Prosecution Insights
Last updated: August 06, 2026
Application No. 18/902,733

FLUID MANAGEMENT SYSTEM

Final Rejection §102§103
Filed
Sep 30, 2024
Priority
Jun 28, 2019 — provisional 62/868,197 +2 more
Examiner
ARUNDALE, ROBERT K
Art Unit
3753
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Leggett & Platt Canada Co.
OA Round
2 (Final)
76%
Grant Probability
Favorable
3-4
OA Rounds
5m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 76% — above average
76%
Career Allowance Rate
595 granted / 788 resolved
+5.5% vs TC avg
Strong +24% interview lift
Without
With
+24.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
21 currently pending
Career history
812
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
42.6%
+2.6% vs TC avg
§102
25.7%
-14.3% vs TC avg
§112
29.5%
-10.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 788 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 Claim(s) 10, 11, 14, and 15 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Jackson, Jr. et al. (U.S. Publication 2016/0061344), hereinafter “Jackson”. In regards to claims 10, Jackson discloses a fluid management system comprising: a housing (12) having a port (port closed by gate 28); a valve body (22) moveable within the housing (12) between a first position (Fig. 10) and a second position (Fig. 7), wherein the valve body (22) includes a core (26) and a collar (C) at least partially surrounding the core (26), the valve body (22) configured to seal the port in the first position (Fig. 10) and to permit fluid flow through the port in the second position (Fig. 7), wherein the valve body (22) includes a shoulder (S); a biasing element (44) surrounding a portion of and coupled to the valve body (22), the biasing element (44) configured to bias the valve body (22) toward one of the first position (Fig. 10) or the second position (Fig. 7); an actuator (40) surrounding a portion of and coupled to the valve body (22), wherein the actuator (40) includes a shape memory alloy material (para. 0049]) and is configured to move the valve body (22) to one of the first position (Fig. 10) or the second position (Fig. 7) against a biasing force of the biasing element (44) in response to heating the actuator (40); and a power source (para. [0052]) electrically coupled to the actuator (40), wherein the power source (para. [0052]) is configured to selectively drive current through the actuator (40) to heat the actuator (40), wherein the biasing element (44) and actuator (40) engage opposite sides of shoulder (S) on the valve body (22). Jackson further discloses that the biasing element (44) extends in a first direction from a shoulder (42) on the valve body (22) toward a first end of the housing (12) and the actuator (40) extends in a second opposite direction from the shoulder (42) toward a second opposite end of the housing (12), wherein the biasing element (44) is positioned between the core (26) and the collar (C) of the valve body (22). PNG media_image1.png 728 610 media_image1.png Greyscale In regards to claim 11, the valve body (22) includes a plunger (32) and a sealing element (28) coupled to one end of the plunger. In regards to claim 14, the biasing element (44) is configured to bias the valve body (22) toward the first position. In regards to claim 15, the actuator (40) is a spring. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claim(s) 1-5, 7 and 9 is/are rejected under 35 U.S.C. 103 as being unpatentable over Ohkata (U.S. Patent 4,522,219) in view of Jackson, Jr. et al. (U.S. Publication 2016/0061344), hereinafter “Jackson”. In regards to claim 1, Ohkata discloses a fluid management system comprising: a housing (12) having a port (20); a valve body (14) moveable within the housing (12) between a first position (Fig. 2A) and a second position (Fig. 2B), the valve body (14) including a plunger (14a), the valve body (14) configured to seal the port (20) in the first position (Fig. 2A) and to permit fluid flow through the port (20) in the second position (Fig. 2B), wherein the valve body (14) includes a shoulder (14b); a biasing element (19) surrounding a portion of and coupled to the valve body (14), the biasing element (19) configured to bias the valve body (14) toward one of the first position or the second position; an actuator (18) surrounding a portion of and coupled to the valve body (14), wherein the actuator (18) includes a shape memory alloy material and is configured to move the valve body (14) to one of the first position or the second position against a biasing force of the biasing element (19) in response to heating the actuator; wherein the biasing element (19) and the actuator (18) engage opposite sides of the shoulder (14b) on the valve body (14),wherein the actuator (18) extends along a majority of a length of the plunger (14a). Ohkata does not specifically disclose a a power source electrically coupled to the actuator, wherein the power source is configured to selectively drive current through the actuator to heat the actuator. However, Jackson teaches a fluid management system wherein the position of a valve is modified utilizing a shape memory alloy coupled to an electrical power source (para. [0052]). Jackson teaches that the change in temperature may be the result in a change in the ambient temperature or introduced via an electrical current. It would have been obvious to a person having ordinary skill in the art at the time the invention was filed to have made the fluid management system of Ohkata to include an electrical actuator to provide electrical (as opposed to fluid temperature) control, as taught by Johnson, as a secondary control system for safety. In regards to claim 2, the biasing element extends in a direction along a length of the valve body. In regards to claim 3, the biasing element (19) extends for a first length along the length of the valve body (14), and wherein the actuator (18) extends for a second, different length in a direction along [[a]] the length of the valve body (14). In regards to claim 4, the actuator (19) surrounds an entire circumference a portion of the valve body (14). In regards to claim 5, the valve body (14) includes a plunger (14a) and a sealing element is coupled to one end of the plunger (14a). In regards to claim 7, the housing (12) is configured to support the valve body (14) for sliding movement between the first and second positions. In regards to claim 9, the actuator (18) is a spring. Allowable Subject Matter Claims 12, 13 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Claims 16-23 are allowed. Response to Arguments Applicant’s arguments have been considered but are moot in light of the new grounds of rejection as outlined above. As discussed above, it is the office’s position that Johnson does disclose a valve body having a core and a collar wherein a spring is located between the core and collar. Additionally, it is the office’s position that Ohkata, in view of Johnson, discloses a plunger wherein an actuator extends along a majority length of the plunger. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to R.K. Arundale whose telephone number is 571-270-3453. The examiner can normally be reached on Monday-Friday (9:30AM-6:00PM EST). If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisors can be reached by phone. Kenneth Rinehart can be reached at 571-272-4881, and Craig Schneider can be reached at 571-272-3607. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from Patent Center. Status information for published applications may be obtained from Patent Center. Status information for unpublished applications is available through Patent Center for authorized users only. Should you have questions about access to Patent Center, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) Form at https://www.uspto.gov/patents/uspto-automated- interview-request-air-form. /ROBERT K ARUNDALE/Primary Examiner, Art Unit 3753
Read full office action

Prosecution Timeline

Sep 30, 2024
Application Filed
Mar 09, 2026
Non-Final Rejection mailed — §102, §103
Jun 09, 2026
Response Filed
Jul 28, 2026
Final Rejection mailed — §102, §103 (current)

Precedent Cases

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PASSIVE MODULATING DESIGN FOR FAST RESPONDING CONTROL VALVES FOR HIGH PRESSURE GAS APPLICATIONS
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Patent 12686017
LIQUID MATERIAL DISCHARGE DEVICE
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Patent 12680642
COMPACT FLUID COUPLINGS
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Patent 12680429
TAIL PLUG AND ASSEMBLY FOR GAS LIFT VALVE
1y 8m to grant Granted Jul 14, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
76%
Grant Probability
99%
With Interview (+24.2%)
2y 4m (~5m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 788 resolved cases by this examiner. Grant probability derived from career allowance rate.

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