Prosecution Insights
Last updated: October 01, 2026
Application No. 18/885,573

HEAT EXCHANGER AND AIR CONDITIONING SYSTEM HAVING SAME

Final Rejection §103
Filed
Sep 14, 2024
Priority
Mar 16, 2022 — CN 202220579388.5 +1 more
Examiner
ARANT, HARRY E
Art Unit
3763
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Zhejiang Dunan Artificial Environment Co., Ltd.
OA Round
2 (Final)
50%
Grant Probability
Moderate
3-4
OA Rounds
1y 5m
Est. Remaining
71%
With Interview

Examiner Intelligence

Grants 50% of resolved cases
50%
Career Allowance Rate
294 granted / 593 resolved
-20.4% vs TC avg
Strong +21% interview lift
Without
With
+21.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 6m
Avg Prosecution
37 currently pending
Career history
640
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
58.2%
+18.2% vs TC avg
§102
22.8%
-17.2% vs TC avg
§112
18.1%
-21.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 593 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of the Claims The status of the claims as filed in the reply dated 5/9/2026 are as follows: Claim 1 is amended, Claim 6 is canceled. Claims 1-5 and 7-14 are currently pending. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-5 and 7-14 is/are rejected under 35 U.S.C. 103 as being unpatentable over Cao et al. (Chinese Patent Publication CN212658085U, “Cao”, previously cited) alone. Regarding claim 1, Cao discloses a heat exchanger (figs 1, 2, and 6) comprising a first fin (20, see annotate fig 2 below) and a plurality of flat pipes parallel to each other and arranged at interval, wherein each of the plurality of flat pipes comprises a reserved pipe section (12), each of the plurality of flat pipes is bent at the reserved pipe section (fig 1), the first fin is connected to the reserved pipe section and is capable of covering gaps between a plurality of reserved pipe sections (see annotated fig 2 below); wherein along an extending direction Y (see annotated fig 6 below) of the reserved pipe section, a width of the first fin is defined as W1 (see annotated fig 2 below), the number of the first fin is n, a length of the reserved pipe section is defined as L (see annotated fig 2 below). wherein along a direction X (see annotated fig 6 below) perpendicular to the extending direction Y of the reserved pipe section, a height of the first fin is defined as h′ (see annotated fig 6 below), and the height h′ of the first fin decreases from the straight pipe section to the bent pipe section. However, Cao does not explicitly disclose wherein the width W1 of the first fin, the number n of the first fin, the length L of the reserved pipe section satisfy following relationship: W1≤L/n. However, since Cao teaches providing a number of first fins with a width and reserved pipe section with a length, the exact range of these variables would be considered result-effective variables, i.e. variables with an expected result. In the case the number and widths of the first fins and the length of the reserved pipe section would directly affect the heat exchange capacity and efficiency of the device. It would not be inventive to a person of ordinary skill in the art before the effective filing date of the claimed invention for Cao to have these variables meet the relationship of W1≤L/n in order to optimize the heat exchange capacity and efficiency of the heat exchanger. PNG media_image1.png 664 726 media_image1.png Greyscale PNG media_image2.png 748 455 media_image2.png Greyscale Regarding claim 2, Cao, as modified, discloses all previous claim limitations. Cao further discloses wherein a width of the reserved pipe (12) section is defined as W2 (see annotated fig 2 above), and the width W2 of the reserved pipe section and the width W1 of the first fin (20) satisfy following relationship: W1≥W2 (as evident in annotated fig 2 above). Regarding claim 3, Cao, as modified, discloses all previous claim limitations. Cao further discloses wherein a width of the reserved pipe section (12) is defined as W2 (see annotated fig 2 above), the width W2 of the reserved pipe section and the length L of the reserved pipe section satisfy following relationship: L≥2W2 (as evident in annotated fig 2 above). Regarding claim 4, Cao, as modified, discloses all previous claim limitations. Cao further discloses wherein the plurality of flat pipes further comprises a first pipe section (see annotated fig 2 below) and a second pipe section (see annotated fig 2 below), two ends of the reserved pipe section (12) are connected to the first pipe section and the second pipe section, respectively, the reserved pipe section comprises a straight pipe section (see annotated fig 2 below) and a bent pipe section (see annotated fig 2 below) connected to each other, an end of straight pipe section is connected to the first pipe section and the second pipe section, and two ends of the bent pipe section are connected to the straight pipe section, respectively. PNG media_image3.png 792 683 media_image3.png Greyscale Regarding claim 5, Cao, as modified, discloses all previous claim limitations. Cao further discloses wherein a width of a part of the first fin (see annotated fig 2 below) connected to the straight pipe section (see annotated fig 2 below) is equal to a width of a part of the first fin (see annotated fig 2 below) connected to the bent pipe section (12). PNG media_image4.png 801 673 media_image4.png Greyscale Regarding claim 7, Cao, as