Prosecution Insights
Last updated: April 19, 2026
Application No. 18/891,346

DEVICE SET DESIGNED FOR PCNL SURGERY

Non-Final OA §103
Filed
Sep 20, 2024
Examiner
JAFFRI, ZEHRA
Art Unit
3771
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
BECTON, DICKINSON AND COMPANY
OA Round
1 (Non-Final)
61%
Grant Probability
Moderate
1-2
OA Rounds
3y 3m
To Grant
99%
With Interview

Examiner Intelligence

Grants 61% of resolved cases
61%
Career Allow Rate
44 granted / 72 resolved
-8.9% vs TC avg
Strong +51% interview lift
Without
With
+50.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
47 currently pending
Career history
119
Total Applications
across all art units

Statute-Specific Performance

§101
1.3%
-38.7% vs TC avg
§103
43.5%
+3.5% vs TC avg
§102
27.8%
-12.2% vs TC avg
§112
23.2%
-16.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 72 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Objections Claim 1 is objected to because of the following informalities: Claim 1 recites “PCNL surgery” but does not define the acronym in the claim. Appropriate correction is required. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 1, 6, and 8 is/are rejected under 35 U.S.C. 103 as being unpatentable over Shah (US 20180289394 A1) in view of Pattison (US 6010520 A) (noted on IDS). Regarding Claim 1, Shah discloses a device set (kit) designed for PCNL surgery (Paragraph 0019), comprising a puncture needle (Figure 3a, 3b; Paragraph 101), a guidewire (Figure 3a, 3b; Paragraph 101), a plurality of dilators (serial dilators) having different sizes (Figure 3a, 3b; Paragraph 101), a sheath (10) (Figure 3a, 3b; Paragraph 101), and a drainage catheter (11) (Figure 3a, 3b; Paragraph 52, 101) which are all placed in a single package, but fails to teach wherein each of said plurality of dilators comprising a cone at a distal end of each respective dilator of the plurality of dilators and all the dilators have the same tip length from a proximal end of the cone to the distal end of each respective dilator. However, Pattison is directed to a surgical device set (35) and teaches a device set wherein each of said plurality of dilators (1a-1e) comprising a cone (2) at a distal end of each respective dilator of the plurality of dilators (Figures 1-4) and all the dilators have the same tip length from a proximal end of the cone to the distal end of each respective dilator (Figure 4). Shah discloses the claimed invention except for wherein each of said plurality of dilators comprising a cone at a distal end of each respective dilator of the plurality of dilators and all the dilators have the same tip length from a proximal end of the cone to the distal end of each respective dilator. Pattison teaches that it is known to have kits wherein each of a plurality of dilators comprises a cone at a distal end of each respective dilator of the plurality of dilators and all the dilators have the same tip length from a proximal end of the cone to the distal end of each respective dilator. It would have been obvious to one having ordinary skill in the art at the time the invention was made to include dilators that have the same tip length from a proximal end of the cone to the distal end of each respective dilator as taught by Pattison, since it has been held change in size/proportion does not distinguish over the prior art. In re Rose, 220 F.2d 459, 105 USPQ 237 (CCPA 1955). In re Rinehart, 531 F.2d 1048, 189 USPQ 143(CCPA 1976). MPEP 2144 and since it has been held that changing the shape was a matter a choice one of ordinary skill in the art would have found obvious. See MPEP 2144. In re Dailey, 357 F.2d 669, 149 USPQ 47 (CCPA 1966). Regarding Claim 6, Shah further teaches the device set wherein the sheath (10) has a size corresponding to a size of one of the dilators having the largest size (Figure 3a, 3b; Paragraph 101). Regarding Claim 8, Shah further teaches the device set wherein a size of the drainage catheter (11) is 2Fr less than the size of one of the dilators (serial dilators) having the largest size (Paragraph 0070, 0094). Shah discloses dilators ranging from 6 to 30 Fr and drainage catheters with a diameter of 10 or 12 Fr, thus disclosing two combinations of drainage catheters 2 Fr less than the dilators. It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to choose a drainage catheter of 10 or 12 Fr and select one of the largest dilators to be 12 or 14 Fr in order to create an opening in the tissue slightly larger than the catheter, as is the common method during surgery. Claims 2-3 are rejected under 35 U.S.C. 103 as being unpatentable over Shah in view of Pattison, and further in view of Hibbs et. al (US 4950257). Regarding Claim 2-3, Shah and Pattison teach the components of the device set in Claim 11, but fail to teach wherein the tip length is in a range of 0.8 cm to 3 cm, and wherein the tip length is 2 cm. However, Hibbs is directed to a catheter device and teaches the tip (26) length is in a range of 1.2 cm to 2.5 cm, which encompasses the claimed range of 0.8 cm to 3 cm, and specifically the claimed length of 2 cm (Col 4, line 69- Col 5 line 1). A person of ordinary skill in the art before the effective filing date of the claimed invention would have been motivated to modify Shah and Pattison such that the tip length is in a range of 0.8 cm to 3 cm, as taught by Hibbs, as the references and the claimed invention are directed to a device set for surgery. It would be obvious to someone of ordinary skill in the art before the effective filing date of the claimed invention to have modified Shah and Pattison by including the tip length is in a range of 0.8 cm to 3 cm, as taught by Hibbs, because such a tip length is well known in the art as noted above, and including a tip length in the claimed range would have no impact on the effectiveness of the device since it has been held change in size/proportion does not distinguish over the prior art. In re Rose, 220 F.2d 459, 105 USPQ 237 (CCPA 1955). n re Rinehart, 531 F.2d 1048, 189 USPQ 143 (CCPA 1976). MPEP 2144 Claim 4 is rejected under 35 U.S.C. 103 as being unpatentable over Shah in view of Pattison, and further in view of Zwierstra et al. (US 10265234). Shah and Pattison teach the device