Prosecution Insights
Last updated: August 17, 2026
Application No. 18/881,507

Method and Apparatus for Adaptive Loop Filter with Virtual Boundaries and Multiple Sources for Video Coding

Final Rejection §102§103§112
Filed
Jan 06, 2025
Priority
Jul 15, 2022 — provisional 63/368,511 +1 more
Examiner
HAGHANI, SHADAN E
Art Unit
2485
Tech Center
2400 — Computer Networks
Assignee
MediaTek Inc.
OA Round
2 (Final)
61%
Grant Probability
Moderate
3-4
OA Rounds
1y 4m
Est. Remaining
79%
With Interview

Examiner Intelligence

Grants 61% of resolved cases
61%
Career Allowance Rate
232 granted / 380 resolved
+3.1% vs TC avg
Strong +18% interview lift
Without
With
+17.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
34 currently pending
Career history
413
Total Applications
across all art units

Statute-Specific Performance

§101
2.4%
-37.6% vs TC avg
§103
65.3%
+25.3% vs TC avg
§102
11.5%
-28.5% vs TC avg
§112
15.1%
-24.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 380 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 3 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. The phrasing is unclear. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1, 3, 11 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Karczewicz (NPL: “VVC In-Loop Filtering,” IEEE 2021). Regarding Claim 1, Karczewicz (NPL: “VVC In-Loop Filtering,” IEEE 2021) discloses a method for Adaptive Loop Filter processing (adaptive loop filter, CC-ALF, Fig.1) of reconstructed video (see the location of the ALF relative to the addition of residual to prediction, Fig. 1), the method comprising: receiving reconstructed pixels (SAO output pixels are passed to ALF/CCALF, Fig. 1; see the location of the ALF relative to the addition of residual to prediction, Fig. 1), wherein the reconstructed pixels (reconstructed sample values R (x, y), Section II.A Filter Shapes…) comprise a current block (Coding Tree Units, CTUs, Section I. Introduction) and the current block comprises a luma block (one luma CTB, Section I. Introduction) and one or more chroma blocks (two chroma CTBs, Section I. Introduction); deriving a filtered chroma output (filtered sample value ~R(x, y) at coordinates (x, y), left side of equations 2, 3, 4, Section II.A Filter Shapes…) from a ALF (Adaptive Loop Filter, Section II. title) for a current chroma (one of the chroma CTBs in the CTU, Section I. Introduction) sample (reconstructed sample values R (x, y), right side of equations 2, 3, 4, Section II.A Filter Shapes…) in one of said one or more chroma blocks (one of the chroma CTBs in the CTU, Section I. Introduction), wherein the ALF comprises more than one source sample from at least two colour components among luma, Cb and Cr (CC-ALF Cr and Cb are based on Luma pixels and Cr/Cb pixels, see Fig. 7) from the current block in a first footprint (Fig. 2 ALF filter shapes; luma support shape for CC-ALF, Fig. 8) of the ALF (ALF/CCALF, Fig. 1); and providing a filtered-reconstructed (filtered sample value ~R(x, y) left side of equations 2, 3, 4, Section II.A Filter Shapes…) first chroma (ALF applies to luma and chroma samples, Section I. Introduction page 3908 right column; filter shapes, 7 × 7 diamond shape and 5 × 5 diamond shape are supported for luma and chroma components, Section II.A Filter shapes…) block (output of ALF Chroma, CC-ALF Cr, output of CC-ALF Cb, Fig. 7), wherein the filtered-reconstructed first chroma block comprises the filtered chroma output (inherent: blocks have pixels; final output picture has filtered samples, Fig. 1). Regarding Claim 3, Karczewicz (NPL: “VVC In-Loop Filtering,” IEEE 2021) discloses the method of Claim 1, wherein for the ALF, said more than one source sample comprises one or more chroma samples of any before ALF type in another of said one or more chroma blocks (output of SAO Cr, Cb is used in chroma ALF, Fig. 7; several samples, equations 2, 3, 4, 5, are used to form each pixel output ~R). Regarding Claim 11, the claim is rejected on the grounds provided in Claim 1. