Prosecution Insights
Last updated: April 19, 2026
Application No. 18/909,043

CONTROLLED ENVIRONMENT WITH A TRANSPORT DEVICE, USE OF CLAMPING DEVICES, USE OF AT LEAST ONE SEALING ELEMENT, USE OF A TRANSPORT UNIT

Non-Final OA §102
Filed
Oct 08, 2024
Examiner
JORGENSEN, ABBY A
Art Unit
3651
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Tt Innovation AG
OA Round
1 (Non-Final)
72%
Grant Probability
Favorable
1-2
OA Rounds
2y 6m
To Grant
89%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allow Rate
95 granted / 132 resolved
+20.0% vs TC avg
Strong +17% interview lift
Without
With
+17.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
38 currently pending
Career history
170
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
40.4%
+0.4% vs TC avg
§102
36.3%
-3.7% vs TC avg
§112
22.3%
-17.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 132 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Specification Applicant is reminded of the proper language and format for an abstract of the disclosure. The abstract should be in narrative form and generally limited to a single paragraph on a separate sheet within the range of 50 to 150 words in length. The abstract should describe the disclosure sufficiently to assist readers in deciding whether there is a need for consulting the full patent text for details. The language should be clear and concise and should not repeat information given in the title. It should avoid using phrases which can be implied, such as, “The disclosure concerns,” “The disclosure defined by this invention,” “The disclosure describes,” etc. In addition, the form and legal phraseology often used in patent claims, such as “means” and “said,” should be avoided. The abstract of the disclosure is objected to because of its improper use of reference characters in parenthesis. Correction is required. See MPEP 608.01(b). A corrected abstract of the disclosure is required and must be presented on a separate sheet, apart from any other text. See MPEP § 608.01(b). Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1-19 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Kaeppeli (United States Patent Application Publication US 2018340952A1). Regarding Claim 1, Kaeppeli teaches A controlled environment (1), comprising: a transport device (4), (Paragraph 0044: " A laboratory sample distribution system can be provided having a transport device and a plurality of sample container carriers. The sample container carriers can each comprise at least one magnetically active device such as, for example, at least one permanent magnet, and can be configured to carry a sample container containing a sample. The magnetic actuators of the transport device units of the transport device can be suitably driven for generating a magnetic field such that a driving force can be applied to each of the sample container carriers for transporting the sample container carriers on the surface pieced together of driving surface modules of the units. The distribution system, in addition, in one embodiment, can comprise additional conveyor devices for moving a sample container carrier along a defined path.")which has at least two drive modules (5) in an arrangement (5'), each said drive module (5) being configured for magnetic levitation (6) of at least one transport unit (7);(Figure 2: Actuators 3) a sealing member (10) which covers each said drive module (5) on a coupling side (9) thereof;(Figure 2: Driving surface module 4 and base plate modules 2) and a sealing region (12) that seals adjacent ones of the drive modules (5) against each other.(Figure 2: Connecting structures 40 and corner supports 5). Regarding Claim 2, Kaeppeli teaches the controlled environment as claimed in claim 1, as seen above. Kaeppeli further teaches wherein the sealing region (12) has at least one sealing element (13).(Figure 2: Connecting structures 40 and corner supports 5) Regarding Claim 3, Kaeppeli teaches the controlled environment as claimed in claim 1, as seen above. Kaeppeli further teaches wherein at least one of the sealing region (12) or the sealing member (10) is formed from or with an H2O2-resistant material (14').(Paragraph 0076: "In order to avoid liquid accidently spilled on the upper surface of the transport device from entering the transport device unit 1 , a sealing cord 46 can be provided. In the embodiment shown, the sealing cord 46 can extend along two sides of the driving surface element 41 , namely the sides provided with the overhang portion 44 . The sealing cord 46 can be mounted at the respective sides to the rim 42 . For this purpose, a groove for mounting of the sealing cord 46 can be provided. At the respective opposite sides, the rim 42 can have a sealing projection for contacting the sealing cord 46 .") Regarding Claim 4, Kaeppeli teaches the controlled environment as claimed in claim 1, as seen above. Kaeppeli further teaches wherein the sealing region (12) is formed integrally on the sealing member (10).