Prosecution Insights
Last updated: October 02, 2026
Application No. 18/878,262

VISCOSITY INDEX IMPROVER COMPOSITION AND LUBRICATING OIL COMPOSITION

Non-Final OA §103§112
Filed
Dec 23, 2024
Priority
Jun 27, 2022 — JP 2022-102591 +1 more
Examiner
VASISTH, VISHAL V
Art Unit
1771
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Sanyo Chemical Industries Ltd.
OA Round
1 (Non-Final)
72%
Grant Probability
Favorable
1-2
OA Rounds
6m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allowance Rate
1001 granted / 1384 resolved
+7.3% vs TC avg
Strong +33% interview lift
Without
With
+33.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
41 currently pending
Career history
1414
Total Applications
across all art units

Statute-Specific Performance

§101
1.1%
-38.9% vs TC avg
§103
52.1%
+12.1% vs TC avg
§102
14.9%
-25.1% vs TC avg
§112
10.3%
-29.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1384 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(d): (d) REFERENCE IN DEPENDENT FORMS.—Subject to subsection (e), a claim in dependent form shall contain a reference to a claim previously set forth and then specify a further limitation of the subject matter claimed. A claim in dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers. The following is a quotation of pre-AIA 35 U.S.C. 112, fourth paragraph: Subject to the following paragraph [i.e., the fifth paragraph of pre-AIA 35 U.S.C. 112], a claim in dependent form shall contain a reference to a claim previously set forth and then specify a further limitation of the subject matter claimed. A claim in dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers. Claims 5-6 are rejected under 35 U.S.C. 112(d) or pre-AIA 35 U.S.C. 112, 4th paragraph, as being of improper dependent form for failing to further limit the subject matter of the claim upon which it depends, or for failing to include all the limitations of the claim upon which it depends. Claims 5-6 depend from claim 1 which requires a phosphate ester, thus claims 5 and 6 do not further limit claim 1. Applicant may cancel the claim(s), amend the claim(s) to place the claim(s) in proper dependent form, rewrite the claim(s) in independent form, or present a sufficient showing that the dependent claim(s) complies with the statutory requirements. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1-9 are rejected under 35 U.S.C. 103 as being unpatentable over Kinker et al., US Patent No. 5,817,606 (hereinafter referred to as Kinker) in view of Loper et al., US Patent Application Publication No. 2014/0179572 (hereinafter referred to as Loper). Regarding claims 1-2 and 5-9, Kinker discloses 1 to 15 wt% of polymer compositions derived from selected alkyl (meth)acrylate ester monomers used in certain weight ratios to provide improved viscosity control and low temperature performance characteristics in phosphate ester aircraft hydraulic fluids wherein the phosphate ester is present in a concentration rang of up to 98.9 wt% (as recited in claims 5-9 – reads on claim 8 as the phosphate esters of Kinker read on the phosphate esters recited in the instant specification that have a KV40 in the range or at least overlapping the range recited in claim 8) (see Abstract and see Claim of Kinker and Col. 6-7/L. 46-42). Polymer compositions for use as viscosity index improving additives in aircraft hydraulic fluids contain from 40 to 100 weight percent (C1-C10)alkyl (meth)acrylate and zero to 60 weight percent (C11-C20)alkyl (meth)acrylate monomer units combine good solubility in the phosphate ester hydraulic fluids with good viscosity control at low and high temperatures having a weight-average molecular-weight ranging from 60,000 to 350,000 (as recited in claim 1 – reads on constituent monomer and SP recited in claim 1 as the viscosity index improvers overlap what are recited in the instant specification within the SP recited in claim 1 and reads on claim 2) (see Abstract and see Claim 4 of Kinker). Kinker discloses all the limitations discussed above including the presence of additional additive compounds in a concentration ranging from 0.1 to 15 wt% (reads on claim 3) (Col. 24/L. 1-4). Kinker does not, however, explicitly disclose the presence of a chain aliphatic alcohol as recited in claim 1. Loper teaches lubricating oil compositions for hydraulic fluids (Para. [0093]) that contain frictions modifiers wherein the friction modifier may comprise compounds selected from fatty alcohols. The fatty alcohols include alcohols of the formula R7OH wherein R7 is a hydrocarbyl groups containing from about 12 to about 25 carbon atoms (Para. [0053] and [0156]). It would have been obvious to one of ordinary skill in the art to use the friction modifiers of Loper in the composition of Kinker in order to enhance the frictional properties of the composition. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to VISHAL V VASISTH whose telephone number is (571)270-3716. The examiner can normally be reached M-F 9:00-4:30 and 7:00-10:00p. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Prem Singh can be reached at 5712726381. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /VISHAL V VASISTH/Primary Examiner, Art Unit 1771
Read full office action

Prosecution Timeline

Dec 23, 2024
Application Filed
Jul 07, 2026
Non-Final Rejection mailed — §103, §112 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
72%
Grant Probability
99%
With Interview (+33.4%)
2y 4m (~6m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1384 resolved cases by this examiner. Grant probability derived from career allowance rate.

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