Prosecution Insights
Last updated: October 02, 2026
Application No. 18/890,010

PRINTING APPARATUS, CONTROL METHOD, AND STORAGE MEDIUM

Non-Final OA §102§103
Filed
Sep 19, 2024
Priority
Sep 29, 2023 — JP 2023-169174 +1 more
Examiner
RICHMOND, SCOTT A.
Art Unit
2853
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Canon Inc.
OA Round
1 (Non-Final)
87%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
92%
With Interview

Examiner Intelligence

Grants 87% — above average
87%
Career Allowance Rate
574 granted / 660 resolved
+19.0% vs TC avg
Minimal +5% lift
Without
With
+4.9%
Interview Lift
resolved cases with interview
Fast prosecutor
1y 10m
Avg Prosecution
16 currently pending
Career history
669
Total Applications
across all art units

Statute-Specific Performance

§101
1.3%
-38.7% vs TC avg
§103
54.4%
+14.4% vs TC avg
§102
26.5%
-13.5% vs TC avg
§112
14.4%
-25.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 660 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant's election with traverse of Claims 1-4, 7, and 9-13 in the reply filed on 13 July 2026 is acknowledged. The traversal is on the ground(s) that there is no undue burden. This is not found persuasive because the claims have separate status in the art due to differing classifications. The requirement is still deemed proper and is therefore made FINAL. Claims 5-6, 8 and 14-22 are withdrawn from further consideration pursuant to 37 CFR 1.142(b), as being drawn to a nonelected invention, there being no allowable generic or linking claim. Priority Acknowledgment is made of applicant’s claim for foreign priority under 35 U.S.C. 119 (a)-(d). The certified copy of Japan Application No. 2023-169174 and 2024-089931 was received on 05 December 2025 and 04 December 2025 as required by 37 CFR 1.55. Information Disclosure Statement The references cited in the information disclosure statement (IDS) submitted on 27 November 2024 and 11 April 2025 have been considered by the examiner. Drawings The drawings filed on 19 September 2024 are accepted. Specification The lengthy specification has not been checked to the extent necessary to determine the presence of all possible minor errors. Applicant's cooperation is requested in correcting any errors of which applicant may become aware in the specification. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-3 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Ohhashi (US PGPub 2015/0094873 A1). With regard to Claim 1, Ohhashi discloses a printing apparatus having a connection unit configured to connect to an external power source (Fig. 4A; AC Adapter 111; ¶0039); an electric power storage unit configured to store electric power supplied from the external power source through the connection unit (Fig. 4A; battery 310; ¶0039); a printing unit configured to perform printing by ejecting an ink onto a print medium conveyed by a conveyance unit (Fig. 2B); a recovery unit configured to perform a recovery operation of maintaining or restoring an ink ejection characteristic of the printing unit (Fig. 8; S207; 0088-0090); and a control unit configured to execute the recovery operation according to an amount of electric power stored in the electric power storage unit after the supply of electric power from the external power source stops (¶0047; if AC adapter not plugged in, the switching circuit 112 switched the power source to the connected power source/supply, i.e. battery 310; ¶0088-0090, if power from the battery is dead as detected by a signal to the controller, cancel print job and perform the cleaning operation, S207, which includes capping the printhead nozzles). With regard to Claim 2, Ohhashi further discloses wherein the recovery unit is a cap part that performs capping as the recovery operation for protecting a nozzle surface of the printing unit in which a nozzle for ejecting the ink is formed (¶0088-0090), and the control unit stores electric power supplied from the external power source at a predetermined timing such that the capping can be completed after the supply of electric power from the external power source stops (¶0084-0089; Fig. 8). With regard to Claim 3, Ohhashi further discloses wherein the predetermined timing is before a start of a sheet discharge process of discharging the print medium which is executed after an end of a printing process of performing printing based on a job (¶0088-0089, printing operation is cancelled immediately, and cleaning operation is performed). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 9-12 is/are rejected under 35 U.S.C. 103 as being unpatentable over Ohhashi (US PGPub 20145/0094873 A1), in view of Ohashi (JP 2011/235572 A), using a machine translation. With regard to Claim 9, Ohhashi further discloses wherein the recovery unit includes a cap part that executes capping for protecting a nozzle surface of the printing unit in which a nozzle for ejecting the ink is formed (¶0088-0089), and performs the recovery operation according to the amount of electric power stored in the electric power storage unit so as to preferentially execute the capping in a case where the supply of electric power from the external power source stops (¶0088-0089). However, Ohhashi does not explicitly disclose a maintenance part that brings an inside of the cap part to a negative pressure by suction, and the control unit executes the capping with the cap part and a first operation as the recovery operation, the first operation being an operation of discharging the ink from the nozzle by bringing the inside of the cap part to a negative pressure in a state where the capping is performed. The secondary reference of Ohashi discloses a maintenance part that brings an inside of the cap part to a negative pressure by suction (¶0029-0032), and the control unit executes the capping with the cap part and a first operation as the recovery operation (¶0029-0032), the first operation being an operation of discharging the ink from the nozzle by bringing the inside of the cap part to a negative pressure in a state where the capping is performed (¶0029-0032). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to incorporate the negative pressure by suction of the cap of Ohashi, with the cap of Ohhashi, in order to prevent ink drying by removing thickened recording fluid, as taught by Ohashi (¶0032). With regard to Claim 10, Ohashi further discloses in a case of executing the capping and the first operation according to the amount of electric power stored in the electric power storage unit, the control unit executes the recovery operation after executing the capping (¶0032, recovery operation performed after head is capped by the cap). With regard to Claim 11, Ohashi further discloses wherein the maintenance part further wipes the nozzle surface (¶0029-0030), and the control unit executes the capping with the cap part (¶0032), the first operation (¶0032), and a second operation of wiping the nozzle surface as the recovery operation (¶0029-0030). With regard to Claim 12, Ohashi further discloses wherein in a case of executing the capping, the first operation, and the second operation according to the amount of electric power stored in the electric power storage unit, the control unit executes the capping after executing the first operation and the second operation (¶0029-0032). Allowable Subject Matter Claim 4 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: The primary reasons for allowability for Claim 4 is that applicants claimed invention includes a printing apparatus wherein an amount of electric power to be stored in the electric power storage unit at the predetermined timing includes an amount of electric power required for the sheet discharge process and an amount of electric power required for the capping. It is this limitation, expressed in the claim combination not found, taught, or suggested in the prior art that makes this claim allowable over the prior art. Claim 7 is allowable because it depends from Claim 4. Claim 13 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: The primary reasons for allowability for Claim 13 is that applicants claimed invention includes a printing apparatus wherein the control unit changes the number of times to execute the recovery operation with the maintenance part according to the amount of electric power stored in the electric power storage unit. It is this limitation, expressed in the claim combination not found, taught, or suggested in the prior art that makes this claim allowable over the prior art. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to SCOTT A. RICHMOND whose telephone number is (313)446-6547. The examiner can normally be reached on M-F 9-6:00 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Douglas Rodriguez can be reached on 571-431-0716. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see https://ppair-my.uspto.gov/pair/PrivatePair. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SCOTT A RICHMOND/Primary Examiner, Art Unit 2853
Read full office action

Prosecution Timeline

Sep 19, 2024
Application Filed
Sep 09, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12746772
Method for Iterative Inkjet Printing on Curved Surfaces
2y 7m to grant Granted Sep 29, 2026
Patent 12746769
LIQUID DISCHARGE APPARATUS
2y 3m to grant Granted Sep 29, 2026
Patent 12746759
DEAERATION APPARATUS, INKJET RECORDING APPARATUS, DEAERATION METHOD, AND STORAGE MEDIUM
2y 0m to grant Granted Sep 29, 2026
Patent 12734797
LIQUID EJECTION APPARATUS
3y 6m to grant Granted Sep 15, 2026
Patent 12734821
INFORMATION PROCESSING APPARATUS, METHOD, AND STORAGE MEDIUM STORING PROGRAM
3y 6m to grant Granted Sep 15, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
87%
Grant Probability
92%
With Interview (+4.9%)
1y 10m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 660 resolved cases by this examiner. Grant probability derived from career allowance rate.

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