Prosecution Insights
Last updated: October 25, 2026
Application No. 18/881,019

HARD COATING FILM FOR CUTTING TOOL

Non-Final OA §103
Filed
Jan 03, 2025
Priority
Sep 29, 2022 — RE 10-2022-0124668 +1 more
Examiner
WANG, XIAOBEI
Art Unit
1784
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Korloy Inc.
OA Round
1 (Non-Final)
65%
Grant Probability
Favorable
1-2
OA Rounds
1y 4m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 65% — above average
65%
Career Allowance Rate
448 granted / 686 resolved
At TC average
Strong +48% interview lift
Without
With
+48.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
36 currently pending
Career history
740
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
49.0%
+9.0% vs TC avg
§102
14.4%
-25.6% vs TC avg
§112
25.6%
-14.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 686 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1 and 3-5 are rejected under 35 U.S.C. 103 as being unpatentable over Tanibuchi (JP 2006-272515). Regarding claim 1, Tanibuchi teaches a surface-coated cutting tool (p. 1, ¶ 1). Both the base and the coating are made of a hard material (p. 1, ¶ 2). Tanibuchi teaches a, average surface roughness of the flank face is 0.1-1.5 μm, the roughness of the rake face is 0.2-0.8 μm, and the roughness of the cutting edge is 0.1-0.3 μm (p. 5, ¶ 6); with exemplary thicknesses of 1.1 μm, 0.4 μm, and 0.2 μm for the flank face, rake face, and cutting edge, respectively (p. 6, ¶ 7). This corresponds with the claimed macroscopic roughnesses, and the roughnesses of the rake and flank surfaces is greater than that at the cutting edge (which is presumed to reflect a roughness within a range of 100 μm from the cutting edge). Tanibuchi further teaches the coating layer has needle-shaped particles with a minor axis in a direction perpendicular to the surface, and the abundance ratio of these particles in the rake and flank face are greater than the abundance ratio in the cutting edge portion (p. 1, ¶ 7). The presence of these particles corresponds to a microscopic roughness, and since the rake and flank faces contain more of these particles, one of ordinary skill in the art would expect the microscopic roughnesses of the rake and flank faces to be higher than those at the cutting edge, absent objective evidence to the contrary. See MPEP 2112. Regarding claim 3, since the claim does not give an objective measure of what ‘gradual’ means, any change in roughness can be considered gradual. Regarding claim 4, Tanibuchi teaches a composition of the hard coating layer is TisAltWuCovCwNxOySz, where all subscripts are between 0 and 1 inclusive (p. 4, ¶ 2). This includes the claimed composition and overlaps the claimed ranges, creating a prima facie case of obviousness. See MPEP 2144.05 I. Regarding claim 5, Tanibuchi teaches the thickness of the hard coating film is at least 0.01 to 1 μm (p. 3, ¶ 1), which overlaps the claimed ranges, creating a prima facie case of obviousness. See MPEP 2144.05 I. Allowable Subject Matter Claim 2 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: The prior art of record does not teach or suggest the claimed macroscopic and microscopic roughness values or the graded roughness profile. Fukano (JP 2005-279821) teaches a cutting tool with relative roughnesses at the flank and rake surfaces, but does not teach or suggest the claimed macroscopic and microscopic roughnesses on the rake and flank surfaces. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to XIAOBEI WANG whose telephone number is (571)270-5705. The examiner can normally be reached M-F 8AM-5PM EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Humera Sheikh can be reached at 571-272-0604. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /XIAOBEI WANG/Primary Examiner, Art Unit 1784
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Prosecution Timeline

Jan 03, 2025
Application Filed
Sep 24, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
65%
Grant Probability
99%
With Interview (+48.2%)
3y 2m (~1y 4m remaining)
Median Time to Grant
Low
PTA Risk
Based on 686 resolved cases by this examiner. Grant probability derived from career allowance rate.

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