Prosecution Insights
Last updated: April 19, 2026
Application No. 18/867,603

CLOSING CAP FOR A CONTAINER

Non-Final OA §103
Filed
Nov 20, 2024
Examiner
ALLEN, JEFFREY R
Art Unit
3733
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Sacmi Cooperativa Meccanici Imola Societa' Cooperativa
OA Round
1 (Non-Final)
47%
Grant Probability
Moderate
1-2
OA Rounds
3y 6m
To Grant
73%
With Interview

Examiner Intelligence

Grants 47% of resolved cases
47%
Career Allow Rate
512 granted / 1086 resolved
-22.9% vs TC avg
Strong +26% interview lift
Without
With
+26.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 6m
Avg Prosecution
72 currently pending
Career history
1158
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
49.2%
+9.2% vs TC avg
§102
23.2%
-16.8% vs TC avg
§112
22.1%
-17.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1086 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Interpretation The claims in this application are given their broadest reasonable interpretation using the plain meaning of the claim language in light of the specification as it would be understood by one of ordinary skill in the art. The broadest reasonable interpretation of a claim element (also commonly referred to as a claim limitation) is limited by the description in the specification when 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is invoked. As explained in MPEP § 2181, subsection I, claim limitations that meet the following three-prong test will be interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph: the claim limitation uses the term “means” or “step” or a term used as a substitute for “means” that is a generic placeholder (also called a nonce term or a non-structural term having no specific structural meaning) for performing the claimed function; (B) the term “means” or “step” or the generic placeholder is modified by functional language, typically, but not always linked by the transition word “for” (e.g., “means for”) or another linking word or phrase, such as “configured to” or “so that”; and (C) the term “means” or “step” or the generic placeholder is not modified by sufficient structure, material, or acts for performing the claimed function. Use of the word “means” (or “step”) in a claim with functional language creates a rebuttable presumption that the claim limitation is to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites sufficient structure, material, or acts to entirely perform the recited function. Absence of the word “means” (or “step”) in a claim creates a rebuttable presumption that the claim limitation is not to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is not interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites function without reciting sufficient structure, material or acts to entirely perform the recited function. Claim limitations in this application that use the word “means” (or “step”) are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. Conversely, claim limitations in this application that do not use the word “means” (or “step”) are not being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-15 is/are rejected under 35 U.S.C. 103 as being unpatentable over Morgan (US-20210362910-A1) in view of Migas et al. (US-20200115115-A1). Regarding claim 1, Morgan discloses: 1. A closing cap (10) for a container, comprising a lateral wall (23) extending around an axis and a transversal wall (22) positioned at one end of the lateral wall, a separating line (at 40) being provided on the lateral wall to define: a retaining ring (30), which is configured to remain anchored to a neck (100) of the container and extends as far as a free edge (Fig. 2, bottom of 30); a closing element (20) removably engageable with the neck , so as to open or close the container; wherein the separating line extends around the axis and is circumferentially interrupted to define in the lateral wall a joining zone (at 50) which extends circumferentially for an angle (Fig. 6), in which the retaining ring and the closing element are joined; wherein the retaining ring comprises a connecting portion (50) which extends continuously for said angle from the joining zone as far as the free edge (Fig. 6) and an engaging element (34) which projects inwards (Fig. 12) and is configured to engage with a locking ring of the neck during a passage from a closed condition to an open condition of the cap; and wherein the engaging element comprises a deformable region (par. 0046), which extends at least in said angle; wherein the engaging element comprises a retaining part, configured to make contact with the locking ring during said final step of opening, which has a contact surface configured to make contact with a lower wall of the locking ring (Fig. 12, edge of 34, the structure is capable of perming the action with a container). Morgan fails to specifically teach wherein the engaging element is in a bent configuration when the cap is in the closed condition and, wherein the deformable region is configured to deform and to be positioned in a stretched out configuration during a final step of opening of the cap when the engaging element makes contact with the locking ring, and wherein at the deformable region that contact between the contact surface and the lower wall allows the deformation of the deformable region into the stretched out configuration. Migas teaches that it is known in the art to manufacture a cap with a retaining element having a bent configuration (Fig. 3) wherein the engaging element has a deformable region is configured to deform and to be positioned in a stretched out configuration during a final step of opening of the cap when the engaging element makes contact with the locking ring, and wherein at the deformable region that contact between the contact