Prosecution Insights
Last updated: October 25, 2026
Application No. 18/882,894

DISPOSABLE FILTER CAPSULE FOR A FILTRATION DEVICE

Non-Final OA §DP
Filed
Sep 12, 2024
Priority
Jul 26, 2017 — DE 10 2017 116 923.7 +2 more
Examiner
GONZALEZ, MADELINE
Art Unit
1773
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Sartorius AG
OA Round
1 (Non-Final)
72%
Grant Probability
Favorable
1-2
OA Rounds
10m
Est. Remaining
88%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allowance Rate
602 granted / 831 resolved
+7.4% vs TC avg
Strong +16% interview lift
Without
With
+16.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
40 currently pending
Career history
868
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
48.5%
+8.5% vs TC avg
§102
21.8%
-18.2% vs TC avg
§112
21.9%
-18.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 831 resolved cases

Office Action

§DP
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Status Claims 1-13 are rejected. Claim Objections Claim 8 is objected to because of the following informalities: Claim 8: “characterized by at least one disposable filter capsule” should be replaced with --characterized by the at least one disposable filter capsule--. Appropriate correction is required. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claims 1-13 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-16 of U.S. Patent No. 12,121,863 in view of Magnusson et al. (US 5,328,609). Although the claims at issue are not identical, they are not patentably distinct from each other because U.S. Patent No. 12,121,863 claims all the claimed subject matter except the cartridge one on top of the other in an axial direction and wherein at least three filter cartridges are firmly mounted with the housing. Magnusson discloses a filter construction 30 having two filter elements 86, 52, one on top of the other in an axial direction, as shown in Fig. 4, in order to provide multi-stage filtration for water (see col. 1, lines 6-10). Magnusson further teaches three filter cartridges 86, 52, 54, firmly mounted within a housing 32, as shown in Fig. 4. It would have been obvious to one of ordinary skill in the art to modify U.S. Patent No. 12,121,863 by providing the cartridges one on top of each other and by providing three cartridges, as taught by Magnusson, in order to provide multi-stage filtration and improve the effectiveness of the filtration (see col. 1, lines 6-10). Allowable Subject Matter Claims 1-13 would be allowable if rewritten or amended to overcome the double patenting rejection(s) and objection set forth in this Office action. The following is a statement of reasons for the indication of allowable subject matter: Claim 1 is allowed because the prior art of record does not show or suggest a disposable filter capsule for a filtration device, comprising: each of the at least two filter cartridges having a hollow core area surrounded by a pleated filter medium and an outer area delimited on an inner side by the pleated filter medium and delimited on an outer side by the housing, the filter medium being a hydrophilic filter material, wherein the at least two filter cartridges in the disposable filter capsule are configured as sterile filters for a redundant sterile filtration, wherein at least one vent valve is attached to each of the at least two filter cartridges, wherein all components of the disposable filter capsule consist of sterilizable materials; and wherein each of the at least two filter cartridges is integrity-testable individually, in combination with the remaining limitations in the claim. Magnusson et al. (US 5,328,609), Clendenning et al. (US 2007/0034564), Burbank et al. (US 2013/0327691) and Chancellor et al. (US 2005/0035048) lack these limitations and it would have not been obvious to modify because there is no reason or suggestion to do so and the filters would not operate as intended. Claims 2-13 would be allowed due to their dependency on claim 1. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Clendenning et al. (US 2007/0034564) teaches a pleated filter medium. Burbank et al. (US 2013/0327691) teaches a filtration system having an air vent. Chancellor et al. (US 2005/0035048) teaches a filtration system having a plurality of filter cartridges. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MADELINE GONZALEZ whose telephone number is (571)272-5502. The examiner can normally be reached M-F 9-5:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Benjamin Lebron can be reached at 571-272-0475. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MADELINE GONZALEZ/Primary Examiner, Art Unit 1773
Read full office action

Prosecution Timeline

Sep 12, 2024
Application Filed
Sep 29, 2026
Non-Final Rejection mailed — §DP (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12758903
FILTER CARTRIDGE, AND METHOD OF RETROFITTING FILTER HOUSING
3y 11m to grant Granted Oct 13, 2026
Patent 12734486
OIL-WATER SEPARATION SYSTEMS AND METHODS OF SEPARATING AQUEOUS EMULSIONS
2y 12m to grant Granted Sep 15, 2026
Patent 12735336
SYSTEM AND METHOD FOR TREATING NITRATE NITROGEN SEWAGE BY CONSTRUCTED WETLAND
2y 7m to grant Granted Sep 15, 2026
Patent 12735334
OIL-WATER MIXTURE TREATMENT DEVICE AND METHOD
2y 8m to grant Granted Sep 15, 2026
Patent 12722104
PLANT AND METHOD FOR RECYCLING AND FILTERING ROLLING OIL
2y 8m to grant Granted Sep 01, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
72%
Grant Probability
88%
With Interview (+16.0%)
2y 11m (~10m remaining)
Median Time to Grant
Low
PTA Risk
Based on 831 resolved cases by this examiner. Grant probability derived from career allowance rate.

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