(Figure 2: Connecting structures 40 and corner supports 5) Regarding Claim 5, Kaeppeli teaches the controlled environment as claimed in claim 1, as seen above. Kaeppeli further teaches wherein the sealing region (12) connects at least two of the sealing members (10) to one another.(Figure 2: Connecting structures 40 and corner supports 5) Regarding Claim 6, Kaeppeli teaches the controlled environment as claimed in claim 5, as seen above. Kaeppeli further teaches wherein adjacent sealing members (10) are separated from each other.(Figure 2: Connecting structures 40 and corner supports 5) Regarding Claim 7, Kaeppeli teaches the controlled environment as claimed in claim 1, as seen above. Kaeppeli further teaches wherein the sealing region (12) defines a sealing (17) of the controlled environment (1) to outside.(Paragraph 0076: "In order to avoid liquid accidently spilled on the upper surface of the transport device from entering the transport device unit 1 , a sealing cord 46 can be provided. In the embodiment shown, the sealing cord 46 can extend along two sides of the driving surface element 41 , namely the sides provided with the overhang portion 44 . The sealing cord 46 can be mounted at the respective sides to the rim 42 . For this purpose, a groove for mounting of the sealing cord 46 can be provided. At the respective opposite sides, the rim 42 can have a sealing projection for contacting the sealing cord 46 .") Regarding Claim 8, Kaeppeli teaches the controlled environment as claimed in claim 1, as seen above. Kaeppeli further teaches wherein at least one drive module (5) of the arrangement (5') forms a tight connection (18) to a boundary wall (19) of the controlled environment (1).(Paragraph 0033: "The base plate modules can be mountable to a support frame such as, for example, on support bars of a support frame, in a defined pattern. In embodiments, each base plate module can comprise fixation elements configured to adjustably fix the base plate module in position to a support frame. After aligning the base plate modules with each other, at least some of the base plate modules can be fixed to a support frame in order to avoid any undesired relative movement between the base plate modules and the support frame and/or between individual base plate modules.") Regarding Claim 9, Kaeppeli teaches the controlled environment as claimed in claim 1, as seen above. Kaeppeli further teaches wherein the sealing member (10) covers the coupling side (9) of the drive module (5) at least by up to 60%.(Figure 2: Driving surface module 4 and base plate modules 2) Regarding Claim 10, Kaeppeli teaches the controlled environment as claimed in claim 1, as seen above. Kaeppeli further teaches wherein at least one of the sealing member (10) or the sealing region (12) is flat or linear, and the sealing region (12) is circumferentially closed along a border (26) of the sealing member (10).(Figure 2: Driving surface module 4 and base plate modules 2) Regarding Claim 11, Kaeppeli teaches the controlled environment as claimed in claim 1, as seen above. Kaeppeli further teaches wherein the sealing region (12) circumferentially encloses the arrangement (5') of the drive modules (5) and seals against a boundary wall (19).(Paragraph 0033: "The base plate modules can be mountable to a support frame such as, for example, on support bars of a support frame, in a defined pattern. In embodiments, each base plate module can comprise fixation elements configured to adjustably fix the base plate module in position to a support frame. After aligning the base plate modules with each other, at least some of the base plate modules can be fixed to a support frame in order to avoid any undesired relative movement between the base plate modules and the support frame and/or between individual base plate modules.") Regarding Claim 12, Kaeppeli teaches the controlled environment as claimed in claim 1, as seen above. Kaeppeli further teaches wherein the sealing region (12) contacts at least one of the sealing members (10).(Figure 2: Connecting structures 40 and corner supports 5) Regarding Claim 13, Kaeppeli teaches the controlled environment as claimed in claim 1, as seen above. Kaeppeli further teaches wherein the sealing member (10) is connected at least one of nonreleasably or in an integrally bonded manner to the drive module (5).