Prosecution Insights
Last updated: July 17, 2026
Application No. 18/886,440

PORTABLE ELECTRONIC ITEM COMPRISING A SECURITY DEVICE FOR SECURING A COVER OF A REMOVABLE ELECTRICAL POWER SOURCE

Non-Final OA §103§112
Filed
Sep 16, 2024
Priority
Oct 06, 2023 — EU 23202215.2
Examiner
WU, JAMES
Art Unit
Tech Center
Assignee
ETA SA Manufacture Horlogère Suisse
OA Round
1 (Non-Final)
70%
Grant Probability
Favorable
1-2
OA Rounds
6m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 70% — above average
70%
Career Allowance Rate
514 granted / 729 resolved
+10.5% vs TC avg
Strong +34% interview lift
Without
With
+33.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
27 currently pending
Career history
749
Total Applications
across all art units

Statute-Specific Performance

§103
85.0%
+45.0% vs TC avg
§102
2.8%
-37.2% vs TC avg
§112
10.9%
-29.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 729 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement The information disclosure statement (IDS) submitted on 9/16/2024 and 5/4/2026 are in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Objections Claim 2 is objected to because of the following informalities: Claim 2 recites “The potable electronic item (100)”, which should have been “The portable electronic item” instead. Appropriate correction is required. Claim Interpretation The following is a quotation of 35 U.S.C. 112(f): (f) Element in Claim for a Combination. – An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The following is a quotation of pre-AIA 35 U.S.C. 112, sixth paragraph: An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The claims in this application are given their broadest reasonable interpretation using the plain meaning of the claim language in light of the specification as it would be understood by one of ordinary skill in the art. The broadest reasonable interpretation of a claim element (also commonly referred to as a claim limitation) is limited by the description in the specification when 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is invoked. As explained in MPEP § 2181, subsection I, claim limitations that meet the following three-prong test will be interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph: (A) the claim limitation uses the term “means” or “step” or a term used as a substitute for “means” that is a generic placeholder (also called a nonce term or a non-structural term having no specific structural meaning) for performing the claimed function; (B) the term “means” or “step” or the generic placeholder is modified by functional language, typically, but not always linked by the transition word “for” (e.g., “means for”) or another linking word or phrase, such as “configured to” or “so that”; and (C) the term “means” or “step” or the generic placeholder is not modified by sufficient structure, material, or acts for performing the claimed function. Use of the word “means” (or “step”) in a claim with functional language creates a rebuttable presumption that the claim limitation is to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites sufficient structure, material, or acts to entirely perform the recited function. Absence of the word “means” (or “step”) in a claim creates a rebuttable presumption that the claim limitation is not to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is not interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites function without reciting sufficient structure, material or acts to entirely perform the recited function. Claim limitations in this application that use the word “means” (or “step”) are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. Conversely, claim limitations in this application that do not use the word “means” (or “step”) are not being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. This application includes one or more claim limitations that do not use the word “means,” but are nonetheless being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, because the claim limitation(s) uses a generic placeholder that is coupled with functional language without reciting sufficient structure to perform the recited function and the generic placeholder is not preceded by a structural modifier. Such claim limitation(s) is/are: “first coupling elements” and “second coupling elements” in claim 1. Because this/these claim limitation(s) is/are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, it/they is/are being interpreted to cover the corresponding structure described in the specification as performing the claimed function, and equivalents thereof. If applicant does not intend to have this/these limitation(s) interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, applicant may: (1) amend the claim limitation(s) to avoid it/them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph (e.g., by reciting sufficient structure to perform the claimed function); or (2) present a sufficient showing that the claim limitation(s) recite(s) sufficient structure to perform the claimed function so as to avoid