set of Claim 1, but fail to teach a plurality of chambers are formed in the package. However, Zwierstra is directed to a disposable container for a disposable kit for medical items and teaches a plurality of chambers (230) are formed in the package (110) (Figure 2; Col 11, lines 1-7, 15-17). A person of ordinary skill in the art before the effective filing date of the claimed invention would have been motivated to modify Shah and Pattison such that a plurality of chambers are formed in the package, as the references and the present invention are directed to a device set. It would be obvious to someone of ordinary skill in the art before the effective filing date of the claimed invention to have modified Shah and Pattison with the teachings of Zwierstra by incorporating a plurality of chambers formed in the package in order to form compartments to accommodate different types of items to be stored within the package (Zwierstra Col 11, lines 13-14). Claim 5 is rejected under 35 U.S.C. 103 as being unpatentable over Shah in view of Pattison, and further in view of Shen (CN 204485018) (All citations to Shen will be made according to the provided English translation) (previously of record). Regarding claim 5, Shah and Pattison teach the device set of Claim 1, but fail to teach wherein one or more of the puncture needle, the guidewire, the dilator, the balloon catheter, the sheath and the drainage catheter are provided with scale markers. However, Shen is directed to a medical device and teaches wherein a drainage catheter (2) is provided with scale markers (22) (Figure 1; Paragraph 0011). A person of ordinary skill in the art before the effective filing date of the claimed invention would have been motivated to modify Shah and Pattison such that the drainage catheter is provided with scale markers, as the references and the present invention are directed to a device set for use on patients. It would be obvious to someone with ordinary skill in the art before the effective filing date of the invention to have modified Shah and Pattison with the teachings of Shen by incorporating the drainage catheter provided with scale markers in order to measure the volume of drained urine. Claim 7 is rejected under 35 U.S.C. 103 as being unpatentable over Shah in view of Pattison, and further in view of Guo (US 20080154206 A1). Regarding claim 7, Shah and Pattison teach the device set of Claim 11, but fail to teach wherein the sheath of the device set is a tearable sheath. However, Guo is directed to a surgical catheter device and teaches wherein the sheath (2) of the device set is a tearable sheath (Paragraph 0019, 0047). A person of ordinary skill in the art before the effective filing date of the claimed invention would have been motivated to modify Shah and Pattison such that the sheath of the device set is a tearable sheath as taught by Guo, as the references and the present invention are directed to devices for surgery. It would be obvious to someone of ordinary skill in the art before the effective filing date of the claimed invention to have modified Shah and Pattison with the teachings of Guo by including the sheath of the device set is a tearable sheath to allow the sheath to be removed easily (Guo, Paragraph 0003). Claims 9-10 are rejected under 35 U.S.C. 103 as being unpatentable over Shah in view of Pattison, and further in view of Ceng (CN206434630 U) (All citations to Shen will be made according to the provided English translation). Regarding Claim 19, Shah and Pattison teach the device set according to Claim 11, but fail to teach the set further comprising a drainage bag. However, Ceng is directed to a surgical device set and teaches a set further comprising a drainage bag (2) (Figure 2; Paragraph 0007). A person of ordinary skill in the art before the effective filing date of the claimed invention would have been motivated to modify Shah and Pattison such that the set further comprises a drainage bag as taught by Ceng, as the references and the claimed invention are directed to device sets for surgery. It would be obvious to someone of ordinary skill in the art before the effective filing date of the claimed invention to have modified Shah and Pattison with the teachings of Ceng by including a set further comprising a drainage bag to store drained urine from a patient. Regarding Claim 10, Shah and Pattison teach the device set according to Claim 1, but fail to teach wherein the device set further comprises a drainage bag having a volume in a range of 500ml to 3000ml. However, Ceng further teaches wherein the device set further comprises a drainage bag (2) having a volume in a range of 500ml to 3000ml (Figure 2; Paragraph 0019). A person of ordinary skill in the art before the effective filing date of the claimed invention would have been motivated to modify Shah and Pattison such that wherein the device set further comprises a drainage bag having a volume in a range of 500ml to 3000ml, as taught by Ceng, as the references and the claimed invention are directed to device sets for surgery. It would be obvious to someone of ordinary skill in the art before the effective filing date of the claimed invention to have modified Shah and Pattison with the teachings of Ceng by including wherein the device set further comprises a drainage bag having a volume in a range of 500ml to 3000ml in order to retain a sufficient amount of urine (Ceng Paragraph 0004). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ZEHRA JAFFRI whose telephone number is (571)272-7738. The examiner can normally be reached 8 AM-5:30 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, DARWIN EREZO can be reached at (571) 272-4695. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Z.J./Examiner, Art Unit 3771 /KATHERINE H SCHWIKER/Primary Examiner, Art Unit 3771
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Prosecution Timeline

Sep 20, 2024
Application Filed
Jan 22, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
61%
Grant Probability
99%
With Interview (+50.7%)
3y 3m
Median Time to Grant
Low
PTA Risk
Based on 72 resolved cases by this examiner. Grant probability derived from career allow rate.

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