modified, discloses all previous claim limitations. Cao further discloses wherein a width of each of the plurality of flat pipes is defined as W3 (see annotated fig 6 above), and a maximum of the height h′ of the first fin is smaller than to the width W3 of each of the plurality of flat pipes (see annotated fig 6 above). Regarding claim 8, Cao, as modified, discloses all previous claim limitations. Cao further discloses wherein the first fin (20) is distributed on two sides of each of the plurality of reserved pipe sections (12, fig 2). Regarding claim 9, Cao, as modified, discloses all previous claim limitations. Cao further discloses wherein the first fin (20) is provided with a plurality of grooves (see annotated fig 6 below), the plurality of grooves are arranged at interval along a length direction of the first fin, and at least part of each of the plurality of reserved pipe sections is located in one of the plurality of grooves. PNG media_image5.png 774 350 media_image5.png Greyscale Regarding claim 10, Cao, as modified, discloses all previous claim limitations. Cao further discloses wherein the plurality of the reserved pipe sections (12) are corresponding to the plurality of grooves one by one (see annotated fig 6 above). Regarding claim 11, Cao, as modified, discloses all previous claim limitations. Cao further discloses wherein the first fin (20) comprises a plurality of fin segments sequentially connected (see annotated fig 6 below), each of the plurality of fin segments is located between adjacent two of the plurality of reserved pipe sections (12), and a cross section of each of the plurality of fin segments is in a V shape. PNG media_image6.png 774 350 media_image6.png Greyscale Regarding claim 12, Cao, as modified, discloses all previous claim limitations. Cao further discloses wherein a width of each of the plurality of flat pipes is defined as W3 (see annotated fig 6 below), a height of each of the plurality of fin segments along a width direction of each of the plurality of flat pipes is defined as h (see annotated fig 6 below) , the width W3 of each of the plurality of flat pipes and the height h of each of the plurality of fin segments satisfy the relationship: h>W3/2 (as evident in fig 6 below). PNG media_image7.png 924 341 media_image7.png Greyscale Regarding claim 13, Cao, as modified, discloses all previous claim limitations. Cao further discloses wherein the first fin is made of composite aluminum foil (page 2, line 2). Regarding claim 14, Cao, as modified, discloses all previous claim limitations. Cao does not explicitly disclose an air conditioning system comprising the heat exchanger of claim 1. However, the Examiner takes Official Notice that it is old and well known to provide tube and fin heat exchangers in air conditioning system and it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention for Cao, as modified, to provide the heat exchanger in an air conditioning system in order to provide cooling and heating to air. Response to Arguments Applicant's arguments filed 5/9/2026 have been fully considered but they are not persuasive. Applicant argues (pages 7-8) that Cao only discloses, a height of the fin is defined along a thickness (a red arrow in FIG. 3) of the flat tube 10, the height of the fin may decrease from a top of the flat tube 10 to a bottom of the flat tube 10 (as shown in FIG. 3). However, in amended claim 1, a height h' of the first fin is defined along a direction X perpendicular to the extending direction Y of the reserved pipe section. Furthermore, the direction X is perpendicular to a thickness of the first fin. Thus, the height h' of the first fin of amended claim 1 is different from that of D1, i.e., the heat exchanger of amended claim is different from that of D1.The Examiner respectfully disagrees; as shown below in annotated fig 6 below; the height of the fins does extend along direction X. The claim language does not inhibit the direction Y and X as being interpreted as shown below. PNG media_image8.png 748 455 media_image8.png Greyscale Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to HARRY E ARANT whose telephone number is (571)272-1105. The examiner can normally be reached Monday-Friday 10-6 ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jianying Atkisson can be reached at (571)270-7740. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /HARRY E ARANT/ Primary Examiner, Art Unit 3763
Read full office action

Prosecution Timeline

Sep 14, 2024
Application Filed
Feb 19, 2026
Non-Final Rejection mailed — §103
May 09, 2026
Response Filed
Aug 03, 2026
Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12742599
LATENT HEAT STORAGE
3y 4m to grant Granted Sep 22, 2026
Patent 12723824
HEAT EXCHANGER AND HEAT EXCHANGER MANUFACTURING METHOD
3y 3m to grant Granted Sep 01, 2026
Patent 12716659
ENERGY STORAGE DEVICE AND METHOD BASED ON CARBON DIOXIDE GAS-LIQUID PHASE CHANGE
3y 2m to grant Granted Aug 25, 2026
Patent 12710234
MODULAR DOUBLE BRAZED PHASE-CHANGE MATERIAL HEAT EXCHANGER
3y 4m to grant Granted Aug 18, 2026
Patent 12697852
MITIGATING AIRLOCK IN COOLING CHANNELS FOR LARGE AREA COOLING SYSTEMS FOR BATTERIES
2y 2m to grant Granted Aug 04, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
50%
Grant Probability
71%
With Interview (+21.4%)
3y 6m (~1y 5m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 593 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month