it/them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. Claim Rejections - 35 USC § 112 Claims 1-16 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 1 recites “a tool for rotating the cover… introduction of a tool for rotating the cover and removing it from the casing…”. It’s not clear whether the two tools recited are the same or different tool. It appears to be the same tool. Thus, examiner will consider the limitation as “a tool for rotating the cover… introduction of the tool for rotating the cover and removing it from the casing…” Claims 2-16 depends on claim 1. Claim 2 recites “notches”. However, this appear to be the same as “the second coupling elements” mentioned in claim 1. Thus, claim 2 is unclear and indefinite. Applicant should have recited that the second coupling elements are notches instead. Claims 3-4 and 11-12 depends on claim 2. Claim 8 recites “…a small tool to pass into the indentation…”. It’s unclear if the “small tool” is the same as “the tool” mentioned in claim 1. Further clarification is required. In order to examine this application, examiner will assume it’s the same tool as claim 1. Claims 8 and 10 recite “the main body”. There is a lack of antecedent basis. Should claims 8 and 10 depend on claim 2 instead? Claim 14 recites “said main body”. There is a lack of antecedent basis. Should claim 14 depends on claim 2 instead? Claim 12 recites “a notch”. It’s unclear if this is the same as the notches mentioned in claim 2. In order to examine this application, examiner will assume the limitation is “each of the notches” instead. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claims 1-4 and 14-16 are provisionally rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-10 of copending Application No. 18/887431 (reference application) in view of Chen (CN 101097261). Although the claims at issue are not identical, they are not patentably distinct from each other because copending application No. 18/88741 teaches everything except different term usage, such as attachment clips are basically anti-rotation lugs (see claim 7 regarding prevent the cover from being rotated) and hooking apertures are the same as notches. Copending application No. 18/887431 does not teach using adhesive bonding. However, Chen teaches secure means (pg. 8 regarding Fig. 8) can be bolts, glue, or ultrasonic wave welding. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have the secure mean as an adhesive bonding instead in Copending application No. 18/887431, as taught by Chen, in order to utilize different types of secure means to prevent access to battery. This is a provisional nonstatutory double patenting rejection because the patentably indistinct claims have not in fact been patented. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 5-10 and 13-16 are rejected under 35 U.S.C. 103 as being unpatentable over Yamashita (JP 2000-228792) in view of Chen (CN 101097261). Regarding claim 1 as best understood, Yamashita teaches a portable electronic item (11, Figs. 2-4) comprising: a casing (12, Figs. 2-4) having a compartment (14, Fig. 3) configured to receive and house at least one removable electrical power source (18, Fig. 3); a compartment cover (15, Figs. 2-4) including first coupling elements (17, Fig. 3) configured to cooperate with second coupling elements (16, Fig. 3) provided on the casing so as to rigidly connect the cover to the casing by rotating said cover about a rotational axis formed by a central axis of the cover (see central axis cross 15, 18, 14 in Fig. 3; [0007]: “…rotary removable battery cover….””); said cover having an indentation (15a, Fig. 3) provided in an outer face, said indentation being configured to receive a tool (using tool such as flathead screw driver or coin on 15a, Fig. 3) for rotating the cover; and a security device (19, Figs. 2-3; or 32, Fig. 4) rigidly connected by a secure mean (22, Figs. 2-3; or 33, Fig. 4) to said portable electronic item, said security device being configured to at least partially cover the indentation of the cover of the compartment, so as to prevent the introduction of a tool for rotating the cover and removing it from the casing (as shown in Figs. 2-4). Yamashita teaches the secure mean (22, Figs. 2-3; or 33, Fig. 4), but Yamashita does not explicitly teach using adhesive bonding. However, Chen teaches secure means can be adhesive element (glue mentioned in pg. 8 regarding Fig. 8: “…battery cover 62C, and is fixed by bolts (also can be glue or ultrasonic wave welding way joint fixed)…”). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have the secure mean by an adhesive bonding instead in Yamashita, as taught by Chen, in order to utilize different types of secure means to prevent access to removable battery / electrical power source. Regarding claim 5, Yamashita in view of Chen teaches the portable electronic item according to claim 1, and Yamashita further teaches wherein said security device is configured to completely cover the indentation in the cover (as shown in Fig. 2). Regarding claim 6, Yamashita in view of Chen teaches the portable electronic item according to claim 1, and the modified Yamashita further teaches wherein said security device is rigidly connected to the cover by bonding (as modified by Chen in above claim 1). Regarding claim 7, Yamashita in view of Chen teaches the portable electronic item according to claim 6, and the modified Yamashita further teaches wherein said cover includes an outer face (outer surface of 15, Figs. 2-4 of Yamashita) and in that the security device is rigidly connected to the outer face of the cover by bonding (as modified by Chen in above claim 1). Regarding claim 8 as best understood, Yamashita in view of Chen teaches the portable electronic item according to claim 7, and the modified Yamashita further teaches wherein said portable electronic item includes an adhesive element (glue as mentioned in Chen in above claim 1) formed on an inner face of the main body to rigidly connect the security device to the outer face of the cover (as modified by Chen in above claim 1). Regarding claim 9, Yamashita in view of Chen teaches the portable electronic item according to claim 6, and the modified Yamashita further teaches wherein said security device is rigidly connected, at least in the indentation in the cover, by bonding (as modified by Chen in above claim 1). Regarding claim 10 as best understood, Yamashita in view of Chen teaches the portable electronic item according to claim 9, and the modified Yamashita further teaches wherein said portable electronic item incudes an adhesive element (glue mentioned in Chen) formed on an inner face of the main body to rigidly connect the security device at least inside the indentation in the cover (as modified by Chen in above claim 1). Regarding claim 13, Yamashita in view of Chen teaches the portable electronic item according to claim 1, and the modified Yamashita further teaches wherein said security device is rigidly connected by adhesive bonding to said portable electronic item by an adhesive film or glue (glue as mentioned in Chen in above claim 1). Regarding claim 14 as best understood, Yamashita in view of Chen teaches the portable electronic item according to claim 1, and Yamashita further teaches wherein said main body has a cut-out (same as the opening below 19 in Figs. 2-3) allowing a small tool (using tool such as screw driver or coin on 15a, Fig. 3) to pass into the indentation to facilitate the detachment of the security device from the portable electronic item. Regarding claim 15, Yamashita in view of Chen teaches the portable electronic item according to claim 1. Yamashita does not teach wherein said security device is made of a metal or polymer material. However, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have said security device is made of a metal or polymer material in Yamashita in view of Chen, since selecting a known compound to meet requirements is generally recognized as being within the level of ordinary skill in the art (citing Sinclair & Carroll Co. v. Interchemical Corp., 325 U.S. 327, 65 USPQ 297 (1945)). In this case, select metal or polymer material for the security device provide good rigidity or low cost for the security device. Regarding claim 16, Yamashita in view of Chen teaches the portable electronic item according to claim 1. Yamashita does not teach wherein the portable electronic item is a timepiece. However, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have the portable electronic item is a timepiece in Yamashita in view of Chen, since all the claimed elements were known in the prior art and one skilled in the art could have combined the elements as claimed by known methods with no change in their respective functions, and the combination would have yielded predictable results to one of ordinary skill in the art. See KSR International Co. v. Teleflex Inc., 82 USPQ2d 1385 (2007). In this case, utilizing the security device to other types of portable electronic items that uses at least one removable electrical power source, i.e. timepiece, can prevent the compartment cover from being easily removed by accident. Allowable Subject Matter Claims 2-4 and 11-12 would be allowable if rewritten to overcome the rejection(s) under 35 U.S.C. 112(b) and double patenting rejection, set forth in this Office action and to include all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JAMES WU whose telephone number is (571)270-7974. The examiner can normally be reached Monday - Friday, 9:00AM - 5:00PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Allen Parker can be reached at (303)297-4722. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JAMES WU/Primary Examiner, Art Unit 2841
Read full office action

Prosecution Timeline

Sep 16, 2024
Application Filed
Jun 12, 2026
Non-Final Rejection mailed — §103, §112 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
70%
Grant Probability
99%
With Interview (+33.8%)
2y 4m (~6m remaining)
Median Time to Grant
Low
PTA Risk
Based on 729 resolved cases by this examiner. Grant probability derived from career allowance rate.

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