Prosecution Insights
Last updated: July 17, 2026
Application No. 18/876,243

PLATE HEAT EXCHANGER

Non-Final OA §103
Filed
Dec 18, 2024
Priority
Jun 22, 2022 — SE 2250767-7 +1 more
Examiner
ARANT, HARRY E
Art Unit
Tech Center
Assignee
Alfa Laval Corporate AB
OA Round
1 (Non-Final)
49%
Grant Probability
Moderate
1-2
OA Rounds
1y 11m
Est. Remaining
71%
With Interview

Examiner Intelligence

Grants 49% of resolved cases
49%
Career Allowance Rate
283 granted / 579 resolved
-11.1% vs TC avg
Strong +22% interview lift
Without
With
+22.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 6m
Avg Prosecution
36 currently pending
Career history
637
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
88.6%
+48.6% vs TC avg
§102
9.9%
-30.1% vs TC avg
§112
0.6%
-39.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 579 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-6 and 8-11 is/are rejected under 35 U.S.C. 103 as being unpatentable over Kim (Korean Patent Publication KR200437768Y1). Regarding claim 1, Kim discloses a plate heat exchanger comprising a plate package of permanently joined heat transfer plates (10a, 10b), wherein each of a first heat transfer plate and an adjoining second heat transfer plate of the plate package comprises a first end portion, a centre portion and a second end portion arranged in succession along a longitudinal axis of the respective heat transfer plate, the first end portion being provided with at least one porthole (12, 14, 70, 75), the second end portion being provided with at least one porthole, and the centre portion comprising a heat transfer area provided with a heat transfer pattern, wherein the heat transfer pattern comprises ridges (50) and groove portions (50), top portions of the ridges extending in a first plane and bottom portions of the groove portions extending in a second plane (see annotated fig 5 below), which first and second planes are parallel to each other and form outer limits of the heat transfer pattern in a direction perpendicularly to the longitudinal axis, wherein the ridges are interrupted by intermediate sections (51) extending at a different level than the first plane and/or the groove portions are interrupted by intermediate sections (52) extending at a different level than the second plane, and wherein the ridges extend along a number of ridge lines and the groove portions extend along a number of groove lines (see annotated fig 4 below), the ridge lines and the groove lines being arranged alternatingly and extending in parallel, wherein in the heat transfer area, the first heat transfer plate is permanently joined to the second heat transfer plate in a number of joints along the ridge lines of the first heat transfer plate and the groove lines of the second heat transfer plate (see page 2, lines 55-57). PNG media_image1.png 314 844 media_image1.png Greyscale PNG media_image2.png 700 442 media_image2.png Greyscale However, Kim does not explicitly disclose for each joint of the number of joints a quotient between a circumference, O, of the joint and an area, A, of the joint is O/A≥2.6 mm-1. However, since Kim teaches joints (see page 2, lines 55-57) the circumference and area of the joints are considered result-effective variables, i.e. variables which achieve a recognized result. In this case the recognized result is the shape and size of the joints would determine the strength of the connection of the plates and thus determine the reliability of the heat exchanger. It would have not have been inventive to determine the optimal shape and size of the joint and it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention for Kim to determine the optimal joint via routine experimentation such that for each joint of the number of joints a quotient between a circumference, O, of the joint and an area, A, of the joint is O/A≥2.6 mm-1. Regarding claim 2, Kim, as modified, discloses all previous claim limitations. Kim further discloses wherein each joint of the number of joints has a length, L (see annotated fig 4 below), along the ridge lines of the first heat transfer plate and the groove lines of the second heat transfer plate, which length, L, is longer than a width, W (see annotated fig 4 below), of each joint across the ridge lines of the first heat transfer plate and the groove lines of the second heat transfer plate. PNG media_image3.png 700 487 media_image3.png Greyscale Regarding claim 3, Kim, as modified, discloses all previous claim limitations. Kim further discloses wherein each joint of the number of joints has a width, W, across the ridge lines of the first heat transfer plate and the groove lines of the second heat transfer plate (see annotated fig 4 below). However, Kim does not explicitly disclose, which width, W, is within a range of 0.4≤W≤0.8 mm. However, since Kim teaches joints (see page 2, lines 55-57) the width of the joints are considered result-effective variables, i.e. variables which achieve a recognized result. In this case the recognized result is the width of the joints would determine the strength of the connection of the plates and thus determine the reliability of the heat exchanger. It would have not have been inventive to determine the optimal width of the joints and it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention for Kim to determine the optimal joint via routine experimentation such which width, W, is within a range of 0.4≤W≤0.8 mm. PNG media_image4.png 700 487 media_image4.png Greyscale Regarding claim 4, Kim, as modified, discloses all previous claim limitations. Kim further discloses wherein in the heat transfer area, the first heat transfer plate is permanently joined to the second heat transfer plate only along the ridge lines of the first heat transfer plate and the groove lines of the second heat transfer plate (see annotated fig 4 below, see page 2, lines 55-57). PNG media_image4.png 700 487 media_image4.png Greyscale Regarding claim 5, Kim, as modified, discloses all previous claim limitations. Kim further discloses wherein the first and second heat transfer plate are of a same kind, and wherein in the plate package, the second heat transfer plate is rotated in parallel with the first and second planes 180 degrees in relation to the first heat transfer plate (as evident in figures 3 as shown below). PNG media_image5.png 624 508 media_image5.png Greyscale Regarding claim 6, Kim, as modified, discloses all previous claim limitations. Kim further discloses wherein a portion of each intermediate section (51) of the ridges (50) extends at a level of the second plane (see annotated fig 6 below). PNG media_image6.png 342 594 media_image6.png Greyscale Regarding claim 8, Kim, as modified, discloses all previous claim limitations. Kim