Prosecution Insights
Last updated: August 07, 2026
Application No. 18/869,443

RESPIRATION PROMOTING APPARATUS

Non-Final OA §103§112
Filed
Nov 26, 2024
Priority
Jun 01, 2022 — CH 000659/2022 +1 more
Examiner
SAHAND, SANA
Art Unit
Tech Center
Assignee
Stimit AG
OA Round
1 (Non-Final)
63%
Grant Probability
Moderate
1-2
OA Rounds
1y 9m
Est. Remaining
88%
With Interview

Examiner Intelligence

Grants 63% of resolved cases
63%
Career Allowance Rate
211 granted / 333 resolved
+3.4% vs TC avg
Strong +24% interview lift
Without
With
+24.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
80 currently pending
Career history
398
Total Applications
across all art units

Statute-Specific Performance

§101
11.4%
-28.6% vs TC avg
§103
50.8%
+10.8% vs TC avg
§102
11.2%
-28.8% vs TC avg
§112
22.6%
-17.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 333 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Specification The disclosure is objected to because of the following informalities: The specification should be amended to include claim benefit to the foreign and domestic application(s). Appropriate correction is required. Allowable Subject Matter Claims 10, 12-13, 16-17 and 20 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Claims 10 and 14 propose a structure that is not disclosed, taught or rendered obvious by the references discovered. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 8, 14, 18, 21 and 23 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 8 recites the limitation "the first resilient member”. There is insufficient antecedent basis for this limitation in the claim. Claim 8 recites the limitation "the first tensioning arrangement”. There is insufficient antecedent basis for this limitation in the claim. Claim 8 recites the limitation "the second resilient member”. There is insufficient antecedent basis for this limitation in the claim. Claim 14 recites “wherein an angle between the arm holder and the body portion preferably is adjustable”. It is unclear whether the limitations are preferred (i.e., optional) or required. MPEP 2173 states that claims must particularly point out and distinctly claim the invention. Claim 18 recites “wherein the body portion preferably is height adjustably mounted to the beam member of the stand”. It is unclear whether the limitations are preferred (i.e., optional) or required. MPEP 2173 states that claims must particularly point out and distinctly claim the invention. Claim 21 recites “wherein the support structure preferably comprises [] wherein the first button and the second button preferably are” . It is unclear whether the limitations are preferred (i.e., optional) or required. MPEP 2173 states that claims must particularly point out and distinctly claim the invention. Claim 23 recites “second field generator preferably comprises” . It is unclear whether the limitations are preferred (i.e., optional) or required. MPEP 2173 states that claims must particularly point out and distinctly claim the invention. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 1-7, 9, 11, 21, 23 is/are rejected under 35 U.S.C. 103 as being unpatentable over multiple embodiment of the single reference WO2021074453A1 (published 04/22/2021) to Schnell et al. (hereinafter “Schnell” – on IDS). Regarding claim 1. (Currently Amended) Schnell disclose a respiration promoting apparatus (abstract, para 0009) [[(1)]] to coordinately stimulate two Phrenic nerves at a neck of a patient for activating a diaphragm of the patient (para 0010 “stimulate two Phrenic nerves of a patient for activating a diaphragm of the patient”), comprising: a first field generator [[(21)]] configured to generate a first spatial field and configured to be positioned at the patient to stimulate a first Phrenic nerve of the two Phrenic nerves of the patient by means of the first spatial field (para 0006, 0010 “a first forward face configured to be positioned at the patient to stimulate a first Phrenic nerve of the two Phrenic nerves of the patient”); a second field generator [[(22)]] configured to generate a second spatial field and configured to be positioned at the patient to stimulate a second Phrenic nerve of the two Phrenic nerves of the patient by means of the second spatial field (para 0006, 0010 “a second coil unit having a second forward face configured to be positioned at the patient to stimulate a second Phrenic of the patient”); and a support structure (para 0010, 00113 “a bracket structure 95”) [[(3)]] having an arm holder (para 0113, “bracket structure 95”) [[(33)]], a first arm [[(31)]] and a second arm [[(32)]] (para 0113 “first and second height adjusting neck sections 9122, 9222”), wherein the first arm [[(31)]] and the second arm [[(32)]] extend from the arm holder [[(33)]] (figs 8-9), wherein the first field generator [[(21)]] is mounted to the first arm [[(31)]] and the second field generator [[(22)]] is mounted to the second arm [[(32)]] (figs 8-9), and wherein the support structure [[(3)]] is configured to position the arm holder [[(33)]] above and/or behind a head of the patient such that the first arm [[(31)]] and the second arm [[(32)]] laterally extend along the head towards the neck of the patient (para 0032, 0034-0038, 00113-00115, 00119, figs 8-9). Regarding claim 2. (Currently Amended) Schnell disclose the respiration promoting apparatus [[(1)]] of claim 1, wherein the first arm [[(31)]] and the second arm [[(32)]] are manually adjustable relative to the arm holder [[(33)]] to individually position the first field generator [[(21)]] and the second field generator [[(22)]] in a target position at the neck of the patient (para 0010 “by changing a configuration for adjusting the bracket structure the position of the first coil unit and the second