Prosecution Insights
Last updated: April 19, 2026
Application No. 18/885,573

HEAT EXCHANGER AND AIR CONDITIONING SYSTEM HAVING SAME

Non-Final OA §103
Filed
Sep 14, 2024
Examiner
ARANT, HARRY E
Art Unit
3763
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Zhejiang Dunan Artificial Environment Co. Ltd.
OA Round
1 (Non-Final)
48%
Grant Probability
Moderate
1-2
OA Rounds
3y 9m
To Grant
71%
With Interview

Examiner Intelligence

Grants 48% of resolved cases
48%
Career Allow Rate
274 granted / 569 resolved
-21.8% vs TC avg
Strong +22% interview lift
Without
With
+22.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 9m
Avg Prosecution
49 currently pending
Career history
618
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
55.0%
+15.0% vs TC avg
§102
26.2%
-13.8% vs TC avg
§112
17.3%
-22.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 569 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-14 is/are rejected under 35 U.S.C. 103 as being unpatentable over Cao et al. (Chinese Patent Publication CN212658085U, “Cao”) alone. Regarding claim 1, Cao discloses a heat exchanger (figs 1, 2, and 6) comprising a first fin (20 see annotate fig 2 below) and a plurality of flat pipes parallel to each other and arranged at interval, wherein each of the plurality of flat pipes comprises a reserved pipe section (12), each of the plurality of flat pipes is bent at the reserved pipe section (fig 1), the first fin is connected to the reserved pipe section and is capable of covering gaps between a plurality of reserved pipe sections (see annotated fig 2 below); wherein along an extending direction of the reserved pipe section, a width of the first fin is defined as W1 (see annotated fig 2 below), the number of the first fin is n, a length of the reserved pipe section is defined as L (see annotated fig 2 below). However, Cao does not explicitly disclose wherein the width W1 of the first fin, the number n of the first fin, the length L of the reserved pipe section satisfy following relationship: W1≤L/n. However, since Cao teaches providing a number of first fins with a width and reserved pipe section with a length, the exact range of these variables would be considered result-effective variables, i.e. variables with an expected result. In the case the number and widths of the first fins and the length of the reserved pipe section would directly affect the heat exchange capacity and efficiency of the device. It would not be inventive to a person of ordinary skill in the art before the effective filing date of the claimed invention for Cao to have these variables meet the relationship of W1≤L/n in order to optimize the heat exchange capacity and efficiency of the heat exchanger. PNG media_image1.png 664 726 media_image1.png Greyscale Regarding claim 2, Cao, as modified, discloses all previous claim limitations. Cao further discloses wherein a width of the reserved pipe (12) section is defined as W2 (see annotated fig 2 above), and the width W2 of the reserved pipe section and the width W1 of the first fin (20) satisfy following relationship: W1≥W2 (as evident in annotated fig 2 above). Regarding claim 3, Cao, as modified, discloses all previous claim limitations. Cao further discloses wherein a width of the reserved pipe section (12) is defined as W2 (see annotated fig 2 above), the width W2 of the reserved pipe section and the length L of the reserved pipe section satisfy following relationship: L≥2W2 (as evident in annotated fig 2 above). Regarding claim 4, Cao, as modified, discloses all previous claim limitations. Cao further discloses wherein the plurality of flat pipes further comprises a first pipe section (see annotated fig 2 below) and a second pipe section (see annotated fig 2 below), two ends of the reserved pipe section (12) are connected to the first pipe section and the second pipe section, respectively, the reserved pipe section comprises a straight pipe section (see annotated fig 2 below) and a bent pipe section (see annotated fig 2 below) connected to each other, an end of straight pipe section is connected to the first pipe section and the second pipe section, and two ends of the bent pipe section are connected to the straight pipe section, respectively. PNG media_image2.png 792 683 media_image2.png Greyscale Regarding claim 5, Cao, as modified, discloses all previous claim limitations. Cao further discloses wherein a width of a part of the first fin (see annotated fig 2 below) connected to the straight pipe section (see annotated fig 2 below) is equal to a width of a part of the first fin (see annotated fig 2 below) connected to the bent pipe section (12). PNG media_image3.png 801 673 media_image3.png Greyscale Regarding claim 6, Cao, as