further discloses wherein in the first end portion the first and second heat transfer plate are joined by a first series of joints arranged at least partially circumferentially around the at least one porthole of the first end portion (see annotated fig 7 below), wherein in the second end portion the first and second heat transfer plate are joined by a second series of joints arranged at least partially circumferentially around the at least one porthole of the second end portion )see annotated fig 7 below), and wherein the heat transfer pattern of the centre portion (see annotated fig 7 below) is arranged immediately adjacent to, and extending between, the first and second series of joints. PNG media_image7.png 326 572 media_image7.png Greyscale Regarding claim 9, Kim, as modified, discloses all previous claim limitations. Kim further discloses wherein the ridge lines and the groove lines extend along straight lines, and wherein the ridge lines and the groove lines extend at one or more angle/s (α) within a range of 0-90 degrees to the longitudinal axis (LA) (see annotated fig 4 below). PNG media_image8.png 532 348 media_image8.png Greyscale Regarding claim 10, Kim, as modified, discloses all previous claim limitations. Kim further discloses wherein the ridge lines and the groove lines extend along zigzag lines (see annotated fig 5 below). PNG media_image9.png 328 510 media_image9.png Greyscale Regarding claim 11, Kim, as modified, discloses all previous claim limitations. Kim further discloses wherein the intermediate sections (51, 52) of the ridges and/or the intermediate sections of the groove portions are arranged at portions of the zigzag lines where they change direction (see annotated fig 5 above). Claim(s) 1 and 7 is/are rejected under 35 U.S.C. 103 as being unpatentable over Han et al. (U.S. Patent Publication No. 2012/0118548, “Han”). Regarding claim 1, Han discloses a plate heat exchanger comprising a plate package of permanently joined heat transfer plates (11, 12, figs 1-3) wherein each of a first heat transfer plate (11) and an adjoining second heat transfer plate (12) of the plate package comprises a first end portion, a centre portion and a second end portion (see annotated fig 2 below) arranged in succession along a longitudinal axis of the respective heat transfer plate, the first end portion being provided with at least one porthole (23), the second end portion being provided with at least one porthole (23), and the centre portion comprising a heat transfer area provided with a heat transfer pattern, wherein the heat transfer pattern comprises ridges (13a) and groove portions (13b), top portions of the ridges extending in a first plane and bottom portions of the groove portions extending in a second plane (see annotated fig 3 below), which first and second planes are parallel to each other and form outer limits of the heat transfer pattern in a direction perpendicularly to the longitudinal axis, wherein the ridges are interrupted by intermediate sections (21a) extending at a different level than the first plane; the ridges extend along a number of ridge lines and the groove portions extend along a number of groove lines (see annotated fig 2 below), the ridge lines and the groove lines being arranged alternatingly and extending in parallel, wherein in the heat transfer area, the first heat transfer plate is permanently joined to the second heat transfer plate in a number of joints along the ridge lines of the first heat transfer plate and the groove lines of the second heat transfer plate (¶0054). PNG media_image10.png 561 718 media_image10.png Greyscale PNG media_image11.png 246 589 media_image11.png Greyscale However, Han does not explicitly disclose for each joint of the number of joints a quotient between a circumference, O, of the joint and an area, A, of the joint is O/A≥2.6 mm-1. However, since Kim teaches joints (see page 2, lines 55-57) the circumference and area of the joints are considered result-effective variables, i.e. variables which achieve a recognized result. In this case the recognized result is the shape and size of the joints would determine the strength of the connection of the plates and thus determine the reliability of the heat exchanger. It would have not have been inventive to determine the optimal shape and size of the joint and it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention for Han to determine the optimal joint via routine experimentation such that for each joint of the number of joints a quotient between a circumference, O, of the joint and an area, A, of the joint is O/A≥2.6 mm-1. Regarding claim 7, Han further discloses wherein the top portions of the ridges are broader in the first plane than the bottom portions of the groove portions are in the second plane, or the bottom portions of the groove portions are broader in the second plane than the top portions of the ridges are in the first plane (see annotated fig 3 below). PNG media_image12.png 330 589 media_image12.png Greyscale Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 12 is/are rejected under 35 U.S.C. 103 as being unpatentable over Kim as applied to claim 1 above, and further in view of Sjodin et al. (U.S. Patent Publication No. 2007/0044309, “Sjodin”). Regarding claim 12, Kim discloses all previous claim limitations. However, Kim does not explicitly disclose wherein the permanently joined heat transfer plates, are joined by joints comprising at least 50 wt % metal of the same kind as a metal of the heat transfer plates. Sjodin, however, discloses a heat exchanger wherein the permanently joined heat transfer plates, are joined by joints comprising at least 50 wt % metal of the same kind (copper, see ¶0032) as a metal of the heat transfer plates (as the plates comprise the brazing layer). It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention for Kim to provide the joint material of Sjodin in order to provide a reliable connection between the plates. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to HARRY E ARANT whose telephone number is (571)272-1105. The examiner can normally be reached Monday-Friday 10-6 ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jianying Atkisson can be reached at (571)270-7740. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /HARRY E ARANT/ Primary Examiner, Art Unit 3763
Read full office action

Prosecution Timeline

Dec 18, 2024
Application Filed
Jun 26, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
49%
Grant Probability
71%
With Interview (+22.2%)
3y 6m (~1y 11m remaining)
Median Time to Grant
Low
PTA Risk
Based on 579 resolved cases by this examiner. Grant probability derived from career allowance rate.

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