Prosecution Insights
Last updated: July 17, 2026
Application No. 18/891,050

OPTICAL IMAGING SYSTEM

Non-Final OA §102
Filed
Sep 20, 2024
Priority
Dec 28, 2016 — RE 10-2016-0181233 +4 more
Examiner
CHOI, WILLIAM C
Art Unit
Tech Center
Assignee
Samsung Electro-Mechanics Co., Ltd.
OA Round
1 (Non-Final)
93%
Grant Probability
Favorable
1-2
OA Rounds
3m
Est. Remaining
97%
With Interview

Examiner Intelligence

Grants 93% — above average
93%
Career Allowance Rate
1046 granted / 1129 resolved
+32.6% vs TC avg
Minimal +4% lift
Without
With
+4.1%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
25 currently pending
Career history
1145
Total Applications
across all art units

Statute-Specific Performance

§101
0.8%
-39.2% vs TC avg
§103
34.1%
-5.9% vs TC avg
§102
46.2%
+6.2% vs TC avg
§112
11.2%
-28.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1129 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement The information disclosure statement (IDS) submitted on 9/20/2024 was filed in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Objections Claims 1 and 12 are objected to because of the following informalities: in claim 1, line 11, “second lens” should be changed to --second lens.--; in claim 12, line 2, “surface” should be changed to --surface.--. Appropriate correction is required. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1, 2, 4-7, 10-12, 14, and 15 is/are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Chen et al (US 2018/0231740 A1). In regard to claim 1, Chen et al discloses an optical imaging system (page 4, sections [0083]-[0084], Figures 6 & 20) comprising: a first lens having positive refractive power (Figure 20, F1=4.489 mm, Figure 6, “10”); a second lens having negative refractive power (Figure 20, F2=-9.409 mm, Figure 6, “20”); a third lens having positive refractive power (Figure 20, F3=6.559 mm, Figure 6, “30”); a fourth lens having negative refractive power (Figure 20, F4=-8.243 mm, Figure 6, “40”); a fifth lens having positive refractive power (Figure 20, F5=7.026 mm, Figure 6, “50”); and a sixth lens having negative refractive power (Figure 20, F6=-5.897 mm, Figure 6, “60”), wherein the first to sixth lenses are sequentially arranged from an object side to an imaging plane (Figure 6, “10, 20, 30, 40, 50, 60”), wherein the optical imaging system has a total of six lenses (Figure 6, “10, 20, 30, 40, 50, 60”), wherein v2 < 21 → v2=20.350 (Figure 20), where v2 represents an Abbe number of the second lens. Regarding claim 2, Chen et al discloses wherein R1/f < 0.42 → 1.712 mm/4.194 mm = 0.41 (Figure 20), where R1 represents a radius of curvature of an object-side surface of the first lens and f represents a total focal length of the optical imaging system. Regarding claim 4, Chen et al discloses wherein the first lens has a convex object-side surface in a paraxial region thereof (Figure 6, “11”). Regarding claim 5, Chen et al discloses wherein the first lens has a concave image-side surface in a paraxial region thereof (Figure 6, “12”). Regarding claim 6, Chen et al discloses wherein the second lens has a convex object-side surface in a paraxial region thereof and a concave image-side surface in a paraxial region thereof (Figure 6, “21”). Regarding claim 7, Chen et al discloses wherein the third lens has a convex object-side surface in a paraxial region thereof (Figure 6, “31”). Regarding claim 10, Chen et al discloses wherein the fifth lens has a convex image-side surface in a paraxial region thereof (Figure 6, “51”). Regarding claim 11, Chen et al discloses wherein the sixth lens has a convex object-side surface in a paraxial region thereof (Figure 6, “61”). Regarding claim 12, Chen et al discloses wherein the sixth lens has a concave image-side surface (Figure 6, “62”). Regarding claim 14, Chen et al discloses wherein the sixth lens has at least one inflection point formed on one or both of an object-side surface and an image-side surface (Figure 6, “60”). Regarding claim 15, Chen et al discloses wherein the first to sixth lenses are formed of a plastic material (page 4, section [0083]). Claim(s) 1, 2, 4-6, 8-12, 14, and 15 is/are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Chen et al (US 2017/0248770 A1). In regard to claim 1, Chen et al discloses an optical imaging system (page 4, sections [0058] – page 6, section [0085], Figure 1) comprising: a first lens having positive refractive power (page 5, TABLE 1, F1=4.02 mm, Figure 1, “110”); a second lens having negative refractive power (page 5, TABLE 1, F2=-9.46 mm, Figure 1, “120”); a third lens having positive refractive power (page 5, TABLE 1, F3=39.41 mm, Figure 1, “130”); a fourth lens having negative refractive power (page 6, TABLE 1, F4=-24.29 mm, Figure 1, “140”); a fifth lens having positive refractive power (page 6, TABLE 1, F5=6.87 mm, Figure 1, “150”); and a sixth lens having negative refractive power (page 6, TABLE 1, F6=-4.52 mm, Figure 1, “160”), wherein the first to sixth lenses are sequentially arranged from an object side to an imaging plane (Figure 1, “110, 120, 130, 140, 150, 160”), wherein the optical imaging system has a total of six lenses (Figure 1, “110, 120, 130, 140, 150, 160”), wherein v2 < 21 → v2=20.4 (page 5, TABLE 1), where v2 represents an Abbe number of the second lens. Regarding claim 2, Chen et al discloses wherein R1/f < 0.42 → 2.020 mm/5.06 mm = 0.40 (page 5, TABLE 1), where R1 represents a radius of curvature of an object-side surface of the first lens and f represents a total focal length of the optical imaging system. Regarding claim 4, Chen et al discloses wherein the first lens has a convex object-side surface in a paraxial region thereof (Figure 1, “111”). Regarding claim 5, Chen et al discloses wherein the first lens has a concave image-side surface in a paraxial region thereof (page 5, TABLE 1, S2=22.678 mm, Figure 1, “112”). Regarding