Prosecution Insights
Last updated: August 16, 2026
Application No. 18/871,081

MULTILAYER CERAMIC CAPACITOR

Non-Final OA §102§103
Filed
Dec 02, 2024
Priority
Jun 03, 2022 — JP 2022-091215 +1 more
Examiner
SINCLAIR, DAVID M
Art Unit
Tech Center
Assignee
Kyocera Corporation
OA Round
1 (Non-Final)
68%
Grant Probability
Favorable
1-2
OA Rounds
9m
Est. Remaining
88%
With Interview

Examiner Intelligence

Grants 68% — above average
68%
Career Allowance Rate
861 granted / 1259 resolved
+8.4% vs TC avg
Strong +20% interview lift
Without
With
+19.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
42 currently pending
Career history
1296
Total Applications
across all art units

Statute-Specific Performance

§101
1.2%
-38.8% vs TC avg
§103
52.2%
+12.2% vs TC avg
§102
26.0%
-14.0% vs TC avg
§112
13.2%
-26.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1259 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Email Communication Applicant is encouraged to authorize the Examiner to communicate with applicant via email by filing form PTO/SB/439 either via USPS, Central Fax, or EFS-Web. See MPEP 502.01, 502.03, 502.05. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-2 & 4 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by JP2007242827A hereafter referred to as Nishigaki. In regards to claim 1, Nishigaki discloses A multilayer ceramic capacitor, comprising: a stack including a plurality of dielectric layers (5 – fig. 2-3; [0010]) stacked on one another and a plurality of internal electrodes (7 – fig. 2-3; [0010]) located along interfaces between the plurality of dielectric layers; and a plurality of external electrodes (3a & 3b – fig. 1; [0010]) located on outer surfaces of the stack and electrically connected to the plurality of internal electrodes, wherein the plurality of dielectric layers comprises, as a main component, a perovskite compound containing Ba and Ti, Ba is partially optionally substituted with Ca, and Ti is partially optionally substituted with Zr ([0013]), and a sum of resistance values of the main component and other components in the plurality of dielectric layers measured with an alternating current impedance method is greater than or equal to 1 MΩ (fig. 4-5; [0018-0019] & table 2). In regards to claim 2, Nishigaki discloses The multilayer ceramic capacitor according to claim 1, wherein the plurality of dielectric layers includes four constituents including cores being center portions of crystal grains of the main component and the other components, shells being outer peripheries of the crystal grains, grain boundaries, and interfaces between the plurality of internal electrodes and the plurality of dielectric layers, and the plurality of dielectric layers is represented with an equivalent circuit model in which each of the constituents is represented by a parallel circuit including a resistance R and a capacitance C and the constituents are connected in series to one another (fig. 4-5; [0018-0019] & table 2), and a sum of R1, R2, R3, and R4 is greater than or equal to 1 MΩ, where R1 is a resistance value of the cores, R2 is a resistance value of the shells, R3 is a resistance value of the grain boundaries, and R4 is a resistance value of the interfaces measured with the alternating current impedance method (fig. 4-5; [0018-0019] & table 2). In regards to claim 4, Nishigaki discloses The multilayer ceramic capacitor according to claim 2, wherein R2 is greater than or equal to 200000 Ω (fig. 4-5; [0018-0019] & table 2 – When the structure recited in the references is substantially identical to that of the claims, claimed properties (resistance) are presumed to be inherent.). Claim(s) 1-2 & 4 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Yamazaki et al. (US 2008/0266751). In regards to claim 1, Yamazaki ‘751 discloses A multilayer ceramic capacitor, comprising: a stack including a plurality of dielectric layers (5 – fig. 1; [0018]) stacked on one another and a plurality of internal electrodes (7 – fig. 1; [0018]) located along interfaces between the plurality of dielectric layers; and a plurality of external electrodes (3 – fig. 1; [0018]) located on outer surfaces of the stack and electrically connected to the plurality of internal electrodes, wherein the plurality of dielectric layers comprises, as a main component, a perovskite compound containing Ba and Ti, Ba is partially optionally substituted with Ca, and Ti is partially optionally substituted with Zr ([0018]), and a sum of resistance values of the main component and other components in the plurality of dielectric layers measured with an alternating current impedance method is greater than or equal to 1 MΩ (fig. 6; [0055-0057] – When the structure/method recited in the references is substantially identical to that of the claims, claimed properties (resistance) are presumed to be inherent). In regards to claim 2, Yamazaki ‘751 discloses The multilayer ceramic capacitor according to claim 1, wherein the plurality of dielectric layers includes four constituents including cores being center portions of crystal grains of the main component and the other components, shells being outer peripheries of the crystal grains, grain boundaries, and interfaces between the plurality of internal electrodes and the plurality of dielectric layers, and the plurality of dielectric layers is represented with an equivalent circuit model in which each of the constituents is represented by a parallel circuit including a resistance R and a capacitance C and the constituents are connected in series to one another, and a sum of R1, R2, R3, and R4 is greater than or equal to 1 MΩ, where R1 is a resistance value of the cores, R2 is a resistance value of the shells, R3 is a resistance value of the grain boundaries, and R4 is a resistance value of the interfaces measured with the alternating current impedance method (fig. 6; [0055-0057] – When the structure/method recited in the references is substantially identical to that of the claims, claimed properties (resistance) are presumed to be inherent). In regards to claim 4, Yamazaki ‘751 discloses The multilayer ceramic capacitor according to claim 2, wherein R2 is greater than or equal to 200000 Ω (fig. 6; [0055-0057] – When the structure/method recited in the references is substantially identical to that of the claims, claimed properties (resistance) are presumed to be inherent). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 3 & 5 is/are rejected under 35 U.S.C. 103 as being unpatentable over Yamazaki ‘751 in view of Woo et al. (US 2020/0126727). In regards to claim 3, Yamazaki ‘751 fails to disclose wherein the plurality of dielectric layers comprises 0.03 to 3 parts by mass of Sn. Woo ‘727 discloses wherein the plurality of dielectric layers comprises 0.03 to 3 parts by mass of Sn ([0050-0051] & [0064-0069] ] – during firing Sn from the conductive paste migrates to the interface and some will migrate into the dielectric layer and based on the amount of Sn present in the conductive past the amount that migrates to the ceramic will fall with the claimed range; when the structure/method recited in the references is substantially identical to that of the claims, claimed properties (parts by mass) are presumed to be inherent). It would have been obvious to one of ordinary skill in the art prior to the effective filing date of the claimed invention to form the capacitor of Yamazaki ‘751 to have internal electrodes as taught by Woo ‘727 to obtain a capacitor having high reliability and high internal voltage properties by preventing discontinuity and conglomeration of an internal electrode. In regards to claim 5, Yamazaki ‘751 fails to disclose wherein an Sn content at the interfaces is greater than an Sn content in middle portions of the plurality of the internal electrodes. Woo ‘727 discloses wherein an Sn content at the interfaces is greater than an Sn content in middle portions of the plurality of the internal electrodes (fig. 7; [0090-0095]). It would have been obvious to one of ordinary skill in the art prior to the effective filing date of the claimed invention to form the capacitor of Yamazaki ‘751 to have internal electrodes as taught by Woo ‘727 to obtain a capacitor having high reliability and high internal voltage properties by preventing discontinuity and conglomeration of an internal electrode. Claim(s) 3 is/are rejected under 35 U.S.C. 103 as being unpatentable over Nishigaki in view of Yamaguchi et al. (US 2018/0204678). In regards to claim 3, Nishigaki fails to disclose wherein the plurality of dielectric layers comprises 0.03 to 3 parts by mass of Sn. Yamaguchi ‘678 discloses wherein the plurality of dielectric layers comprises 0.03 to 3 parts by mass of Sn (table 1). It would have been obvious to one of ordinary skill in the art prior to the effective filing date of the claimed invention to form the capacitor of Nishigaki to have an Sn content in the dielectric layers as taught by Yamaguchi ‘678 to obtain a capacitor with good MTTF and capacitance properties. Claim(s) 5 is/are rejected under 35 U.S.C. 103 as being unpatentable over Nishigaki in view of Baik et al. (US 2022/0270822). In regards to claim 5, Nishigaki fails to disclose wherein an Sn content at the interfaces is greater than an Sn content in middle portions of the plurality of the internal electrodes. Baik ‘822 discloses wherein an Sn content at the interfaces is greater than an Sn content in middle portions of the plurality of the internal electrodes ([0065]). It would have been obvious to one of ordinary skill in the art prior to the effective filing date of the claimed invention to form the capacitor of Nishigaki to have a larger Sn content near the interface as taught by Baik ‘822 to obtain a capacitor with improved withstand voltage. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. US 2009/0059471 – fig. 4; [0035] US 2016/0196919 – [0093] US 2010/0220427 – claim 1 US 2023/0071958 – abstract Communication Any inquiry concerning this communication or earlier communications from the examiner should be directed to DAVID M SINCLAIR whose telephone number is (571)270-5068. The examiner can normally be reached M-TH from 8AM-4PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, TIMOTHY J DOLE can be reached at (571)272-2229. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /David M Sinclair/Primary Examiner, Art Unit 2847
Read full office action

Prosecution Timeline

Dec 02, 2024
Application Filed
Aug 07, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12702848
STACKABLE CAPACITOR FOR AN IMPLANTABLE MEDICAL DEVICE
6y 11m to grant Granted Aug 11, 2026
Patent 12706252
SOLID ELECTROLYTIC CAPACITOR
2y 6m to grant Granted Aug 11, 2026
Patent 12700543
MULTILAYER CAPACITOR
2y 5m to grant Granted Aug 04, 2026
Patent 12700548
VACUUM CAPACITOR
1y 7m to grant Granted Aug 04, 2026
Patent 12695034
SOLID ELECTROLYTE CAPACITOR ELEMENT, SOLID ELECTROLYTE CAPACITOR, AND CARBON PASTE FOR SOLID ELECTROLYTE CAPACITOR ELEMENT
2y 5m to grant Granted Jul 28, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
68%
Grant Probability
88%
With Interview (+19.9%)
2y 6m (~9m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1259 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month