coil unit relative to the patient and relative to each other can be adapted to specific treatment requirements of a specific patient for example by choosing differing distances between the coil units and a patient’s body. Further, the orientation of first and second coil unit relative to each other and the orientation of the coil units relative to the patient can be adapted for example by choosing differing angle adjustments for the first and the second coil units.”, 0020, etc.). Regarding claim 3. (Currently Amended) Schnell disclose the respiration promoting apparatus [[(1)]] of claim 2, comprising a locking mechanism [[(4)]] to block the first arm [[(31)]] and the second arm [[(32)]] in the target positions (para 0040, 0052-0053 “locking mechanism”). Regarding claim 4. (Currently Amended) Schnell disclose the respiration promoting apparatus [[(1)]] of claim 3, wherein the locking mechanism [[(4)]] comprises a first lever element [[(41)]] at the first arm [[(31)]] to operate the locking mechanism [[(4)]] with respect to the first arm [[(31)]] and a second lever element [[(42)]] at the second arm [[(32)]] to operate the locking mechanism [[(4)]] with respect to the second arm [[(32)]] (para 0040 “By means of the first and second fastening members the position and orientation of the first coil and second units relative to each other can be blocked in a target configuration”). Regarding claim 5. (Currently Amended) Schnell disclose the respiration promoting apparatus [[(1)]] of claim 4, wherein the locking mechanism [[(4)]] is configured to allow adjustment of the first arm [[(31)]] when the first lever element [[(41)]] is activated, to block adjustment of the first arm [[(31)]] when the first lever element [[(41)]] is not activated, to allow adjustment of the second arm [[(32)]] when the second lever element [[(42)]] is activated, and to block adjustment of the second arm [[(32)]] when the second lever element [[(42)]] is not activated (see rejection of claims 2-4). Regarding claim 6. (Currently Amended) Schnell disclose the respiration promoting apparatus [[(1)]] of claim 3, wherein the locking mechanism [[(4)]] comprises a first tensioning arrangement [[(43)]] blocking the first arm [[(31)]] in the target position when being tensioned, and a second tensioning arrangement [[(44)]] blocking the second arm [[(32)]] in the target position when being tensioned (para 00115 “first fastening screw 917”, “second fastening screw 927”). Regarding claim 7. (Currently Amended) Schnell disclose the respiration promoting apparatus of claim 6, wherein the first tensioning arrangement [[(43)]] comprises a first resilient member (431) blocking the first arm [[(31)]] in the target position when being tensioned and the second tensioning arrangement [[(44)]] comprises a second resilient member (441) blocking the second arm [[(32)]] in the target position when being tensioned (para 00115 “first fastening screw 917”, “second fastening screw 927”). Regarding claim 9. (Currently Amended) Schnell disclose the respiration promoting apparatus [[(1)]] of claim 2, wherein the first arm [[(31)]], the second arm [[(32)]] and the arm holder [[(33)]] are configured such that a length of the first arm [[(31)]] and a length of the second arm [[(32)]] are adjustable (para 0119). Regarding claim 11. (Currently Amended) Schnell disclose the respiration promoting apparatus [[(1)]] of claim 9, wherein the support structure [[(3)]] comprises two shifter members 19. (Canceled) Regarding claim 21. (Currently Amended) Schnell disclose the respiration promoting apparatus [[(1)]] of claim 1, comprising a control unit configured to operate the first field generator [[(21)]] to stimulate the first Phrenic nerve of the patient and to operate the second field generator [[(22)]] to stimulate the second Phrenic nerve of the patient (para 0054-0056), wherein the support structure preferably comprises a first button at the first arm of the support structure and a second button at the second arm of the support structure, wherein the first button and the second button preferably are interfacing with the control unit such that activation of the first button and/or the second button provides control signals to the control unit (limitations introduced as “preferred” are considered optional and not required). 22. (Cancelled) Regarding claim 23. (Currently Amended) Schnell disclose the respiration promoting apparatus [[(1)]] of claim 1, wherein the support structure [[(3)]] is equipped with a data storage configured to collect data about operation of the first field generator [[(21)]] and the second field generator [[(22)]], wherein the data about operation of the first field generator and the second field generator preferably comprises any of duration or intensity, or a combination thereof (para 0057 “biofeedback” capabilities; limitations introduced as “preferred” are considered optional and not required). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to SANA SAHAND whose telephone number is (571)272-6842. The examiner can normally be reached M-Th 8:30 am -5:30 pm; F 9 am-3 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jennifer S McDonald can be reached at (571) 270- 3061. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SANA SAHAND/Examiner, Art Unit 3796
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Prosecution Timeline

Nov 26, 2024
Application Filed
Jul 15, 2026
Non-Final Rejection mailed — §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
63%
Grant Probability
88%
With Interview (+24.5%)
3y 5m (~1y 9m remaining)
Median Time to Grant
Low
PTA Risk
Based on 333 resolved cases by this examiner. Grant probability derived from career allowance rate.

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