Prosecution Insights
Last updated: April 19, 2026
Application No. 18/911,335

IMAGE SENSOR AND IMAGE CAPTURE APPARATUS

Non-Final OA §102§103
Filed
Oct 10, 2024
Examiner
CUTLER, ALBERT H
Art Unit
2637
Tech Center
2600 — Communications
Assignee
Canon Kabushiki Kaisha
OA Round
1 (Non-Final)
79%
Grant Probability
Favorable
1-2
OA Rounds
2y 8m
To Grant
99%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allow Rate
811 granted / 1024 resolved
+17.2% vs TC avg
Strong +21% interview lift
Without
With
+21.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
33 currently pending
Career history
1057
Total Applications
across all art units

Statute-Specific Performance

§101
3.3%
-36.7% vs TC avg
§103
45.9%
+5.9% vs TC avg
§102
29.0%
-11.0% vs TC avg
§112
16.1%
-23.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1024 resolved cases

Office Action

§102 §103
DETAILED ACTION This office action is responsive to application 18/911,335 filed on October 10, 2024. Claims 1-12 are pending in the application and have been examined by the Examiner. Information Disclosure Statement The Information Disclosure Statement (IDS) filed on October 10, 2024 was received and has been considered by the Examiner. Priority Receipt is acknowledged of papers submitted under 35 U.S.C. 119(a)-(d), which papers have been placed of record in the file. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-5, 8, 9, 11 and 12 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Okuzawa et al. (US 2016/0079295). Consider claim 1, Okuzawa et al. teaches: An image sensor (image pickup element, 302, figure 3, see figure 2, paragraphs 0027 and 0046) comprising: a plurality of microlenses (Each first pixel (201), second pixel (202) and third pixel (203) share a microlens, paragraph 0047, figure 2.) arranged in a matrix in a first direction (i.e. horizontal direction in figure 2) and a second direction (i.e. vertical direction in figure 2) orthogonal to the first direction (see figure 2); and a plurality of photoelectric conversion portions (201, 202, 203) provided for each microlens (see figure 2, paragraphs 0047, 0031 and 0032) of at least some of the plurality of microlenses (e.g. for half of the plurality of microlenses, see figure 2) and configured to perform photoelectric conversion on light that has entered the photoelectric conversion portions (201, 202, 203) via the each microlens (see paragraphs 0047, 0031 and 0032), wherein the plurality of photoelectric conversion portions (201, 202, 203) are arranged in at least one direction of the first direction and the second direction for the plurality of photoelectric conversion portions (The photoelectric conversion portions (201, 202, 203) are arranged in both the horizontal and vertical directions of figure 2.), and wherein, in a case where influence of noise superimposed on signals read out from the plurality of photoelectric conversion units is greater in the second direction than in the first direction, the electric charge crosstalk rate between the plurality of photoelectric conversion units in the first direction is made higher than the electric charge crosstalk rate in the second direction (The electric charge crosstalk rate among photoelectric conversion portions (201, 202, 203) in the horizontal direction of figure 2 is always made higher than the electric charge crosstalk rate in the vertical direction of figure 2, as boundary 110a allows electric charge crosstalk in the horizontal direction, whereas boundary 120a prevents electric charge crosstalk in the vertical direction, paragraphs 0047, 0048, 0034, 0035, 0040-0042, 0045, 0051-0055 and figure 5. Since this is always the case, this includes any time in which influence of noise superimposed on signals read out from the plurality of photoelectric conversion units is greater in the second direction than in the first direction.). Consider claim 2, and as applied to claim 1 above, Okuzawa et al. further teaches that the plurality of photoelectric conversion portions are two photoelectric conversion portions arranged in the first direction or the second direction (e.g. 201 and 202 of figure 2, or 201 and 203 of figure 2, paragraphs 0047, 0048 and 0031-0035). Consider claim 3, and as applied to claim 1 above, Okuzawa et al. further teaches that the plurality of photoelectric conversion portions are four photoelectric conversion portions arranged in the first direction and the second direction (see figures 1 and 2, paragraphs 0047, 0048 and 0032-0035). Consider claim 4, and as applied to claim 1 above, Okuzawa et al. further teaches that impurity concentration of a separation area (110a) that separates the plurality of photoelectric conversion portions (201, 202) arranged in the first direction (i.e. horizontal direction in figure 2) is set lower than impurity concentration of a separation area (120a) that separates the plurality of photoelectric conversion