Prosecution Insights
Last updated: October 02, 2026
Application No. 18/917,311

METHOD AND APPARATUS FOR UPLINK TRANSMISSION BY USER EQUIPMENT HAVING WAKE-UP RECEIVER IN WIRELESS COMMUNICATION SYSTEM

Non-Final OA §102§103
Filed
Oct 16, 2024
Priority
Oct 18, 2023 — RE 10-2023-0139527
Examiner
AHMED, ATIQUE
Art Unit
Tech Center
Assignee
Samsung Electronics Co., Ltd.
OA Round
1 (Non-Final)
81%
Grant Probability
Favorable
1-2
OA Rounds
9m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 81% — above average
81%
Career Allowance Rate
390 granted / 482 resolved
+20.9% vs TC avg
Strong +15% interview lift
Without
With
+15.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
32 currently pending
Career history
507
Total Applications
across all art units

Statute-Specific Performance

§101
4.3%
-35.7% vs TC avg
§103
68.8%
+28.8% vs TC avg
§102
10.4%
-29.6% vs TC avg
§112
14.1%
-25.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 482 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . 2. This office action is a response to an application filed on 10/16/2024 where claims 1-20 are pending. Information Disclosure Statement 3. The information disclosure statement (IDS) submitted on 10/16/2024, 02/28/2025 has been considered by the examiner. The submission is following the provisions of 37CFR 1.97. Drawings 4. The drawings were received on 10/16/2024. These drawings are acceptable. Claim Rejections - 35 USC § 102 5. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1,3, 6, 8 is/are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Ye et al. (US 20240098645 A1) hereinafter Ye As to claim 1. Ye teaches A method performed by a user equipment (UE) in a wireless communication system, the method comprising: ([0084] Fig. 8, a method by UE) receiving, from a base station (BS), configuration information associated with a wake-up signal (WUS);( [0051]) base station can transmit configuration information to the UE configuration information for WUS monitoring to the UE in RRC connected mode) monitoring the WUS based on the configuration information; ([0051][0052] UE monitors WUS based on configuration information) in case that the WUS is received from the BS, determining whether the detected WUS triggers activation of a main radio (MR); ([0043] Fig. 3, A base station can transmit a WUS to a UE , WUS can be a wake-up signal for the UE 304, which can be detected by the UE with a low- power receiver, , the low-power radio 306 can detect the WUS and send an interrupt signal to awaken the UE’s main radio 308. the trigger for the UE 304 to transition the main radio from a sleep state to an awake state is the WUS,) and determining whether to transmit an uplink signal based ([0095]Fig. 10, At 1008, the method can include the main radio of the UE performing transmitting or receiving based on being in the awake state.) on whether the detected WUS triggers the activation of the MR. ([0045] Fig. 3, the low-power radio 306 can detect the WUS and send an interrupt signal to awaken the UE’s main radio 308. the trigger for the UE 304 to transition the main radio from a sleep state to an awake state is the WUS,) As to claim 3. Ye teaches wherein, in case that the MR is in an active state, the uplink signal is transmitted. ([0064][0066] Fig. 4, transition from WUS monitoring (sleep state to awake state on a trigger for causing the UE 404 to transition from a WUS monitoring state (e.g., sleep state) to a regular operation (e.g., awake state, the UE 404 can transition from WUS monitoring to regular operation if it needs to transmit or receive to perform semi-statically configured DL reception and/or UL transmission) Claims 8, is/are interpreted and rejected for the same reasons as set forth in claim 3. As to claim 6. Ye teaches A method performed by a base station (BS) in a wireless communication system, the method comprising: transmitting, to a user equipment (UE), configuration information associated with a wake-up signal (WUS); );( [0051]) base station can transmit configuration information to the UE configuration information for WUS monitoring to the UE in RRC connected mode) and transmitting, to the UE, the WUS, wherein whether an uplink signal is received from the UE is identified based on whether the WUS triggers activation of a main radio (MR). ([0043] Fig. 3, A base station can transmit a WUS to a UE , WUS can be a wake-up signal for the UE 304, which can be detected by the UE with a low- power receiver, , the low-power radio 306 can detect the WUS and send an interrupt signal to awaken the UE’s main radio 308. the trigger for the UE 304 to transition the main radio from a sleep state to an awake state is the WUS,) Claim Rejections - 35 USC § 103 6. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 2, 7 is/are rejected under 35 U.S.C. 103 as being unpatentable over Ye and further in view of Xie et al. (CN 119233282 A) hereinafter Xie ; translated copy attached As to claim 2. Ye teaches , wherein, in case that the MR is in an inactive state and the WUS triggers the activation of the MR, ([0043] Fig. 3, the low-power radio 306 can detect the WUS and send an interrupt signal to awaken the UE’s main radio 308. the trigger for the UE 304 to transition the main radio from a sleep state to an awake state is the WUS,) the uplink signal is transmitted, ([0046] Fig. 4, main radio enters a micro/shallow sleep, the UE 404 can report multiple switching gap values, ) Ye does not teach and wherein, in case that the MR is in the inactive state and the WUS does not trigger the activation of the MR, the uplink signal is not transmitted. Xie teaches and wherein, in case that the MR is in the inactive state and the WUS does not trigger the activation of the MR, the uplink signal is not transmitted. ([0070] [0120] waking up the MR triggered by an event; UE's main radio (MR) can remain off or in sleep mode when there is no data/service transmission) Therefore, it would have been obvious to one of ordinary skill in the art before the effective filling date of the claimed invention to combine teaching of Xie with the teaching of Ye because Xie teaches that the UE's main radio (MR) can remain off or in sleep mode when there is no data/service transmission, thereby reducing the UE's standby power consumption. (Xie [0120]) Claims 7, is/are interpreted and rejected for the same reasons as set forth in claim 2. Claim(s) 4, 9, 5, 10 is/are rejected under 35 U.S.C. 103 as being unpatentable over Ye and further in view of Mozaffari et al. (US 20260089637 A1)hereinafter Mozaffari As to claim 4. Ye does not teach , wherein, in case that the WUS is not received by a wake-up receiver (WUR), the uplink signal is not transmitted. Mozaffari teaches wherein, in case that the WUS is not received by a wake-up receiver (WUR), the uplink signal is not transmitted.([0028][0052] a wake-up signal to trigger the main radio , Main radio works for data transmission and reception, which can be turned off or set to deep sleep unless it is turned on, WUR does not detect WUS, WUS is not present and WUR does not detect it (correct rejection) i.e., no UL transmission) Therefore, it would have been obvious to one of ordinary skill in the art before the effective filling date of the claimed invention to combine teaching of Mozaffari with the teaching of Ye because Mozaffari teaches that WUR needed to be always ON to continuously monitor for downlink transmissions (e.g., WUS), average power consumption can be reduced by relaxing latency and allowing the WUR to go to sleep modes.(Mozaffari [0048]) Claim 9, is/are interpreted and rejected for the same reasons as set forth in claim 4. As to claim 5. Ye does not specifically teach , wherein the configuration information further includes information on an active time of the MR associated with a discontinuous reception (DRX). Mozaffari teaches wherein the configuration information further includes information on an active time of the MR associated with a discontinuous reception (DRX). ([0027] configured length of wake-up periods, UEs need to periodically wake up once per DRX cycle; a wake-up signal to trigger the main radio ) Therefore, it would have been obvious to one of ordinary skill in the art before the effective filling date of the claimed invention to combine teaching of Mozaffari with the teaching of Ye because Mozaffari teaches that WUR needed to be always ON to continuously monitor for downlink transmissions (e.g., WUS), average power consumption can be reduced by relaxing latency and allowing the WUR to go to sleep modes.