claim 6, Chen et al discloses wherein the second lens has a convex object-side surface in a paraxial region thereof and a concave image-side surface in a paraxial region thereof (page 5, TABLE 1, S3=13.094 mm, Figure 1, “121”). Regarding claim 8, Chen et al discloses wherein the fourth lens has a convex object-side surface in a paraxial region thereof (page 6, TABLE 1, S8=13.808 mm, Figure 1, “141”). Regarding claim 9, Chen et al discloses wherein the fourth lens has a concave image-side surface in a paraxial region thereof (page 6, TABLE 1, S9=6.892 mm, Figure 1, “142”). Regarding claim 10, Chen et al discloses wherein the fifth lens has a convex image-side surface in a paraxial region thereof (page 6, TABLE 1, S10=3.307 mm, Figure 1, “151”). Regarding claim 11, Chen et al discloses wherein the sixth lens has a convex object-side surface in a paraxial region thereof (page 6, TABLE 1, S12=5.618 mm, Figure 1, “161”). Regarding claim 12, Chen et al discloses wherein the sixth lens has a concave image-side surface (Figure 1, “162”). Regarding claim 14, Chen et al discloses wherein the sixth lens has at least one inflection point formed on one or both of an object-side surface and an image-side surface (Figure 1, “160”). Regarding claim 15, Chen et al discloses wherein the first to sixth lenses are formed of a plastic material (page 3, section [0050]). Claim(s) 1, 2, 4-7, and 10-15 is/are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Gong et al (US 2018/0120539 A1). In regard to claim 1, Gong et al discloses an optical imaging system (page 7, section [0126] – page 8, section [0127], Figures 20 & 38) comprising: a first lens having positive refractive power (Figure 38, F1=5.209 mm, Figure 20, “10”); a second lens having negative refractive power (Figure 38, F2=-23.080 mm, Figure 20, “20”); a third lens having positive refractive power (Figure 38, F3=37.189 mm, Figure 20, “30”); a fourth lens having negative refractive power (Figure 38, F4=-37.033 mm, Figure 20, “40”); a fifth lens having positive refractive power (Figure 38, F5=5.351 mm, Figure 20, “50”); and a sixth lens having negative refractive power (Figure 38, F6=-5.587 mm, Figure 20, “60”), wherein the first to sixth lenses are sequentially arranged from an object side to an imaging plane (Figure 20, “10, 20, 30, 40, 50, 60”), wherein the optical imaging system has a total of six lenses (Figure 20, “10, 20, 30, 40, 50, 60”), wherein v2 < 21 → v2=20.412 (Figure 38), where v2 represents an Abbe number of the second lens. Regarding claim 2, Gong et al discloses wherein R1/f < 0.42 → 1.849 mm/4.7300 mm = 0.39 (Figure 38), where R1 represents a radius of curvature of an object-side surface of the first lens and f represents a total focal length of the optical imaging system. Regarding claim 4, Gong et al discloses wherein the first lens has a convex object-side surface in a paraxial region thereof (Figure 20, “10”). Regarding claim 5, Gong et al discloses wherein the first lens has a concave image-side surface in a paraxial region thereof (Figure 20, “10”). Regarding claim 6, Gong et al discloses wherein the second lens has a convex object-side surface in a paraxial region thereof and a concave image-side surface in a paraxial region thereof (Figure 20, “20”). Regarding claim 7, Chen et al discloses wherein the third lens has a convex object-side surface in a paraxial region thereof (page 8, section [0126], Figure 38, S31=9.747 mm, Figure 20, “33’”). Regarding claim 10, Chen et al discloses wherein the fifth lens has a convex image-side surface in a paraxial region thereof (Figure 20, “50”). Regarding claim 11, Chen et al discloses wherein the sixth lens has a convex object-side surface in a paraxial region thereof (Figure 20, “60”). Regarding claim 12, Chen et al discloses wherein the sixth lens has a concave image-side surface (Figure 20, “60”). Regarding claim 13, Chen et al discloses wherein a constant indicating brightness of the optical imaging system, F-number, is less than 1.8 → Fno=1.6862 (Figure 38). Regarding claim 14, Chen et al discloses wherein the sixth lens has at least one inflection point formed on one or both of an object-side surface and an image-side surface (Figure 20, “60”). Regarding claim 15, Chen et al discloses wherein the first to sixth lenses are formed of a plastic material (page 4, section [0097]). Allowable Subject Matter Claims 3 and 16 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: The prior art fails to teach a combination of all the claimed features as presented in claim 3: an optical imaging system as claimed, specifically wherein an angle of view of the optical imaging system is 82 degrees or more. The prior art fails to teach a combination of all the claimed features as presented in claim 16: an optical imaging system as claimed, specifically wherein TTL/IMGH < 0.69, where TTL represents a distance on an optical axis from the object-side surface of the first lens to the imaging plane, and IMGH represents a diagonal length of the imaging plane. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to WILLIAM C CHOI whose telephone number is (571)272-2324. The examiner can normally be reached Monday- Friday, 9:00 am - 6:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Pinping Sun can be reached at (571) 270-1284. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /WILLIAM CHOI/Primary Examiner, Art Unit 2872 June 26, 2026
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Prosecution Timeline

Sep 20, 2024
Application Filed
Jun 30, 2026
Non-Final Rejection mailed — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
93%
Grant Probability
97%
With Interview (+4.1%)
2y 1m (~3m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1129 resolved cases by this examiner. Grant probability derived from career allowance rate.

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