portions (201, 203) arranged in the second direction (i.e. vertical direction in figure 2), see paragraphs 0042, 0044 and 0045. Consider claim 5, and as applied to claim 1 above, Okuzawa et al. further teaches that a width of a separation area (110a) that separates the plurality of photoelectric conversion portions (201, 202) arranged in the first direction (i.e. horizontal direction in figure 2) is set smaller than a width of a separation area (120a) that separates the plurality of photoelectric conversion portions (201, 203) arranged in the second direction (i.e. vertical direction in figure 2), see paragraph 0045. Consider claim 8, and as applied to claim 1 above, Okuzawa et al. further teaches an output unit (signal processor, 306, figure 3) that converts the an electric charge obtained through photoelectric conversion by the plurality of photoelectric conversion portions into a signal and outputs the signal, wherein the output unit is implemented by one or more processors, circuitry or a combination thereof (“Reference numeral 306 denotes a signal processor which performs various kinds of signal processings for the added signal output from the image signal adding portion 305. The signal processor 306 outputs the image data, obtained by performing various kinds of signal processings, as a shot image.” paragraph 0027). Consider claim 9, Okuzawa et al. teaches: An image sensor (image pickup element, 302, figure 3, see figure 2, paragraphs 0027 and 0046) comprising: a plurality of microlenses (Each first pixel (201), second pixel (202) and third pixel (203) share a microlens, paragraph 0047, figure 2.) arranged in a matrix in a first direction (i.e. horizontal direction in figure 2) and a second direction (i.e. vertical direction in figure 2) orthogonal to the first direction (see figure 2); and a plurality of photoelectric conversion portions (201, 202, 203) provided for each microlens (see figure 2, paragraphs 0047, 0031 and 0032) of at least some of the plurality of microlenses (e.g. for half of the plurality of microlenses, see figure 2) and configured to perform photoelectric conversion on light that has entered the photoelectric conversion portions (201, 202, 203) via the each microlens (see paragraphs 0047, 0031 and 0032), wherein the plurality of photoelectric conversion portions (201, 202, 203) are arranged in at least one direction of the first direction and the second direction for the plurality of photoelectric conversion portions (The photoelectric conversion portions (201, 202, 203) are arranged in both the horizontal and vertical directions of figure 2.), and wherein a number of the plurality of photoelectric conversion portions arranged in the first direction is larger than a number of the plurality of photoelectric conversion portions arranged in the second direction (For instance, in the middle row of figure 8A, there are twelve red photoelectric conversion portions (i.e. a number of the plurality of photoelectric conversion portions arranged in the first direction), whereas in the leftmost column of figure 8A, there are only four red photoelectric conversion portions (i.e. a number of the plurality of photoelectric conversion portions arranged in the second direction), paragraphs 0064 and 0066.), and the electric charge crosstalk rate between the plurality of photoelectric conversion units in the first direction is made higher than the electric charge crosstalk rate in the second direction (The electric charge crosstalk rate among photoelectric conversion portions (201, 202, 203) in the horizontal direction of figure 2 is always made higher than the electric charge crosstalk rate in the vertical direction of figure 2, as boundary 110a allows electric charge crosstalk in the horizontal direction, whereas boundary 120a prevents electric charge crosstalk in the vertical direction, paragraphs 0047, 0048, 0034, 0035, 0040-0042, 0045, 0051-0055 and figure 5. Since this is always the case, this includes any time in which influence of noise superimposed on signals read out from the plurality of photoelectric conversion units is greater in the second direction than in the first direction.). Consider claim 11, Okuzawa et al. teaches: An image capture apparatus (figure 3) comprising: an image sensor (image pickup element, 302, figure 3, see figure 2, paragraphs 0027 and 0046) comprising: a plurality of microlenses (Each first pixel (201), second pixel (202), and third pixel (203) share a microlens, paragraph 0047, figure 2.) arranged in a matrix in a first direction (i.e. horizontal direction in figure 2) and a second direction (i.e. vertical direction in figure 2) orthogonal to the first direction (see figure 2); and a plurality of photoelectric conversion portions (201, 202, 203) provided for each microlens (see figure 2, paragraphs 0047, 0031 and 0032) of at least some of the plurality of microlenses (e.g. for half of the plurality of microlenses, see figure 2) and configured to perform photoelectric conversion on light that has entered the photoelectric conversion portions (201, 202, 203) via the each microlens (see paragraphs 0047, 0031 and 0032), and a processing unit (e.g. correlation calculating portion, 309, figure 3, paragraph 0028) that processes signals output from the image sensor (The correlation calculating portion (309) is “a processor” (paragraph 0028) and performs a correlation calculation on image signals output from the image sensor, paragraphs 0036 and 0055.), wherein the plurality of photoelectric conversion portions (201, 202, 203) are arranged in at least one direction of the first direction and the second direction for the plurality of photoelectric conversion portions (The photoelectric conversion portions (201, 202, 203) are arranged in both the horizontal and vertical directions of figure 2.), wherein, in a case where influence of noise superimposed on signals read out from the plurality of photoelectric conversion units is greater in the second direction than in the first direction, the electric charge crosstalk rate between the plurality of photoelectric conversion units in the first direction is made higher than the electric charge crosstalk rate in the second direction (The electric charge crosstalk rate among photoelectric conversion portions (201, 202, 203) in the horizontal direction of figure 2 is always made higher than the electric charge crosstalk rate in the vertical direction of figure 2, as boundary 110a allows electric charge crosstalk in the horizontal direction, whereas boundary 120a prevents electric charge crosstalk in the vertical direction, paragraphs 0047, 0048, 0034, 0035, 0040-0042, 0045, 0051-0055 and figure 5. Since this is always the case, this includes any time in which influence of noise superimposed on signals read out from the plurality of photoelectric conversion units is greater in the second direction than in the first direction.), and wherein the processing unit (309) is implemented by one or more processors (“a processor”, paragraph 0028). Consider claim 12, and as applied to claim 11 above, Okuzawa et al. further teaches that the processing unit (309) performs on-imaging plane phase difference focus detection based on the signals (i.e. by performing correlation calculation in the horizontal and/or vertical directions, paragraphs 0036 and 0055). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim 7 is rejected under 35 U.S.C. 103 as being unpatentable over Okuzawa et al. (US 2016/0079295) in view of Takahashi et al. (US 2024/0186357). Consider claim 7, and as applied to claim 1 above, Okuzawa et al. teaches that crosstalk between photoelectric conversion units is made higher in the first direction than the second direction (see claim 1 rationale). Takahashi et al. similarly teaches an image sensor (figure 1) comprising a pixel (figure 4) having a plurality of photoelectric conversion units (101, 102, paragraphs 0089 and 0090) separated by an overflow path (107, see figure 4, paragraphs 0089, 0093 and 0100). However, Takahashi et al. additionally teaches an electrode (pixel isolation electrode, 108) for controlling a potential of the separation area (107) that separates the plurality of photoelectric conversion portions (101, 102, paragraphs 0089, 0093 and 0101), wherein a potential of a separation area (107) that separates the plurality of photoelectric conversion portions (101, 102) arranged in the first direction is set lower than a potential of a separation area that separates the plurality of photoelectric conversion portions arranged in the second direction (“By applying the negative second bias voltage to the in-pixel isolation electrode 108, the potential barrier of the overflow path 107 can be adjusted. For example, by applying the second bias voltage of −0.5 V to the in-pixel isolation electrode 108, the potential barrier of the overflow path 107 can be lowered. It is possible to mutually transfer charges between the photoelectric conversion units 101 and 102.” paragraph 0134). Therefore, it would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to use an electrode for applying a lower potential as taught by Takahashi et al. to the boundary between photoelectric conversion units arranged in the horizontal direction that by Okuzawa et al. as this only involves combining prior art elements according to known methods to yield predictable results such as enabling charge transfer between photoelectric conversion units (Takahashi et al., paragraph 0134). Allowable Subject Matter Claim 10 is allowed. Claim 6 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: Consider claim 6, the prior art of record does not teach nor reasonably suggest that in the plurality of photoelectric conversion portions arranged in the first direction, a potential gradient