(Mozaffari [0048]) Claims 10, is/are interpreted and rejected for the same reasons as set forth in claim 5. Claim(s) 11, 13 is/are rejected under 35 U.S.C. 103 as being unpatentable over Ye and further in view of Ye et al. (US 20240098644 A1)hereinafter Ye44 As to claim 11. Ye teaches A user equipment (UE) in a wireless communication system, the terminal comprising: a transceiver; and a controller coupled with the transceiver and configured to: ([0110] [0117]Fig. 14, The UE 1400 may include processors 1404, RF interface circuitry 1408 may include transceiver circuitry ) receive, from a base station (BS), configuration information associated with a wake-up signal (WUS); );( [0051]) base station can transmit configuration information to the UE configuration information for WUS monitoring to the UE in RRC connected mode) monitor the WUS based on the configuration information; ([0051][0052] UE monitors WUS based on configuration information) in case that the WUS is received from the BS, ([0041If the UE receives a wake up indication (e.g., receives a WUS), the UE can wake up and monitor the PDCCH during an upcoming CDRX on duration) identify whether the detected WUS triggers activation of a main radio (MR) ([0043][0058] Fig. 3, Fig. 4, low-power radio 306 can detect the WUS and send an interrupt signal trigger to awaken the UE's main radio 308; The UE 404 can use the UE ID or group identifier to determine whether a detected WUS is intended for the UE 404) Ye does not teach and identify whether to transmit an uplink signal based on the identification. Ye44 teaches and identify whether to transmit an uplink signal based on the identification. ([0150] receiving a trigger to a state transition, wherein the state transition is from a sleep state to an awake state; wherein the UE is to transmit and receive by a main radio of the UE in the awake state) Therefore, it would have been obvious to one of ordinary skill in the art before the effective filling date of the claimed invention to combine teaching of Ye44 with the teaching of Ye because Ye44 teaches that he main radio of the UE can communicate with the base station in the awake state and, from time to time, fall back into the sleep state thereby conserve power.(Ye44[0019]) As to claim 13. The combination of Ye and Ye44 specifically Ye teaches, wherein, in case that the MR is in an active state, the uplink signal is transmitted. ([0064][0066] Fig. 4, transition from WUS monitoring (sleep state to awake state on a trigger for causing the UE 404 to transition from a WUS monitoring state (e.g., sleep state) to a regular operation (e.g., awake state, the UE 404 can transition from WUS monitoring to regular operation if it needs to transmit or receive to perform semi-statically configured DL reception and/or UL transmission) Claim(s) 12, is/are rejected under 35 U.S.C. 103 as being unpatentable over Ye, Ye44 and further in view of Xie et al. (CN 119233282 A) hereinafter Xie As to claim 12. The combination of Ye and Ye44 specifically Ye teaches wherein, in case that the MR is in an inactive state and the WUS triggers the activation of the MR, ([0043] Fig. 3, the low-power radio 306 can detect the WUS and send an interrupt signal to awaken the UE’s main radio 308. the trigger for the UE 304 to transition the main radio from a sleep state to an awake state is the WUS,) the uplink signal is transmitted, ([0046] Fig. 4, main radio enters a micro/shallow sleep, the UE 404 can report multiple switching gap values, ) Ye does not teach and wherein, in case that the MR is in the inactive state and the WUS does not trigger the activation of the MR, the uplink signal is not transmitted. Xie teaches and wherein, in case that the MR is in the inactive state and the WUS does not trigger the activation of the MR, the uplink signal is not transmitted. ([0070] [0120] waking up the MR triggered by an event; UE's main radio (MR) can remain off or in sleep mode when there is no data/service transmission) Therefore, it would have been obvious to one of ordinary skill in the art before the effective filling date of the claimed invention to combine teaching of Xie with the teaching of Ye because Xie teaches that the UE's main radio (MR) can remain off or in sleep mode when there is no data/service transmission, thereby reducing the UE's standby power consumption. (Xie [0120]) Claim(s) 14 , 15, 16 is/are rejected under 35 U.S.C. 103 as being unpatentable over Ye, Ye44 and further in view of Mozaffari As to claim 14. The combination of Ye and Ye44 does not teach , wherein, in case that the WUS is not received by a wake-up receiver (WUR), the uplink signal is not transmitted. Mozaffari teaches wherein, in case that the WUS is not received by a wake-up receiver (WUR), the uplink signal is not transmitted.