surface and the lower wall allows the deformation of the deformable region into the stretched out configuration (par. 0046). It would have been obvious to one of ordinary skill in the art before the effective filing date to have manufactured the cap of Morgan out of material that could be stretched, as taught by, Migas so that the cap could fit with different surfaces and since such a modification would be making a known surface stretchable in a known manner. It would have been obvious to one of ordinary skill in the art before the effective filing date to have manufactured the co with a bent portion, in order to secure the cap to a specific container and since such a modification would be a simple substitution of known engaging elements for securing a cap to a container. Regarding claims 2-15, the modified cap of Morgan teaches: 2. The cap according to claim 1, and comprising breakable elements (Morgan, 40) positioned along the separating line, which are intended to break upon cap first opening when the contact surface makes contact with the lower wall of the locking ring (Morgan, par. 0032). 3. The cap according to claim 1, wherein the engaging element comprises an anti-rotation part (Migas, 36b) configured to be facing and in contact with an outer edge of the locking ring, when the engaging element is in the bent configuration (Migas, Fig. 3). 4. The cap according to claim 1, wherein the engaging element comprises an anti-rotation part (Migas, 36b) configured to be in contact with an upper wall of the locking ring , when the deformable region is in the stretched out configuration (Migas, 6B). 5. The cap according to claim 4, wherein the deformable region of the engaging element is configured to enclose the locking ring around an outer edge , when the deformable region is in the stretched out configuration, the contact surface being in contact with the lower wall of the locking ring , the anti-rotation part being in contact with the upper wall of the locking ring (Migas, Fig. 2B, 2C, depending on container). 6. The cap according to claim 1,wherein the retaining part of the engaging element extends starting from the retaining ring and has a thickness increasing until it defines the contact surface, and wherein the anti-rotation part extends from the contact surface (Migas, Fig. 3). 7. The cap according to claim 6, wherein the anti-rotation part is shaped like a projection which projects from the contact surface and which forms a final end of the engaging element (Migas, Fig. 3). 8. The cap according to claim 1,wherein the connecting portion is facing the deformable region (Morgan, Fig. 6) and is also configured to deform so as to allow the deformable region to be positioned in said stretched out configuration during said final step of opening of the cap (Migas, par. 0046). 9. The cap according to claim 1, wherein the retaining ring can have zones of thickness (Morgan, par. 0045), but fails to teach wherein the retaining ring comprises two zones of weakness, which are positioned on both sides of the connecting portion, for example parallel to the axis, and having a radial thickness which is less than that of the remaining zones of the retaining ring positioned adjacent to them, the zones of weakness being configured to be able to be subjected to twisting when the deformable region is in the stretched out configuration. It would have been obvious to one of ordinary skill in the art before the effective filing date to have manufactured the ring with different thickness, in order to adjust how the ring bends and since such a modification would have been a change in size of an existing component. A change in size is generally recognized as being within the level of ordinary skill in the art. 10. The cap according to claim 1, wherein the angle is between 20 and 90 degrees (Morgan, par. 0042). 11. The cap according to claim 1, wherein a radial thickness of the retaining ring is greater than or equal to 0.4 mm and is less than or equal to 1.1 mm (Morgan, par. 0055). 12. The cap according to claim 1, wherein a height of the retaining ring, measured parallel to the axis is greater than or equal to 1.4 mm and less than or equal to 5.2 mm (Morgan, par. 0052). 13. The cap according to claim 1, wherein the deformable region is configured to emit a sound and/or touch indication when the deformable region makes contact with the locking ring and is positioned in the stretched out configuration at least during a final step of a first opening of the cap (based on use). 14. The cap according to claim 1, wherein the deformable region is configured to be positioned in the bent configuration when the closing element is again positioned to close the neck of the container in the closed condition (Migas, par. 0046). 15. The cap according to claim 1, wherein the connecting portion extends continuously from the joining zone as far as the free edge since the connecting portion is without cuts, incisions, or weakened zones (Morgan, Fig. 6). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JEFFREY R ALLEN whose telephone number is (571)270-7426. The examiner can normally be reached 9:00 am - 5:00 pm, Monday-Friday. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Nathan Jenness can be reached at (571)270-5055. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JEFFREY R ALLEN/Primary Examiner, Art Unit 3733
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Prosecution Timeline

Nov 20, 2024
Application Filed
Jan 09, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
47%
Grant Probability
73%
With Interview (+26.2%)
3y 6m
Median Time to Grant
Low
PTA Risk
Based on 1086 resolved cases by this examiner. Grant probability derived from career allow rate.

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