modified, discloses all previous claim limitations. Cao, further discloses wherein along a direction perpendicular to the extending direction of the reserved pipe section, a height of the first fin is defined as h′ (see annotated fig 6 below), and the height h′ of the first fin decreases from the straight pipe section to the bent pipe section. PNG media_image4.png 924 341 media_image4.png Greyscale Regarding claim 7, Cao, as modified, discloses all previous claim limitations. Cao further discloses wherein a width of each of the plurality of flat pipes is defined as W3 (see annotated fig 6 above), and a maximum of the height h′ of the first fin is smaller than to the width W3 of each of the plurality of flat pipes (see annotated fig 6 above). Regarding claim 8, Cao, as modified, discloses all previous claim limitations. Cao further discloses wherein the first fin (20) is distributed on two sides of each of the plurality of reserved pipe sections (12, fig 2). Regarding claim 9, Cao, as modified, discloses all previous claim limitations. Cao further discloses wherein the first fin (20) is provided with a plurality of grooves (see annotated fig 6 below), the plurality of grooves are arranged at interval along a length direction of the first fin, and at least part of each of the plurality of reserved pipe sections is located in one of the plurality of grooves. PNG media_image5.png 774 350 media_image5.png Greyscale Regarding claim 10, Cao, as modified, discloses all previous claim limitations. Cao further discloses wherein the plurality of the reserved pipe sections (12) are corresponding to the plurality of grooves one by one (see annotated fig 6 above). Regarding claim 11, Cao, as modified, discloses all previous claim limitations. Cao further discloses wherein the first fin (20) comprises a plurality of fin segments sequentially connected (see annotated fig 6 below), each of the plurality of fin segments is located between adjacent two of the plurality of reserved pipe sections (12), and a cross section of each of the plurality of fin segments is in a V shape. PNG media_image6.png 774 350 media_image6.png Greyscale Regarding claim 12, Cao, as modified, discloses all previous claim limitations. Cao further discloses wherein a width of each of the plurality of flat pipes is defined as W3 (see annotated fig 6 below), a height of each of the plurality of fin segments along a width direction of each of the plurality of flat pipes is defined as h (see annotated fig 6 below) , the width W3 of each of the plurality of flat pipes and the height h of each of the plurality of fin segments satisfy the relationship: h>W3/2 (as evident in fig 6 below). PNG media_image7.png 924 341 media_image7.png Greyscale Regarding claim 13, Cao, as modified, discloses all previous claim limitations. Cao further discloses wherein the first fin is made of composite aluminum foil (page 2, line 2). Regarding claim 14, Cao, as modified, discloses all previous claim limitations. Cao does not explicitly disclose an air conditioning system comprising the heat exchanger of claim 1. However, the Examiner takes Official Notice that it is old and well known to provide tube and fin heat exchangers in air conditioning system and it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention for Cao, as modified, to provide the heat exchanger in an air conditioning system in order to provide cooling and heating to air. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to HARRY E ARANT whose telephone number is (571)272-1105. The examiner can normally be reached Monday-Friday 10-6 ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jianying Atkisson can be reached at (571)270-7740. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /HARRY E ARANT/Primary Examiner, Art Unit 3763
Read full office action

Prosecution Timeline

Sep 14, 2024
Application Filed
Feb 14, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12601547
EXTRUDED CONNECTED MICROTUBE AND HEAT EXCHANGER
2y 5m to grant Granted Apr 14, 2026
Patent 12590713
METHODS AND SYSTEMS AND APPARATUS TO SUPPORT REDUCED ENERGY AND WATER USAGE
2y 5m to grant Granted Mar 31, 2026
Patent 12578144
SUPPORT ASSEMBLY IN A HEAT STORAGE DEVICE
2y 5m to grant Granted Mar 17, 2026
Patent 12546545
ALUMINUM ALLOY HEAT EXCHANGER
2y 5m to grant Granted Feb 10, 2026
Patent 12546543
HEAT STORAGE POWER GENERATION SYSTEM AND POWER GENERATION CONTROL SYSTEM
2y 5m to grant Granted Feb 10, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
48%
Grant Probability
71%
With Interview (+22.4%)
3y 9m
Median Time to Grant
Low
PTA Risk
Based on 569 resolved cases by this examiner. Grant probability derived from career allow rate.

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