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 2, 4 are rejected under 35 U.S.C. 103 as being unpatentable over Karczewicz (NPL: “VVC In-Loop Filtering,” IEEE 2021) in view of Hu (NPL: “AHG12: Using samples before deblocking filter for adaptive loop filter,” JVET-Z0146). Regarding Claim 2, Karczewicz (NPL: “VVC In-Loop Filtering,” IEEE 2021) discloses the method of Claim 1. Karczewicz does not disclose, but Hu (NPL: “AHG12: Using samples before deblocking filter for adaptive loop filter,” JVET-Z0146) teaches wherein for the ALF (ALF, Section 2), said more than one source sample comprises one or more pre-DBF and/or pre-SAO chroma samples in said one of said one or more chroma blocks (samples before deblocking filter (DBF) are used for ALF, Section 2). One of ordinary skill in the art before the application was filed would have been motivated to use pre-DBF pixels for the ALF of Karczewicz because Hu teaches that improved rate-distortion is expected, Abstract, improving decoded video quality and user experience. Regarding Claim 4, Karczewicz (NPL: “VVC In-Loop Filtering,” IEEE 2021) discloses the method of Claim 1. Karczewicz does not disclose, but Hu (NPL: “AHG12: Using samples before deblocking filter for adaptive loop filter,” JVET-Z0146) teaches wherein for the ALF, said more than one source sample comprises one or more pre-DBF and/or pre-SAO luma samples in the luma block (samples before deblocking filter (DBF) are used for ALF, Section 2). One of ordinary skill in the art before the application was filed would have been motivated to use pre-DBF pixels for the ALF of Karczewicz because Hu teaches that improved rate-distortion is expected, Abstract, improving decoded video quality and user experience. Claim(s) 8, 9 are rejected under 35 U.S.C. 103 as being unpatentable over Karczewicz (NPL: “VVC In-Loop Filtering,” IEEE 2021) in view of Sicuranza (NPL: “Quadratic Filters for Signal Processing,” IEEE 1991). Regarding Claim 8, Karczewicz (NPL: “VVC In-Loop Filtering,” IEEE 2021) discloses the method of Claim 1, wherein the ALF comprises a [] input term (values R (x, y), right side of equations 2, 3, 4, Section II.A Filter Shapes…). Karczewicz does not disclose, but Sicuranza teaches a high-degree input term (output of the filter is obtained through filtering the square values of the input sequence, p. 1268, bullet number 1, left column, Fig. 2). One of ordinary skill in the art before the application was filed would have been motivated to replace the input values of Karczewicz with squared input values, as suggested by Sicuranza, because Sicuranza teaches that quadratic filters are the simplest filters that can be used to detect and preserve edges in image filtering (page 1263 last full sentence; page 1264 right column first full paragraph), improving decoded image quality. Regarding Claim 9, Karczewicz (NPL: “VVC In-Loop Filtering,” IEEE 2021) discloses the method of Claim 8, wherein the [] input term corresponds to N – R (R(x+xi, y+yi) - R(x, y), equations 3, 4, 5, Section II.A), wherein R is a to-be-processed sample (R(x,y), equations 3, 4, 5, Section II.A) and N is a target sample (R(x+xi, y+yi), equations 3,4,5 Section II.A). Karczewicz does not disclose, but Sicuranza teaches wherein the high-degree input term corresponds to N2 – R2 (output of the filter is obtained through filtering the square values of the input sequence, p. 1268, bullet number 1, left column, Fig. 2). One of ordinary skill in the art before the application was filed would have been motivated to replace the input values of Karczewicz with squared input values, as suggested by Sicuranza, because Sicuranza teaches that quadratic filters are the simplest filters that can be used to detect and preserve edges in image filtering (page 1263 last full sentence; page 1264 right column first full paragraph), improving decoded image quality. Claim(s) 8, 10 are rejected under 35 U.S.C. 103 as being unpatentable over Karczewicz (NPL: “VVC In-Loop Filtering,” IEEE 2021) in view of Aurich (NPL: “Non-Linear Gaussian Filters Performing Edge Preserving Diffusion,” Springer 1995). Regarding Claim 8, Karczewicz (NPL: “VVC In-Loop Filtering,” IEEE 2021) discloses the method of Claim 1 wherein the ALF comprises a [] input term (values R (x, y), right side of equations 2, 3, 4, Section II.A Filter Shapes…). Karczewicz does not disclose, but Aurich teaches a high-degree input term ( PNG media_image1.png 26 208 media_image1.png Greyscale , page 2, the non-linear gaussian filter). One of ordinary skill in the art before the application was filed would have been motivated to replace the difference values of Karczewicz with squared difference values, as suggested by Aurich, because Aurich teaches that it is a simple non-linear modification that avoids iteration steps and convergence problems, but implements edge-preserving smoothing of images (Abstract), improving decoded image quality. Regarding Claim 10, Karczewicz (NPL: “VVC In-Loop Filtering,” IEEE 2021) discloses the method of Claim 8, wherein the [] input term corresponds to … (R(x+xi, y+yi) - R(x, y), equations 3, 4, 5, Section II.A), wherein R is a to-be-processed sample (R(x,y), equations 3, 4, 5, Section II.A), N is a target sample (R(x+xi, y+yi), equations 3,4,5 Section II.A) …. Karczewicz does not disclose, but Aurich teaches wherein the high-degree input term corresponds to sign(N-R)x((N-R)x(N-R)) ( PNG media_image2.png 22 207 media_image2.png Greyscale ), wherein R is a to-be-processed sample ( PNG media_image3.png 22 32 media_image3.png Greyscale ), N is a target sample ( PNG media_image4.png 25 33 media_image4.png Greyscale ), and sign(N-R) returns a sign of (N-R) (inherent: the sign of N-R is the sign of N-R). Although Aurich does not expressly teach the sign of N-R in the edge-preserving filter, one of ordinary skill in the art would know that the sign of (N-R)2 must be preserved and used in the filter because squaring a difference always results in a positive number, which would lead to loss of data and an inaccurate result when the target pixel N is brighter than the to-be-processed sample R. One of ordinary skill in the art before the application was filed would have been motivated to replace the difference values of Karczewicz with squared difference values, as suggested by Aurich, because Aurich teaches that it is a simple non-linear modification that avoids iteration steps and convergence problems, but implements edge-preserving smoothing of images (Abstract), improving decoded image quality. Response to Arguments Applicant’s arguments filed 5/15/2026 regarding the amendments are persuasive. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is made in view of Karczewicz (NPL: “VVC In-Loop Filtering,” IEEE 2021). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. US 20010008418 A1 - sum total of squares of pixel value differences to measure contrast US 20260019619 A1 - contains a non-linear term, such as a quadratic term THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to SHADAN E HAGHANI whose telephone number is (571)270-5631. The examiner can normally be reached M-F 9AM - 5PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jay Patel can be reached at 571-272-2988. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SHADAN E HAGHANI/ Examiner, Art Unit 2485
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Prosecution Timeline

Jan 06, 2025
Application Filed
Feb 17, 2026
Non-Final Rejection mailed — §102, §103, §112
May 15, 2026
Response Filed
Jul 02, 2026
Final Rejection mailed — §102, §103, §112 (current)

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Prosecution Projections

3-4
Expected OA Rounds
61%
Grant Probability
79%
With Interview (+17.8%)
2y 11m (~1y 4m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 380 resolved cases by this examiner. Grant probability derived from career allowance rate.

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