Prosecution Insights
Last updated: October 02, 2026
Application No. 18/896,216

ELECTRONIC DEVICE FOR TRACKING USER'S GAZE

Non-Final OA §103
Filed
Sep 25, 2024
Priority
Sep 25, 2023 — RE 10-2023-0128489 +1 more
Examiner
THOMAS, BRANDI N
Art Unit
Tech Center
Assignee
Samsung Electronics Co., Ltd.
OA Round
1 (Non-Final)
83%
Grant Probability
Favorable
1-2
OA Rounds
9m
Est. Remaining
90%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allowance Rate
924 granted / 1118 resolved
+22.6% vs TC avg
Moderate +8% lift
Without
With
+7.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
24 currently pending
Career history
1138
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
57.7%
+17.7% vs TC avg
§102
35.2%
-4.8% vs TC avg
§112
4.7%
-35.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1118 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement Acknowledgement is made of receipt of Information Disclosure Statement(s) (PTO-1449) filed 9/25/2024, 2/27/2025, and 12/10/2025. An initialed copy is attached to this Office Action. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claim(s) 1-3, 7-9, 11-14, and 16-19 is/are rejected under 35 U.S.C. 103 as being unpatentable over Yaroshchuk (11,428,938) in view of Yang et al. (2023/0205312), hereinafter Yang. Regarding claims 1, 14, and 16, Yaroshchuk discloses, in figure 2B, an electronic device (200, waveguide display assembly) (col. 5, lines 57-59) comprising: an infra-red (IR) light source (205, light source assembly) configured to output infrared light (col. 5, lines 66-67 and col. 6, lines 1-14) (Examiner notes that the light source is a laser diode which using infrared light); a waveguide (210, waveguide) (col. 5, line 61); a first optical element (235, in-coupling element) on a first area of the waveguide (210, waveguide) (col. 6, lines 23-25 and figure 2b), wherein the first optical element (235, in-coupling element) is configured to allow external light to enter the waveguide (210, waveguide) (col. 6, lines 23-25); a second optical element (240, directing element) on a second area of the waveguide (col. 7, lines 34-36), wherein the second optical element (240, directing element) is configured to output the external light incident to an outside of the waveguide (210, waveguide) (figure 2A) (col. 7, lines 46-48); a third optical element (245, out-coupling element) on a third area of the waveguide (col. 6, lines 57-59), wherein the third area is different from the first area and the second area (figure 2B), and wherein the third optical element (245, out-coupling element) is configured to diffract the infrared light (col. 6, lines 28-32). Yaroshchuk does not specifically disclose an image sensor configured to receive the diffracted infrared light. Yang discloses an image sensor (104, image sensor) configured to receive the diffracted infrared light (paragraphs 0033 and 0034). Therefore it would have been obvious to one having ordinary skill in the art, before the effective filing date of the claimed invention, to modify the device of Yaroshchuk with the image sensor of Yang for the purpose of capturing images of reflections off of a user’s eye. Regarding claims 2 and 17, Yang discloses wherein the third optical element (226, out-coupling diffraction grating) and the image sensor (104, image sensor) are sequentially arranged based on a direction of the infrared light (figure 2 and paragraph 0035). Regarding claim 3, Yang discloses wherein the third optical element (226, out-coupling diffraction grating) is configured to diffract the infrared light such that an image is formed on an imaging surface of the image sensor (104, image sensor) (paragraph 0035). Regarding claim 7, Yaroshchuk discloses wherein the waveguide (210, waveguide) comprises a first surface (210-2, second surface) and a second surface (210-1, first surface) opposite to the first surface (col. 6, lines 34-36), wherein the infrared light is incident on the first surface (210-2, second surface) (figure 2B), wherein the third optical element is on the first surface (210-2, second surface) (figure 2B). Yaroshchuk does not specifically disclose wherein the image sensor is on the second surface. Yang discloses wherein the image sensor (104, image sensor) is on the second surface (paragraphs 0033 and 0034). Regarding claim 8, Yang discloses wherein the third optical element is disposed at a first height on the waveguide, and wherein the image sensor is disposed at a second height different from the first height on the waveguide (figure 2 shows the image sensor is at a different height than the optical element). Regarding claim 9, Yang discloses further comprising a frame (106, frame) around a lower surface of the waveguide and a portion of the first surface (paragraph 0026), wherein the image sensor (104, image sensor) is on a portion of the second surface of the waveguide (figure 2), and wherein the portion of the second surface corresponds to the portion of the first surface of the waveguide (figure 2). Regarding claim 11, Yaroshchuk discloses wherein the third optical element comprises: a substrate; and a plurality of nanostructures on the substrate, wherein the plurality of nanostructures extend perpendicular to an upper surface of the substrate (col. 8, lines 39-65). Regarding claim 12, Yaroshchuk discloses wherein each optical element from among the first optical element, the second optical element, the third optical element, and the fourth optical element comprises a plurality of nanostructures on the waveguide (col. 8, lines 45-48 and 54-58). Regarding claims 13 and 18, Yaroshchuk discloses further comprising an optical filter configured to filter light according to a wavelength range (col. 5, lines 44-46), wherein the third optical element, the optical filter are sequentially arranged based on a direction of the infrared light (figure 2B). Yaroshchuk does not disclose and the image sensor. Yang discloses an image sensor (104, image sensor) (paragraphs 0033 and 0034). Regarding claim 19, Yang discloses further comprising: augmented reality glasses comprising a left-eye element corresponding to a left eye of the user, and a right-eye element corresponding to a right eye of the user (paragraph 0027), wherein the display engine and the waveguide image combiner are included in at least one of the left-eye element and the right-eye element (paragraph 0027). Allowable Subject Matter Claims 4-6, 10, and 15 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Regarding claim 4, Yaroshchuk or Yang does not disclose wherein the third optical element is configured to modulate a phase of the infrared light such that a first waveform reaches an imaging surface of the image sensor, wherein the electronic device further comprises at least one processor configured to: obtain a coded image based on the first waveform received by the image sensor, and obtain user gaze information based on the coded image. Regarding claims 10 and 15, Yaroshchuk or Yang does not disclose further comprising a fourth optical element located on a fourth area of the waveguide, wherein the fourth optical element is configured to expand the external light propagating within the waveguide, and wherein the fourth area is different from the third area. Claims 5-6 depends from claim 4 and is allowable for the reason given above. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to BRANDI N THOMAS whose telephone number is (571)272-2341. The examiner can normally be reached Monday - Friday 7:30 - 3:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Stephone Allen can be reached at 571-272-2434. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /BRANDI N THOMAS/ Primary Examiner, Art Unit 2872
Read full office action

Prosecution Timeline

Sep 25, 2024
Application Filed
Aug 11, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
83%
Grant Probability
90%
With Interview (+7.8%)
2y 10m (~9m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1118 resolved cases by this examiner. Grant probability derived from career allowance rate.

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