Prosecution Insights
Last updated: October 02, 2026
Application No. 18/888,757

OPTICAL FILTER FOR A BROAD BAND SOURCE

Non-Final OA §102§103
Filed
Sep 18, 2024
Priority
Dec 10, 2010 — DK PA201001114 +5 more
Examiner
HUANG, WEN
Art Unit
Tech Center
Assignee
Nkt Photonics A/S
OA Round
1 (Non-Final)
82%
Grant Probability
Favorable
1-2
OA Rounds
8m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 82% — above average
82%
Career Allowance Rate
468 granted / 572 resolved
+21.8% vs TC avg
Strong +23% interview lift
Without
With
+23.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
33 currently pending
Career history
592
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
49.7%
+9.7% vs TC avg
§102
30.5%
-9.5% vs TC avg
§112
14.5%
-25.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 572 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application is being examined under the pre-AIA first to invent provisions. Election/Restrictions Applicant’s election without traverse of claims 1-10,20-21 in the reply filed on 6/3/26 is acknowledged. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of pre-AIA 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (b) the invention was patented or described in a printed publication in this or a foreign country or in public use or on sale in this country, more than one year prior to the date of application for patent in the United States. Claim(s) 1,4-10 is/are rejected under pre-AIA 35 U.S.C. 102(b) as being anticipated by Buchsbaum (US 6700690). PNG media_image1.png 366 484 media_image1.png Greyscale Regarding claim 1, Buchsbaum teaches (Fig. 1) An optical filter for filtering an incoming broadband beam, said optical filter comprising: a first variable filter (1) configured to receive at least part of the incoming broadband beam (3) and transmit a first filtered beam; and a second variable filter (2) configured to receive the first filtered beam and transmit a second filtered beam. Regarding claim 4, Buchsbaum further teaches The optical filter according to claim 1, wherein the first variable filter is a short wave pass filter (Fig. 5, 1 being short and 2 being long with respect to each other, Examiner notes the shortpass or longpass is a bandpass filter in most real world applications, e.g., a shortpass filter will be cut off somewhere in UV if not in visible). Regarding claim 5, Buchsbaum further teaches The optical filter according to claim 4, wherein the second variable filter is a long wave pass filter (see claim 4 rejection above). Regarding claim 6, Buchsbaum further teaches The optical filter according to claim 1, wherein the first variable filter has a transmission spectrum which changes with position over the first variable filter (col. 7, ¶ 1, “The wedged coating imparts a corresponding variation of the center wavelength of the filter bandpass with respect to the linear position of the filter pair (1 and 2)”). Regarding claim 7, Buchsbaum further teaches The optical filter according to claim 1, wherein the second variable filter has a transmission spectrum which changes with position over the second variable filter (col. 7, ¶ 1, “The wedged coating imparts a corresponding variation of the center wavelength of the filter bandpass with respect to the linear position of the filter pair (1 and 2)”). Regarding claim 8, Buchsbaum further teaches The optical filter according to claim 1, the first variable filter and/or the second variable filter comprises a linear variable filter (col. 6, last ¶, “linearly variable”). Regarding claim 9, Buchsbaum further teaches The optical filter according to claim 1, wherein the first variable filter and/or the second variable filter are connected to a controller, wherein the controller is configured to control the first variable filter and/or the second variable filter (col. 7, line 38, “servo control”). Regarding claim 10, Buchsbaum further teaches The optical filter according to claim 1, wherein the first variable filter and the second variable filter are configured to enable the optical filter to operate as a variable bandpass filter (col. 7, ¶ 2, “The variable bandwidth tunable optical filter (10) can be adjusted to a specific center wavelength by moving the filter pair (1 and 2) together linearly through the incident beam (3)”). Claim Rejections - 35 USC § 103 The following is a quotation of pre-AIA 35 U.S.C. 103(a) which forms the basis for all obviousness rejections set forth in this Office action: (a) A patent may not be obtained though the invention is not identically disclosed or described as set forth in section 102, if the differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 2-3,20-21 is/are rejected under pre-AIA 35 U.S.C. 103(a) as being unpatentable over Buchsbaum. Regarding claim 2, Buchsbaum teaches all the limitations as stated in claim 1, but does not explicitly teach The optical filter according to claim 1, wherein the first variable filter is a long wave pass filter. The difference between the claimed invention and Buchsbaum’s teaching is the 1st and the 2nd filters switch position. Absent any showing of criticality and/or unpredictability, having the 1st and the 2nd filters switch position would have been known to one of ordinary skill in the art before the effective filing date of the claimed invention for the purposes of design choices. Accordingly, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the teaching of Buchsbaum by having the 1st and the 2nd filters switch position for the purposes of design choices. Regarding claim 3, the modified Buchsbaum further teaches The optical filter according to claim 2, wherein the second variable filter is a short wave pass filter (see claim 2 rejection above, as the result of switching). Regarding claim 20, Buchsbaum teaches all the limitations as stated in claim 10, but does not explicitly teach The optical filter according to claim 10, wherein said bandpass filter has an out of band suppression of more than or equal to 10 dB. However the out of band suppression is “a result-effective variable” because it confers filtering effects. And it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have said bandpass filter has an out of band suppression of more than or equal to 10 dB, since it has been held that where the general conditions of a claim are disclosed in the prior art, discovering the optimum or workable ranges of a result-effective variable involves only routine skill in the art, MPEP2144.05. One would be motivated to have said bandpass filter has an out of band suppression of more than or equal to 10 dB for the purposes of having desired filtering effects. Regarding claim 21, Buchsbaum teaches all the limitations as stated in claim 1, but does not explicitly teach A broadband light source comprising: a light source configured to generate a broadband beam; and the optical filter according to claim 1 arrange to receive the generated broadband beam. Absent any showing of criticality and/or unpredictability, having a broadband light source comprising: a light source configured to generate a broadband beam; and the optical filter according to claim 1 arrange to receive the generated broadband beam would have been known to one of ordinary skill in the art before the effective filing date of the claimed invention for the purposes of design choices, e.g., using a low cost broadband beam for general purposes applications. Accordingly, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the teaching of by having a broadband light source comprising: a light source configured to generate a broadband beam; and the optical filter according to claim 1 arrange to receive the generated broadband beam for the purposes of design choices. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to WEN HUANG whose telephone number is (571)270-0234. The examiner can normally be reached on M-F: 9:00AM-4:00PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Pinping Sun can be reached on (571) 270-1284. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /WEN HUANG/Primary Examiner, Art Unit 2872 wen.huang2@uspto.gov (571)270-0234
Read full office action

Prosecution Timeline

Sep 18, 2024
Application Filed
Sep 10, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
82%
Grant Probability
99%
With Interview (+23.2%)
2y 9m (~8m remaining)
Median Time to Grant
Low
PTA Risk
Based on 572 resolved cases by this examiner. Grant probability derived from career allowance rate.

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