from a side on which light is incident to an area in which an electric charge obtained through photoelectric conversion is accumulated is made more moderate than a potential gradient in the plurality of photoelectric conversion portions arranged in the second direction, in combination with the other elements recited in parent claim 1. Consider claim 10, the closest prior art, Okuzawa et al. (US 2016/0079295) teaches: An image sensor (image pickup element, 302, figure 3, see figure 2, paragraphs 0027 and 0046) comprising: a plurality of microlenses (Each first pixel (201), second pixel (202) and third pixel (203) share a microlens, paragraph 0047, figure 2.) arranged in a matrix in a first direction (i.e. horizontal direction in figure 2) and a second direction (i.e. vertical direction in figure 2) orthogonal to the first direction (see figure 2); and a plurality of photoelectric conversion portions (201, 202, 203) provided for each microlens (see figure 2, paragraphs 0047, 0031 and 0032) of at least some of the plurality of microlenses (e.g. for half of the plurality of microlenses, see figure 2) and configured to perform photoelectric conversion on light that has entered the photoelectric conversion portions (201, 202, 203) via the each microlens (see paragraphs 0047, 0031 and 0032), wherein the plurality of photoelectric conversion portions (201, 202, 203) are arranged in at least one direction of the first direction and the second direction for the plurality of photoelectric conversion portions (The photoelectric conversion portions (201, 202, 203) are arranged in both the horizontal and vertical directions of figure 2.), and the electric charge crosstalk rate between the plurality of photoelectric conversion units in the first direction is made higher than the electric charge crosstalk rate in the second direction (The electric charge crosstalk rate among photoelectric conversion portions (201, 202, 203) in the horizontal direction of figure 2 is always made higher than the electric charge crosstalk rate in the vertical direction of figure 2, as boundary 110a allows electric charge crosstalk in the horizontal direction, whereas boundary 120a prevents electric charge crosstalk in the vertical direction, paragraphs 0047, 0048, 0034, 0035, 0040-0042, 0045, 0051-0055 and figure 5. Since this is always the case, this includes any time in which influence of noise superimposed on signals read out from the plurality of photoelectric conversion units is greater in the second direction than in the first direction.). However, the prior art of record does not teach nor reasonably suggest that lengths of wirings from diffusion layers constituting the floating diffusion portions corresponding to the plurality of photoelectric conversion portions arranged in the first direction to the charge-to-voltage conversion portion is shorter than lengths of wirings from diffusion layers constituting the floating diffusion portions corresponding to the plurality of photoelectric conversion portions arranged in the second direction to the charge-to-voltage conversion portion, in combination with the other elements recited in claim 10. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Kuizumi et al. (US 2017/0263664) teaches a split-pixel image sensor (figure 1) having larger separation regions between photoelectric conversion portions (102, 103, 104, 105) in one direction than in an orthogonal direction (see figure 1A). Shiraishi et al. (US 2020/0235149) teaches using an electrode to adjust a potential gradient between photoelectric conversion portions (see figures 41 and 42, paragraphs 0374-0385). Ikeda et al. (US 2020/0176490) teaches forming an electric potential gradient to reduce crosstalk (see paragraph 0061). Asahi et al. (US 2024/0163587) teaches controlling crosstalk by adjusting a potential applied to a region between photoelectric conversion portions (see figures 6A-6C, paragraphs 0140-0144). Yamashita et al. (US 11,523,078) teaches split pixels having overflow portions (OF) in only one direction (see figures 16B, 16C and 20-29). Any inquiry concerning this communication or earlier communications from the examiner should be directed to ALBERT H CUTLER whose telephone number is (571)270-1460. The examiner can normally be reached approximately Mon - Fri 8:00-4:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Sinh Tran can be reached at (571)272-7564. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ALBERT H CUTLER/Primary Examiner, Art Unit 2637
Read full office action

Prosecution Timeline

Oct 10, 2024
Application Filed
Mar 11, 2026
Non-Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
79%
Grant Probability
99%
With Interview (+21.3%)
2y 8m
Median Time to Grant
Low
PTA Risk
Based on 1024 resolved cases by this examiner. Grant probability derived from career allow rate.

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