Prosecution Insights
Last updated: October 02, 2026
Application No. 18/863,322

HIGH-RANK CODEBOOK AND CONTROL SIGNALING DESIGN FOR 8TX UPLINK MIMO

Non-Final OA §102
Filed
Nov 05, 2024
Priority
May 06, 2022 — nonprovisional of PCTCN2022091312
Examiner
HAILU, KIBROM T
Art Unit
Tech Center
Assignee
Qualcomm Incorporated
OA Round
1 (Non-Final)
80%
Grant Probability
Favorable
1-2
OA Rounds
11m
Est. Remaining
87%
With Interview

Examiner Intelligence

Grants 80% — above average
80%
Career Allowance Rate
703 granted / 876 resolved
+20.3% vs TC avg
Moderate +7% lift
Without
With
+6.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
27 currently pending
Career history
906
Total Applications
across all art units

Statute-Specific Performance

§101
5.3%
-34.7% vs TC avg
§103
52.9%
+12.9% vs TC avg
§102
19.7%
-20.3% vs TC avg
§112
14.3%
-25.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 876 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 41, 50-54, 63-67, 70-72, and 74-75 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Rahman et al. (US 2018/0183503 A1). Regarding claim 41, Rahman discloses an apparatus for wireless communication at a user equipment (UE) (116), comprising: a memory (360); and at least one processor (340) coupled to the memory and, based at least in part on information stored in the memory, the at least one processor is configured to: receive control signaling scheduling an uplink multiple input multiple output (MIMO) transmission for 8 antenna ports, the control signaling including a first part based on a rank, a second part based on a precoding matrix type, and a third part based on a transmitted precoding matrix indicator (TPMI) associated with one or two 4 antenna port precoding matrices (abstract; paragraph [0094]; [0121]; [0134]; [0085]; [0097]; [0106]; [0125]; [0130]-[0132]; [0140]-[0141]; [0143]-[0170]; [0171]; [0172]-[0174]; [0176]-[0196]; and so on, illustrating control signaling or DCI to schedule uplink MIMO transmission for 8 antenna ports comprising rank, matrix or codebook type, and TPMI); and transmit the uplink MIMO transmission precoded with an 8 port uplink MIMO precoder, the 8 port uplink MIMO precoder being based on a 4 port uplink MIMO codebook with a mapping indicated by a combination of the first part, the second part, or the third part of the control signaling (paragraph [006]-[0007]; [0033]; [0077]; [0146]; [0177]-[0178]; [0207]; [0268]-[0270]; [0274]-[0275]; [0277]-[0279]; [0281]; [0284]; and etc., explaining the transmission of uplink MIMO recoded with 8 ports mapping the rank, type, and TPMI). Regarding claim 54, the claim includes features identical to the subject matter mentioned in the rejection to claim 1. The claim is mere reformulation of claim 1 in order to define the corresponding method, and the rejection to claim 1 is applied hereto. Regarding claim 67, Rahman discloses an apparatus for wireless communication at a network node (102), comprising: a memory (230); and at least one processor (225) coupled to the memory and, based at least in part on information stored in the memory, the at least one processor is configured to: transmit control signaling scheduling an uplink multiple input multiple output (MIMO) transmission for 8 antenna ports, the control signaling including a first part based on a rank, a second part based on a precoding matrix type, and a third part based on a transmitted precoding matrix indicator (TPMI) associated with one or two 4 antenna port precoding matrices (paragraph [006]-[0007]; [0033]; [0077]; [0146]; [0177]-[0178]; [0207]; [0268]-[0270]; [0274]-[0275]; [0277]-[0279]; [0281]; [0284]; and etc.); and receive the uplink MIMO transmission precoded with an 8 port uplink MIMO precoder, the 8 port uplink MIMO precoder being based on a 4 port uplink MIMO codebook with a mapping indicated by a combination of the first part, the second part, or the third part of the control signaling (abstract; paragraph [0094]; [0121]; [0134]; [0085]; [0097]; [0106]; [0125]; [0130]-[0132]; [0140]-[0141]; [0143]-[0170]; [0171]; [0172]-[0174]; [0176]-[0196]; and so on). Regarding claim 72, the claim includes features identical to the subject matter mentioned in the rejection to claim 67. The claim is a mere reformulation of claim 67 in order to define a method, and the rejection to claim 67 is applied hereto. Regarding claim 50, 63, 70, and 74, Rahman discloses wherein the 8 antenna ports are grouped into a first group of 4 antenna ports and a second group of 4 antenna ports that map to the 8 port uplink MIMO precoder (paragraph [0094]; [0121]; [0134]; and etc.). Regarding claim 51, 64, 71, and 75, Rahman discloses wherein the first group of 4 antenna ports includes ports 0, 1, 4, and 5, and wherein the second group of 4 antenna ports includes ports 2, 3, 6, and 7 (paragraph [0094]; [0109]; [0111]; [0113]; [0131]-[0134]; [0146]-[0147]-[0153]; [0157]-[0158]; [0160]-[0166]; and so on). Regarding claim 52, and 65, Rahman discloses wherein a grouping into the first group of 4 antenna ports and the second group of 4 antenna ports is based on a permutation operation (paragraph [0085]; [0094]; [0109]; [0111]; [0113]; [0115]-[0117]; [0131]-[0134]; [0146]-[0147]-[0153]; [0157]-[0158]; [0160]-[0166]; [0170]; [0199]; [0212]; [0268]; [0271]-[0273]; [0283]; and so on). Regarding claim 53, and 66, Rahman discloses wherein the control signaling comprises downlink control information (DCI) (paragraph [0005]-[0007]; [0078]; [0101]-[0105]; [0113]; [0122]-[0123]; [0129]-[0130]; [0172]-[0173]; [0177]; [0180]; [0197]; [0262]-[0263]; and so on). Allowable Subject Matter Claims 42-49, 55-62, 68-69, and 73 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to KIBROM T HAILU whose telephone number is (571)270-1209. The examiner can normally be reached M-F 8:00 AM to 5:30 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, HUY D VU can be reached at (571)272-3155. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KIBROM T HAILU/Primary Examiner, Art Unit 2461
Read full office action

Prosecution Timeline

Nov 05, 2024
Application Filed
Aug 26, 2026
Non-Final Rejection mailed — §102 (current)

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Prosecution Projections

1-2
Expected OA Rounds
80%
Grant Probability
87%
With Interview (+6.8%)
2y 10m (~11m remaining)
Median Time to Grant
Low
PTA Risk
Based on 876 resolved cases by this examiner. Grant probability derived from career allowance rate.

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