Prosecution Insights
Last updated: September 15, 2026
Application No. 18/874,034

Optical Semiconductor Integrated Circuit

Non-Final OA §102§103
Filed
Dec 11, 2024
Priority
Jun 15, 2022 — nonprovisional of PCTJP2022024035
Examiner
RODAK, LEE E
Art Unit
Tech Center
Assignee
Nippon Telegraph and Telephone Corporation
OA Round
1 (Non-Final)
72%
Grant Probability
Favorable
1-2
OA Rounds
11m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allowance Rate
269 granted / 373 resolved
+12.1% vs TC avg
Strong +34% interview lift
Without
With
+34.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
43 currently pending
Career history
406
Total Applications
across all art units

Statute-Specific Performance

§101
2.5%
-37.5% vs TC avg
§103
52.9%
+12.9% vs TC avg
§102
21.6%
-18.4% vs TC avg
§112
19.5%
-20.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 373 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Response to Amendment The amendments filed on 12/11/2024 have been fully considered and are made of record. Claims 1-6 have been amended. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1, 3 and 5-6 are rejected under 35 U.S.C. 102(a1) as being anticipated by MAEDA et al. (Pub NO. WO 2020/255191 (A1); hereinafter Maeda; translation attached). Regarding Claim 1, Maeda teaches an optical semiconductor integrated circuit having an optical circuit and an electrical circuit (circuit in Fig. 3; See [0037]-[0042]), comprising: a plurality of electrical input/output terminals (input/output terminals 201/106 in Fig. 3; See [0037]-[0042]) disposed around at least one periphery of a chip region (disposed on periphery of chip region 105a in fig. 3; See [0037]-[0042]); and one or more optical input/output terminals (optical input/output terminals 107 in fig. 3; See [0037]-[0042]) disposed around one periphery in which the plurality of electrical input/output terminals are not disposed (107’s are disposed on periphery on 105a where 106/201 are not disposed in Fig. 3; See [0037]-[0042]). Regarding Claim 3, Maeda teaches the optical semiconductor integrated circuit according to claim 1, wherein the optical circuit includes a photodiode (photodiode 110 in fig. 3; See [0043]), and the high frequency signal output terminals of the photodiode are included in the plurality of electrical input/output terminals (See [0043]). Regarding Claim 5, Maeda teaches the optical semiconductor integrated circuit according to claim 1, wherein the optical input/output terminal is a grating coupler which can input and output light toward the outside of the chip region (See [0030]-[0047]). Regarding Claim 6, Maeda teaches the optical semiconductor integrated circuit according to claim 1, which is prepared using a silicon photonics technique (See [0002]-[0003]). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 2 is rejected under 35 U.S.C. 103 as being unpatentable over Maeda in view of Miyazaki et al. (Pub NO. US 2024/0319558 A1; hereinafter Miyazaki). Regarding Claim 2, Maeda teaches the optical semiconductor integrated circuit according to claim 1. Maeda is silent about wherein the optical circuit includes a Mach-Zehnder interferometer type modulator, and the high frequency signal input terminals of the Mach-Zehnder interferometer type modulator are included in the plurality of electrical input/output terminals. Miyazaki teaches wherein the optical circuit includes a Mach-Zehnder interferometer type modulator (Se [0062-[0067]), and the high frequency signal input terminals of the Mach-Zehnder interferometer type modulator are included in the plurality of electrical input/output terminals (See [0062]-[0067], [0072]-[0075]). Therefore it would have been obvious to one of ordinary skill in the art before the effective filling date of the claimed invention was made to modify the system of Maeda by using the optical circuit includes a Mach-Zehnder interferometer type modulator, and the high frequency signal input terminals of the Mach-Zehnder interferometer type modulator are included in the plurality of electrical input/output terminals, as taught by Miyazaki in order to control a light wave propagating through the optical waveguide (Miyazaki; abstract). Claim(s) 4 is rejected under 35 U.S.C. 103 as being unpatentable over Maeda. Regarding Claim 4, Maeda teaches the optical semiconductor integrated circuit according to claim 1, wherein a distance between the electrical input/output terminal closest to the one or more optical input/output terminals among the electrical input/output terminals disposed along a periphery orthogonal to the one periphery on which the one or more optical input/output terminals are disposed and an optical input/output point of the optical input/output terminal (See the electrical terminals 106 and optical terminals 107 in Fig. 3). Maeda is silent about terminal is 250 pm or more. It would have been obvious to one of ordinary skill in the art at the time the invention was made to use terminal is 250 pm or more, since it has been held that where the general conditions of a claim are disclosed in the prior art, discovering the optimum or working ranges involves only routine skill in the art. In re Aller, 105 USPQ 233 in order to faster, smaller, and lower-cost optical transceivers (Maeda [0002]). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Miyazaki et al. (Pub NO. US 2023/0367147 A1) discloses Optical Waveguide Element. Long et al. (Pub NO. US 2009/0134905 A1) discloses System for Measuring Signal Path Resistance. Zhang et al. (Pub NO. US 2009/0273007 A1) discloses Method of Testing Integrated Circuit Die. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ZANNATUL FERDOUS whose telephone number is (571)270-0399. The examiner can normally be reached Monday through Friday 8am to 5pm (PST). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Rodak Lee can be reached at 571-270-5628. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ZANNATUL FERDOUS/Examiner, Art Unit 2858 /LEE E RODAK/Supervisory Patent Examiner, Art Unit 2858
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Prosecution Timeline

Dec 11, 2024
Application Filed
Jun 24, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
72%
Grant Probability
99%
With Interview (+34.2%)
2y 8m (~11m remaining)
Median Time to Grant
Low
PTA Risk
Based on 373 resolved cases by this examiner. Grant probability derived from career allowance rate.

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