Prosecution Insights
Last updated: August 17, 2026
Application No. 18/890,185

UE INITIATED REPORTING

Non-Final OA §103
Filed
Sep 19, 2024
Priority
Oct 03, 2023 — provisional 63/542,215
Examiner
IM, THEODORE
Art Unit
Tech Center
Assignee
Samsung Electronics Co., Ltd.
OA Round
1 (Non-Final)
60%
Grant Probability
Moderate
1-2
OA Rounds
1y 3m
Est. Remaining
90%
With Interview

Examiner Intelligence

Grants 60% of resolved cases
60%
Career Allowance Rate
9 granted / 15 resolved
At TC average
Strong +30% interview lift
Without
With
+30.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
36 currently pending
Career history
57
Total Applications
across all art units

Statute-Specific Performance

§103
75.2%
+35.2% vs TC avg
§102
21.1%
-18.9% vs TC avg
§112
2.8%
-37.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 15 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statement (IDS) submitted on 09/19/2024 and 04/10/2025 have been placed in the record and considered by the examiner. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1,3-8,10-15 and 17-20 are rejected under 35 U.S.C. 103 as being unpatentable over Park et al. (US 2020/0145967 A1; hereinafter “Park”), in view of HAKOLA et al. (US 2024/0137099 A1; hereinafter “HAKOLA”). Regarding claim 1, Park teaches a user equipment (UE) (FIG. 3 wireless device 110), comprising: a transceiver ([0259] Transceivers; FIG. 3 communication interface 310) configured to: transmit a first uplink (UL) signal ([0274] discloses that a wireless device transmits UCL, including a scheduling request, to a base station, [0465] identifies a schedule request as a first UL signal), receive, in response to the first UL signal ([0274], [0465] scheduling request), a first downlink (DL) signal (PDCCH carrying DCI) indicating resources for a second DL signal (PDSCH) and a second UL signal (PUCCH) (FIG. 38B; [0461]-[0462] disclose receiving PDCCH/DCI including frequency and time-domain resource allocation for PDSCH together with a PUCCH resource indicator and HARQ-feedback timing), and receive the second DL signal based on the indicated resources for the second DL signal ([0287] discloses that the base station transmits DCI including downlink assignment and the wireless device receives one or more PDSCH scheduled by the one or more PDCCHs after successfully detecting the PDCCHs); and wherein the transceiver (FIG. 3 communication interface 310) is further configured to transmit the report based on the indicated resources for the second UL signal ([0462] discloses that the DCI includes a PUCCH resource indicator and feedback timing, [0274] discloses that the wireless device transmits UCI, including CSI, via PUCCH or multiplexed on PUSCH), and wherein the second UL signal is a physical UL shared channel (PUSCH) or a physical uplink control channel (PUCCH) ([0274] discloses the UCI is transmitted via PUCCH or multiplexed on PUSCH). However, Park does not teach a processor operably coupled to the transceiver, the processor configured to: measure the second DL signal, and determine a report based on the measurement. In an analogous art, HAKOLA teaches a processor (FIG. 2 processor 720) operably coupled to the transceiver (FIG. 2 wireless/wired communications interfaces 760), the processor configured to: measure the second DL signal, and determine a report based on the measurement ([0114]-[0115] disclose measuring the configured DL reference signals and determining the best DL reference-signal resources according to measurement criteria, [0121]-[0122] disclose determining a DL reference-signal set based on the measurement results and reporting the determined set with associated capability indices). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify DL reference signals as taught by HAKOLA within the system of Park. One would have been motivated to do so in order to improve beam selection, thereby enhancing system performance (HAKOLA [0008]). Regarding claim 3, the combination of Park and HAKOLA, specifically Park teaches wherein: the first DL signal is a physical DL control channel (PDCCH) carrying a DL control information (DCI) format ([0291] a base station transmits DCI via PDCCH to wireless device), and the DCI format includes at least one of: an indication of a transmission time of the second DL signal ([0462] time-domain resource allocation for PDSCH), and an indication of a transmission time of the second UL signal ([0462] HARQ-feedback timing for PUCCH transmission). Regarding claim 4, the combination of Park and HAKOLA, specifically HAKOLA teaches wherein the second DL signal is a channel state information reference signal (CSI-RS) ([0052]-[0055] disclose that the UE is configured with CSI-RS resources for L1-RSRP measurement and reporting, [0113]-[0115] further disclose receiving and measuring configured DL reference-signal resources). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify DL reference signals as taught by HAKOLA within the system of Park. One would have been motivated to do so in order to improve beam selection, thereby enhancing system performance (HAKOLA [0008]). Regarding claim 5, the combination of Park and HAKOLA, specifically Park teaches transmit a third UL signal (FIG. 5A PUSCH 503) ([0271] transmitting PUSCH 503), and transmit a fourth UL signal (FIG. 5A SRS 508) based on the third UL signal (FIG. 5A and [0271] disclose transmitting SRS after transmission of PUSCH and its corresponding uplink DM-RS, including when the PUSCH and SRS are transmitted in the same slot), and the fourth UL signal is a sounding reference signal (SRS) (FIG. 5A SRS 508). Regarding claim 6, the combination of Park and HAKOLA, specifically Park teaches transmit a third UL signal (scheduling request) ([0274] discloses that the wireless device transmits UCI including a scheduling request via PUCCH), receive, in response to the third UL signal, a third DL signal (PDCCH carrying DCI) indicating resources for a fourth UL signal (DCI-triggered SRS) ([0291] discloses receiving DCI via PDCCH including uplink scheduling information, an SRS request, and timing information), and transmit the fourth UL signal ([0271] discloses transmitting an SRS based on a DCI trigger using a selected configured SRS resource set), and the fourth UL signal is a sounding reference signal (SRS) ([0271] discloses that the transmitted signal is SRS 508). Regarding claim 7, the combination of Park and HAKOLA, specifically Park teaches wherein: the third DL signal is a physical DL control channel (PDCCH) carrying a DL control information (DCI) format ([0291] discloses that the base station transmits DCI via PDCCH), and the DCI format includes an indication of a transmission time of the fourth UL signal ([0291] discloses that the DCI includes an SRS request and timing information including transmission timing, [0271] further discloses transmitting the SRS based on a DCI trigger). Regarding claim 8, Park teaches a base station (BS) (FIG. 3 base station 1 120A), comprising: a transceiver ([0259] Transceivers; FIG. 3 communication interface 320A) configured to receive a first uplink (UL) signal ([0274] discloses that a wireless device transmits UCL, including a scheduling request, to a base station, [0465] identifies a schedule request as a first UL signal); and a processor (FIG. 3 processor 321A) operably coupled to the transceiver, the processor configured to determine, in response to the first UL signal, resources for a second downlink (DL) signal and a second UL signal ([0274] discloses receiving UCI including a scheduling request from the wireless device, and [0291] discloses determining downlink and uplink resources including PDSCH resource allocation information and PUCCH/PUSCH scheduling information), wherein the transceiver is further configured to: transmit a first DL signal (PDCCH carrying DCI) indicating the resources for the second DL signal (PDSCH) and the second UL signal (PUCCH) (FIG. 38B; [0461]-[0462] disclose receiving PDCCH/DCI including frequency and time-domain resource allocation for PDSCH together with a PUCCH resource indicator and HARQ-feedback timing), transmit the second DL signal based on the indicated resources for the second DL signal ([0287] discloses that the base station transmits DCI including downlink assignment and the wireless device receives one or more PDSCH scheduled by the one or more PDCCHs after successfully detecting the PDCCHs), and wherein the second UL signal is a physical UL shared channel (PUSCH) or a physical uplink control channel (PUCCH) ([0274] discloses the UCI is transmitted via PUCCH or multiplexed on PUSCH). However, Park does not teach receive a report about the second DL signal based on the indicated resources for the second UL signal. In an analogous art, HAKOLA teaches receive a report about the second DL signal based on the indicated resources for the second UL signal ([0114]-[0115] disclose measuring the configured DL reference signals and determining selected DL reference-signal resource based on the measurements, and [0121]-[0122] disclose the gNB receives a report including the selected DL reference signals and associated capability indices). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify DL reference signals as taught by HAKOLA within the system of Park. One would have been motivated to do so in order to improve beam selection, thereby enhancing system performance (HAKOLA [0008]). Regarding claim 10, the combination of Park and HAKOLA, specifically Park teaches wherein: the first DL signal is a physical DL control channel (PDCCH) carrying a DL control information (DCI) format ([0291] a base station transmits DCI via PDCCH to wireless device), and the DCI format includes at least one of: an indication of a transmission time of the second DL signal ([0462] time-domain resource allocation for PDSCH), and an indication of a transmission time of the second UL signal ([0462] HARQ-feedback timing for PUCCH transmission). Regarding claim 11, the combination of Park and HAKOLA, specifically HAKOLA teaches wherein the second DL signal is a channel state information reference signal (CSI-RS) ([0052]-[0055] disclose that the UE is configured with CSI-RS resources for L1-RSRP measurement and reporting, [0113]-[0115] further disclose receiving and measuring configured DL reference-signal resources). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify DL reference signals as taught by HAKOLA within the system of Park. One would have been motivated to do so in order to improve beam selection, thereby enhancing system performance (HAKOLA [0008]). Regarding claim 12, the combination of Park and HAKOLA, specifically Park teaches receive a third UL signal (FIG. 5A PUSCH 503) ([0271] transmitting PUSCH 503), and receive a fourth UL signal (FIG. 5A SRS 508) based on the third UL signal (FIG. 5A and [0271] disclose transmitting SRS after transmission of PUSCH and its corresponding uplink DM-RS, including when the PUSCH and SRS are transmitted in the same slot), and the fourth UL signal is a sounding reference signal (SRS) (FIG. 5A SRS 508). Regarding claim 13, the combination of Park and HAKOLA, specifically Park teaches wherein: the transceiver is further configured to receive a third UL signal (scheduling request) ([0274] discloses that a base station receives UCI including a scheduling request transmitted by a wireless device via PUCCH), the processor is further configured to determine, in response to the third UL signal, resources for a fourth UL signal (DCI-triggered SRS) ([0291] discloses that the base station provides uplink scheduling information, an SRS request, and timing information via DCI, thereby determining resources for a DCI-triggered SRS transmission), and the transceiver is further configured to: transmit a third DL signal (PDCCH carrying DCI) indicating resources for the fourth UL signal ([0291] discloses transmitting DCI via PDCCH, where the DCI includes uplink scheduling information, an SRS request, and timing information), and receive the fourth UL signal, and the fourth UL signal is a sounding reference signal (SRS) ([0271] discloses that the wireless device transmits an SRS to the base station based on a DCI trigger). Regarding claim 14, the combination of Park and HAKOLA, specifically Park teaches wherein: the third DL signal is a physical DL control channel (PDCCH) carrying a DL control information (DCI) format ([0291] discloses that the base station transmits DCI via PDCCH), and the DCI format includes an indication of a transmission time of the fourth UL signal ([0291] discloses that the DCI includes an SRS request and timing information including transmission timing, [0271] further discloses transmitting the SRS based on a DCI trigger). Regarding claim 15, Park teaches a method (FIG. 38B) of operating a user equipment (UE) (FIG. 38B wireless device 3715), the method comprising: transmitting a first uplink (UL) signal ([0274] discloses that a wireless device transmits UCL, including a scheduling request, to a base station, [0465] identifies a schedule request as a first UL signal); receiving, in response to the first UL signal ([0274], [0465] scheduling request), a first downlink (DL) signal (PDCCH carrying DCI) indicating resources for a second DL signal (PDSCH), and a second UL signal (PUCCH) (FIG. 38B; [0461]-[0462] disclose receiving PDCCH/DCI including frequency and time-domain resource allocation for PDSCH together with a PUCCH resource indicator and HARQ-feedback timing); receiving the second DL signal based on the indicated resources for the second DL signal ([0287] discloses that the base station transmits DCI including