(Figure 2: Connecting structures 40 and corner supports 5) Regarding Claim 14, Kaeppeli teaches the controlled environment as claimed in claim 1, as seen above. Kaeppeli further teaches wherein the sealing member (10) is guided around an edge (21) of the drive module (5) or around all of the edges (21) bordering the coupling side (9).(Figure 2: Connecting structures 40 and corner supports 5) Regarding Claim 15, Kaeppeli teaches the controlled environment as claimed in claim 1, as seen above. Kaeppeli further teaches wherein two of the drive modules (5) are not further away from each other than a distance allowing the transport unit (7), which is operated thereon, to be at least one of levitated or moved seamlessly.(Figure 1: Shows transport units 1) Regarding Claim 16, Kaeppeli teaches the controlled environment as claimed in claim 1, as seen above. Kaeppeli further teaches further comprising at least one process station (25) arranged therein the controlled environment (1), and at least one portion of the process station (25) is arranged higher than at least one of the drive modules (5).(Paragraph 0045: "A laboratory automation system with a plurality of pre-analytical, analytical and/or post-analytical stations and with a distribution system having a transport device and number of sample container carriers can also be provided.", wherein any of the plurality of stations could be higher than the drive modules) Regarding Claim 17, Kaeppeli teaches the controlled environment as claimed in claim 1, as seen above. Kaeppeli further teaches further comprising clamping means for at least one of force-fitting or form-fitting connection of at least two adjacent ones of the drive modules (5) such that the sealing region (12) is compressed.(Figure 2: Connecting structures 40 and corner supports 5, and further paragraph 0084: "The connection pins 400 of each driving surface module 4 can be inserted into an associated opening 541 , 544 of a common corner support 5 . As schematically shown in FIG. 20, the sealing cord 46 can force the two driving surface modules 4 apart, and hence, the connection pins 400 can be forced against the edges of the openings 541 , 544 receiving the connection pins 400 as schematically shown by two arrows in FIG. 20. This can allow for a precise positioning of the adjacent driving surface modules 4 with respect to each other. Further, it can be avoided that acceptable tolerances between adjacent driving surface modules 4 can accumulate along the driving surface.") Regarding Claim 18, Kaeppeli teaches the controlled environment as claimed in claim 1, as seen above. Kaeppeli further teaches wherein at least one sealing element (13) of the at least one sealing region (12) seals adjacent ones of the drive modules (5) against each other.(Figure 2: Connecting structures 40 and corner supports 5) Regarding Claim 19, Kaeppeli teaches the controlled environment as claimed in claim 1, as seen above. Kaeppeli further teaches wherein all of the drive modules (5) of the transport device (4) that are adjacent in the sealing region (12) seal against each other.(Figure 1: Shows transport units 1) Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. United States Patent Application Publication US 2022/0131426 A1 (Prussmeier, Uwe): Prussmeier discloses a similar assembly of stator modules for a drive system comprising stators with magnetic fields, rotors, and connection elements to connect the modules as seen in Figure 1. International Patent Application WO 2016/012171 A1 (Wanner, Hansruedi): Wanner teaches a similar arrangement for transferring products comprising a mover, magnets, drive surface, and an ability to connect the drive surfaces as seen in Figure 2. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ABBY ALLURA JORGENSEN whose telephone number is (571)270-7124. The examiner can normally be reached M-F 8-5:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Gene Crawford can be reached at (571) 272-6911. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ABBY A JORGENSEN/Examiner, Art Unit 3651 /GENE O CRAWFORD/Supervisory Patent Examiner, Art Unit 3651
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Prosecution Timeline

Oct 08, 2024
Application Filed
Mar 19, 2026
Non-Final Rejection — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
72%
Grant Probability
89%
With Interview (+17.2%)
2y 6m
Median Time to Grant
Low
PTA Risk
Based on 132 resolved cases by this examiner. Grant probability derived from career allow rate.

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