([0028][0052] a wake-up signal to trigger the main radio , Main radio works for data transmission and reception, which can be turned off or set to deep sleep unless it is turned on, WUR does not detect WUS, WUS is not present and WUR does not detect it (correct rejection) i.e., no UL transmission) Therefore, it would have been obvious to one of ordinary skill in the art before the effective filling date of the claimed invention to combine teaching of Mozaffari with the teaching of Ye and Ye44 because Mozaffari teaches that WUR needed to be always ON to continuously monitor for downlink transmissions (e.g., WUS), average power consumption can be reduced by relaxing latency and allowing the WUR to go to sleep modes.(Mozaffari [0048]) As to claim 15. The combination of Ye and Ye44 does not teach wherein the configuration information further includes information on active time of the MR associated with a discontinuous reception (DRX). Mozaffari teaches wherein the configuration information further includes information on active time of the MR associated with a discontinuous reception (DRX). ([0027] configured length of wake-up periods, UEs need to periodically wake up once per DRX cycle; a wake-up signal to trigger the main radio ) Therefore, it would have been obvious to one of ordinary skill in the art before the effective filling date of the claimed invention to combine teaching of Mozaffari with the teaching of Ye because Mozaffari teaches that WUR needed to be always ON to continuously monitor for downlink transmissions (e.g., WUS), average power consumption can be reduced by relaxing latency and allowing the WUR to go to sleep modes.(Mozaffari [0048]) As to claim 16. Ye teaches and transmit, to the UE, the WUS, wherein whether an uplink signal is received from the UE is identified based on whether the WUS triggers activation of a main radio (MR). ([0043] Fig. 3, A base station can transmit a WUS to a UE , WUS can be a wake-up signal for the UE 304, which can be detected by the UE with a low- power receiver, , the low-power radio 306 can detect the WUS and send an interrupt signal to awaken the UE’s main radio 308. the trigger for the UE 304 to transition the main radio from a sleep state to an awake state is the WUS,) Ye does not teach A base station (BS) in a wireless communication system, the base station comprising: a transceiver; and a controller coupled with the transceiver and configured to: transmit, to a user equipment (UE), configuration information associated with a wake-up signal (WUS); Mozaffari teaches A base station (BS) in a wireless communication system, the base station comprising: a transceiver; and a controller coupled with the transceiver and configured to: transmit, to a user equipment (UE), configuration information associated with a wake-up signal (WUS); ([0169] Fig. 14, a network node 16,one or more of processing circuitry 68 (including the configuration unit 32), processor 70, radio interface 62 and/or communication interface 60, configured to configure (Block S144) the wireless device according to a wake-up signal, WUS,) Therefore, it would have been obvious to one of ordinary skill in the art before the effective filling date of the claimed invention to combine teaching of Mozaffari with the teaching of Ye because Mozaffari teaches that WUR needed to be always ON to continuously monitor for downlink transmissions (e.g., WUS), average power consumption can be reduced by relaxing latency and allowing the WUR to go to sleep modes.(Mozaffari [0048]) As to claim 18. The combination of Ye and Mozaffari specifically Ye teaches wherein, in case that the MR is in an active state, the uplink signal is received. ([0064][0066] Fig. 4, transition from WUS monitoring (sleep state to awake state on a trigger for causing the UE 404 to transition from a WUS monitoring state (e.g., sleep state) to a regular operation (e.g., awake state, the UE 404 can transition from WUS monitoring to regular operation if it needs to transmit or receive to perform semi-statically configured DL reception and/or UL transmission) As to claim 19. The combination of Ye and Mozaffari specifically Mozaffari teaches , wherein, in case that the WUS is not received by a wake-up receiver (WUR), the uplink signal is not received. .