Office Action Predictor
Last updated: April 15, 2026
Application No. 18/883,210

TANDEM SEAL PUMP

Non-Final OA §103
Filed
Sep 12, 2024
Examiner
PLAKKOOTTAM, DOMINICK L
Art Unit
3746
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Ceco Environmental Ip INC.
OA Round
2 (Non-Final)
74%
Grant Probability
Favorable
2-3
OA Rounds
2y 10m
To Grant
89%
With Interview

Examiner Intelligence

Grants 74% — above average
74%
Career Allow Rate
491 granted / 665 resolved
+3.8% vs TC avg
Moderate +15% lift
Without
With
+14.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
37 currently pending
Career history
702
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
41.2%
+1.2% vs TC avg
§102
25.6%
-14.4% vs TC avg
§112
29.4%
-10.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 665 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-6 and 8 is/are rejected under 35 U.S.C. 103 as being unpatentable over Rockwood (US 5,484,267) in view of Yang (US 2004/0206084). Regarding Claim 1:In Figures 1-8, Rockwood discloses a pump (100) comprising: a pump shaft (108); a plurality of fan blades (blades of blower 300, not shown but extremely well known the art that blowers of this type have a plurality of fan blades) coupled to the pump shaft (coupled to 108 via 306, 104 and 101 as seen in Figures 1 and 5); a pump housing (104, 101), wherein the pump housing (104, 101) comprises one or more heat fins (cooling fins 105) on an outer surface of the pump housing (105 on outer surface of 104, see Figure 5), and wherein the pump shaft (108) is disposed within and passes through the pump housing (108 passes through 101 as seen in Figure 1); and a flow modifier (306, 308) disposed between the plurality of fan blades (blades of 300) and the one or more heat fins (as seen in Figure 5), wherein the flow modifier (306, 308) is configured to direct and concentrate an airflow (332) from the plurality of fan blades onto the one or more heat fins of the pump housing when the pump shaft is rotating (as depicted by flow direction arrows 332 shown in Figure 5. Also see column 18, line 67 to column 19, line 5).In Figures 1-8, Rockwood discloses the pump (100) comprising at least one of a supply line (284) or a return line (284) coupling the barrier fluid reservoir (235) to the barrier chamber (multiple supply lines and return lines, all depicted as 284 are shown in either Figure 3a or Figure 3b).Rockwood is silent regarding one or more barrier fluid heat fins disposed on at least one of the supply lines or return lines. However, in Figure 1, Yang discloses a heat release system wherein a line (109) has a plurality of heat fins (depicted as 108 in Figure 1) disposed on it in order to enhance the heat transfer between the fluid flowing in this line to the exterior environment. It is also extremely well known in the art that adding heat fins to a conduit can aid in heat transfer dissipation between the fluid, the walls of the conduit and the exterior (see Yang’s paragraph [0058] that discloses these fins as providing heat conduction). Hence, based on common knowledge in the art and Yang’s teaching, it would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to add one or more heat fins around at least one of Rockwood’s supply or return lines (284), since doing so would enhance the heat transfer dissipation from these lines to the exterior via the added heat conduction fins, thereby enhancing the cooling of the barrier fluid within these lines. Regarding Claim 2:In Figures 1-8, Rockwood discloses the pump (100), wherein the flow modifier (306, 308) comprises a cowling (306) disposed over the pump shaft (disposed axially over the pump shaft 108) and the plurality of fan blades (disposed axially over 300), and a skirt (308) angled away from the plurality of fan blades and towards the heat fins (308 is inclined in a direction towards fins 105 as seen in Figure 5).Regarding Claim 3:In Figures 1-8, Rockwood discloses the pump (100), further comprising: an inboard seal (202, 274); an outboard seal (200, 210); and a gland assembly (212, 214, 262, 272, henceforth referred to as GA), wherein the pump housing (101, 104) defines a primary chamber (156) between an interior surface of the pump housing and an outer surface of the pump shaft (as seen in Figure 1); wherein the inboard seal (202, 274), the outboard seal (200, 210), and the gland assembly (GA) are configured to be disposed within the primary chamber of the pump housing (as seen in Figure 1), and wherein the gland assembly (GA) is disposed between the inboard seal and the outboard seal (as seen in Figure 1).Regarding Claim 4:In Figures 1-8, Rockwood discloses the pump (100), wherein the inboard seal (202, 274), the gland assembly (GA), and the outboard seal (200, 210) are configured to form a plurality of chambers (260, 234, 291) within the pump housing (see Figure 1).Regarding Claim 5:In Figures 1-8, Rockwood discloses the pump (100), wherein the plurality of chambers (234, 260, 291) comprises a barrier chamber (234, 291) defined by the gland assembly (GA), the outer surface of the pump shaft (108), an outboard surface (surface of 202 carrying 274) of the inboard seal (202, 274), and an inboard surface (206) of the outboard seal (as seen in Figure 1).Regarding Claim 6:In Figures 1-8, Rockwood discloses the pump (100), a barrier fluid (barrier fluid, preferably liquid disposed within the barrier chamber (disposed within 234 and 291, see column 11, lines 37-52 and Figures 3(a) or 3(b)); and a barrier fluid reservoir (235) in fluid communication with the barrier chamber (as depicted in Figures 3a or 3b), wherein the barrier fluid reservoir (235) is configured to pass the barrier fluid to the barrier chamber and receive the barrier fluid from the barrier chamber when the pump shaft is rotating (as depicted by the flow direction arrows in Figures 3a or 3b).Regarding Claim 8:In Figures 1-8, Rockwood discloses the pump (100), wherein the pump shaft (108) comprises a portion (portion coupled to 106) having a decreased diameter relative to the maximum diameter of the pump shaft (as seen in Figure 1). Allowable Subject Matter Claims 9-13 and 15-20 are allowable since independent claim 9 has been amended to incorporate claim 14 which was previously indicated as allowable for the reasons presented below. Claim 9 states: limiting a flow of the fluid to a primary chamber formed within the pump housing using the inboard bearing; and limiting the convective heat transfer from the fluid to the inboard seal and the outboard seal based on limiting the flow of fluid to the primary chamber. Rockwood’s inboard bearing (124) is downstream of the pumped fluid chamber (i.e., primary chamber 156, see Figure 1) and so it would be incapable of limiting a flow of pumped fluid to this chamber. There would be no reasonable modification to add this type of inboard bearing upstream of the primary chamber to provide the claimed limitation of limiting the convective heat transfer. Response to Arguments Applicant’s arguments, see remarks, filed 10/21/2025, with respect to the rejection(s) of claim(s) 7 under Wang have been fully considered and are persuasive. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is made in view of Yang as presented above. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to DOMINICK L PLAKKOOTTAM whose telephone number is (571)270-7571. The examiner can normally be reached Monday - Friday 12 pm -8 pm ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Essama Omgba can be reached at 469-295-9278. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DOMINICK L PLAKKOOTTAM/Primary Examiner, Art Unit 3746
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Prosecution Timeline

Sep 12, 2024
Application Filed
Jul 18, 2025
Non-Final Rejection — §103
Oct 21, 2025
Response Filed
Nov 28, 2025
Non-Final Rejection — §103
Mar 27, 2026
Response Filed

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

2-3
Expected OA Rounds
74%
Grant Probability
89%
With Interview (+14.8%)
2y 10m
Median Time to Grant
Moderate
PTA Risk
Based on 665 resolved cases by this examiner. Grant probability derived from career allow rate.

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