downlink assignment and the wireless device receives one or more PDSCH scheduled by the one or more PDCCHs after successfully detecting the PDCCHs); transmitting the report based on the indicated resources for the second UL signal ([0462] discloses that the DCI includes a PUCCH resource indicator and feedback timing, [0274] discloses that the wireless device transmits UCI, including CSI, via PUCCH or multiplexed on PUSCH), wherein the second UL signal is a physical UL shared channel (PUSCH) or a physical uplink control channel (PUCCH) ([0274] discloses the UCI is transmitted via PUCCH or multiplexed on PUSCH). However, Park does not teach measuring the second DL signal; determining a report based on the measurement. In an analogous art, HAKOLA teaches measuring the second DL signal; determining a report based on the measurement ([0114]-[0115] disclose measuring the configured DL reference signals and determining the best DL reference-signal resources according to measurement criteria, [0121]-[0122] disclose determining a DL reference-signal set based on the measurement results and reporting the determined set with associated capability indices). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify DL reference signals as taught by HAKOLA within the system of Park. One would have been motivated to do so in order to improve beam selection, thereby enhancing system performance (HAKOLA [0008]). Regarding claim 17, the claim is interpreted and rejected for the same reason as set forth in claim 3. Regarding claim 18, the claim is interpreted and rejected for the same reason as set forth in claim 4. Regarding claim 19, the claim is interpreted and rejected for the same reason as set forth in claim 5. Regarding claim 20, the claim is interpreted and rejected for the same reason as set forth in claim 6. Claims 2,9 and 16 are rejected under 35 U.S.C. 103 as being unpatentable over Park, in view of HAKOLA, and further in view of Cirik et al. (US 2020/0260300 A1; hereinafter “Cirik”). Regarding claim 2, the combination of Park and HAKOLA does not teach wherein the first UL signal is a PUCCH with format 0 or a PUCCH with format 1. In an analogous art, Cirik teaches wherein the first UL signal is a PUCCH with format 0 or a PUCCH with format 1 ([0206] discloses transmitting an uplink signal using PUCCH format 0 or 1 based on a PUCCH configuration). including the selected DL reference signals and associated capability indices). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the PUCCH as taught by Cirik within the system of Park and HAKOLA. One would have been motivated to do so in order to reduce uplink signaling latency, thereby improving network performance (Cirik [0183]). Regarding claim 9, the claim is interpreted and rejected for the same reason as set forth in claim 2. Regarding claim 16, the claim is interpreted and rejected for the same reason as set forth in claim 2. Conclusion The following prior art made of record and not relied upon is considered pertinent to applicant's disclosure: US 2023/0113784 A1 (CHA et al.) discloses a method and apparatus for transmitting and receiving a signal in a wireless communication system. US 2023/0156636 A1 (JI et al.) discloses physical downlink shared channel (PDSCH) rate-matching in non-terrestrial networks (NTNs). US 2026/0190104 A1 (LU) discloses a method for determining a spatial domain parameter, a terminal, and a network-side device. Any inquiry concerning this communication or earlier communications from the examiner should be directed to THEODORE IM whose telephone number is (571)270-1955. The examiner can normally be reached M-F 9AM-5PM ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, UN C CHO can be reached on 571-272-7919. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /T.I./ Examiner, Art Unit 2413 /UN C CHO/ Supervisory Patent Examiner, Art Unit 2413
Read full office action

Prosecution Timeline

Sep 19, 2024
Application Filed
Aug 05, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12562794
CSI FEEDBACK METHOD AND APPARATUS, ELECTRONIC DEVICE, AND STORAGE MEDIUM
3y 1m to grant Granted Feb 24, 2026
Patent 12439446
WIRELESS TRANSMISSION SCHEDULING METHOD AND APPARATUS BASED ON UNRELIABLE NETWORK
2y 9m to grant Granted Oct 07, 2025
Study what changed to get past this examiner. Based on 2 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
60%
Grant Probability
90%
With Interview (+30.0%)
3y 2m (~1y 3m remaining)
Median Time to Grant
Low
PTA Risk
Based on 15 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month