([0028][0052] a wake-up signal to trigger the main radio , Main radio works for data transmission and reception, which can be turned off or set to deep sleep unless it is turned on, WUR does not detect WUS, WUS is not present and WUR does not detect it (correct rejection) i.e., no UL transmission) Therefore, it would have been obvious to one of ordinary skill in the art before the effective filling date of the claimed invention to combine teaching of Mozaffari with the teaching of Ye because Mozaffari teaches that WUR needed to be always ON to continuously monitor for downlink transmissions (e.g., WUS), average power consumption can be reduced by relaxing latency and allowing the WUR to go to sleep modes.(Mozaffari [0048]) As to claim 20. The combination of Ye and Mozaffari specifically Mozaffari teaches, wherein the configuration information further includes information on an active time of the MR associated with a discontinuous reception (DRX). ([0027] configured length of wake-up periods, UEs need to periodically wake up once per DRX cycle; a wake-up signal to trigger the main radio ) Therefore, it would have been obvious to one of ordinary skill in the art before the effective filling date of the claimed invention to combine teaching of Mozaffari with the teaching of Ye because Mozaffari teaches that WUR needed to be always ON to continuously monitor for downlink transmissions (e.g., WUS), average power consumption can be reduced by relaxing latency and allowing the WUR to go to sleep modes.(Mozaffari [0048]) Claim(s) 17 is/are rejected under 35 U.S.C. 103 as being unpatentable over Ye, Mozaffari, and further in view of Xie et al. (CN 119233282 A) hereinafter Xie As to claim 17. The combination of Ye and Mozaffari specifically Ye teaches , wherein, in case that the MR is in an inactive state and the WUS triggers the activation of the MR, ([0043] Fig. 3, the low-power radio 306 can detect the WUS and send an interrupt signal to awaken the UE’s main radio 308. the trigger for the UE 304 to transition the main radio from a sleep state to an awake state is the WUS,) the uplink signal is received, , ([0046] Fig. 4, main radio enters a micro/shallow sleep, the UE 404 can report multiple switching gap values, ) Ye does not teach wherein, in case that the MR is in the inactive state and the WUS does not trigger the activation of the MR, the uplink signal is not received. Xie teaches in case that the MR is in the inactive state and the WUS does not trigger the activation of the MR, the uplink signal is not received. ([0070] [0120] waking up the MR triggered by an event; UE's main radio (MR) can remain off or in sleep mode when there is no data/service transmission) Therefore, it would have been obvious to one of ordinary skill in the art before the effective filling date of the claimed invention to combine teaching of Xie with the teaching of Ye because Xie teaches that the UE's main radio (MR) can remain off or in sleep mode when there is no data/service transmission, thereby reducing the UE's standby power consumption. (Xie [0120]) Conclusion 7. The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. TIIROLA; Esa Tapani et al. [US 20240107451 A1] Signalling for Activating Usage of Radio Resources WEITZMAN; Avi et al. [US 20190394728 A1] APPARATUS AND METHOD FOR COMMUNICATIONS LIU; Jianhan et al. [US 20180184379 A1] MULTI-USER (MU) WAKE-UP SIGNAL TRANSMISSION BY USING FDMA SCHEME IN WLAN Any inquiry concerning this communication or earlier communications from the examiner should be directed to ATIQUE AHMED whose telephone number is (571)272-6244. The examiner can normally be reached 9:30 - 7:30 PM M-F Eastern. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Un Cho can be reached at 5712727919. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ATIQUE AHMED/Primary Examiner, Art Unit 2413
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Prosecution Timeline

Oct 16, 2024
Application Filed
Sep 02, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Prosecution Projections

1-2
Expected OA Rounds
81%
Grant Probability
96%
With Interview (+15.3%)
2y 9m (~9m remaining)
Median Time to Grant
Low
PTA Risk
Based on 482 resolved cases by this examiner. Grant probability derived from career allowance rate.

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