes Limited
OA Round
1 (Non-Final)
68%
Grant Probability
Favorable
1-2
OA Rounds
2y 2m
Est. Remaining
76%
With Interview

Examiner Intelligence

Grants 68% — above average
68%
Career Allowance Rate
136 granted / 200 resolved
+8.0% vs TC avg
Moderate +8% lift
Without
With
+7.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 11m
Avg Prosecution
11 currently pending
Career history
206
Total Applications
across all art units

Statute-Specific Performance

§101
3.4%
-36.6% vs TC avg
§103
75.0%
+35.0% vs TC avg
§102
16.4%
-23.6% vs TC avg
§112
2.7%
-37.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 200 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Objections Claims 22, 12-14 and 17 are objected to because of the following informalities: In line 2 of claim 22 the word “comprising” is repeated. The word “normalisation” is misspelled in claim 12 as it is the British spelling of the word. The word “utilised” is misspelled in claim 13 as it is the British spelling of the word. The word “glycaemic” is misspelled in claim 14 as it is the British spelling of the word. The word “standardisation” is misspelled in claim 22 as it is the British spelling of the word. Appropriate correction is required. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-18 and 21-23 are rejected under 35 U.S.C. 103 as being unpatentable over Prediction of cardiovascular risk factors from retinal fundus photographs via deep learning (hereinafter “Poplin”) in view of Hart et al. (US 11,138,732 B2 hereinafter “Hart”). As to claim 21, Poplin teaches a method of predicting a risk of cardiovascular disease (CVD) from one or more fundus images (Prediction of cardiovascular risk factors from retinal fundus photographs; Title), the method performed by one or more processors (computers; page 6 Section Code availability), the method comprising: processing one or more fundus images associated with an individual to determine whether the one or more fundus images are of sufficient quality for further processing (Images of poor quality were filtered out before training and validation; Page 5, Col 2, paragraph 2); Poplin does not explicitly teach using of CNN to determine the quality of the fundus images are sufficient quality for further processing. Hart teaches assessment of fundus images for the purposes of estimating disease state (Abstract), wherein CNN is used to rate fundus images as “readable” or “unreadable” (Col. 14, lines 4-7). It would have been obvious for one ordinary skilled in the art before the effective filing date to have combined the cardiovascular risk factor method of Poplin with the fundus image assessment method of Hart in order to better analyze the input fundus images. Note, the rest of the claim limitations in this claim as well as all dependent claims from claim 21 are considered contingent limitations as they are not required after the quality assessment of the fundus images since if there are no images that are deemed to be sufficient quality, then none of the following steps are performed (MPEP 2111.04 II). As to claim 22, Poplin teaches a system that performs the prediction of the cardiovascular risk factors (computers; page 6 Section Code availability). As to claim 23, Poplin teaches a computer readable medium performing the method of the prediction of the cardiovascular risk factors (computers; page 6 Section Code availability). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Chen et al. (WO 2022/261513 A1) teaches a method and a system using fundus images and metadata and deep learning models to determine disease. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to CLAIRE X WANG whose telephone number is (571)270-1051. The examiner can normally be reached M-F 9am-5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Patricia Mallari can be reached at (571) 272-4729. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. CLAIRE X. WANG Supervisory Patent Examiner Art Unit 1774 /CLAIRE X WANG/Supervisory Patent Examiner, Art Unit 1774
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Prosecution Timeline

Nov 05, 2024
Application Filed
Jul 01, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12597165
CALIBRATION METHOD AND MEASUREMENT SYSTEM
2y 2m to grant Granted Apr 07, 2026
Patent 12469133
METHOD AND SYSTEM FOR DETECTING FUNDUS IMAGE BASED ON DYNAMIC WEIGHTED ATTENTION MECHANISM
2y 5m to grant Granted Nov 11, 2025
Patent 12432361
FIXED-SIZE IMAGE ALPHA CHANNEL COMPRESSION TECHNIQUES
2y 5m to grant Granted Sep 30, 2025
Patent 9400212
Smart Pixel Addressing
7y 1m to grant Granted Jul 26, 2016
Patent 8655047
ELECTRONIC CHECK AND STUB SEPARATION
5y 1m to grant Granted Feb 18, 2014
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
68%
Grant Probability
76%
With Interview (+7.7%)
3y 11m (~2y 2m remaining)
Median Time to Grant
Low
PTA Risk
Based on 200 resolved cases by this examiner. Grant probability derived from career allowance rate.

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