Prosecution Insights
Last updated: April 19, 2026
Application No. 18/918,288

OPTICAL DEVICE

Non-Final OA §102§103
Filed
Oct 17, 2024
Examiner
NAZRUL, SHAHBAZ
Art Unit
2638
Tech Center
2600 — Communications
Assignee
Sharp Sensing Technology Corporation
OA Round
1 (Non-Final)
90%
Grant Probability
Favorable
1-2
OA Rounds
2y 1m
To Grant
95%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allow Rate
569 granted / 634 resolved
+27.7% vs TC avg
Moderate +6% lift
Without
With
+5.5%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
20 currently pending
Career history
654
Total Applications
across all art units

Statute-Specific Performance

§101
2.7%
-37.3% vs TC avg
§103
39.8%
-0.2% vs TC avg
§102
34.0%
-6.0% vs TC avg
§112
10.2%
-29.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 634 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1-9, 12-14 are rejected under 35 U.S.C. 102(a)(1) and/or 102(a)(2)as being anticipated by Jiang et al. (US 20200409016 A1, hereinafter Jiang). Regarding claim 1, Jiang discloses an optical device (Abstract, figs. 2-21) comprising: a first lens group (2110, fig. 2, ¶0108) having an optical axis (2100, 3100, 4100 and in figs. 2-4 and likes thereof in figs. 5-22 as applicable); a held body being either a second lens group (lens group in 2200, fig. 2, …first lens component 2100 is equipped with one lens 2110, and the lens component 2200 is equipped with five lenses – ¶0108) or an image sensor; a first housing holding the first lens group (2100, 3100, 4100 and in figs. 2-4 and likes thereof in figs. 5-22 as applicable) and having: a first contact face (e.g., inner face holding lens 2110, figs. 3-6, and also 7-21 as applicable) that is perpendicular to the optical axis (evident from figures.); and a first depression-defining face (inclined face on the side of first housing that defines gaps 3410, 3120, 4125, 4122… etc. figs. 3-4, and others in figs. 5-21 as applicable) that is positioned adjacent to, and behind, the first contact face and that is positioned radially inward upon moving closer to the first contact face (evident from corresponding figures.); a second housing holding the held body (2200, 3200, 4200 and in figs. 2-4 and likes thereof in figs. 5-22 as applicable) and having: a second contact face (e.g., inner face opposite to first contact face as defined above, figs. 3-6, and also 7-21 as applicable) that is in contact with the first contact face (evident from figures); and a second depression-defining face (inclined face on the side of second housing that defines gaps 3410, 3120, 4125, 4122… etc. figs. 3-4, and others in figs. 5-21 as applicable) that is positioned adjacent to, and behind, the second contact face (evident from figures) and that, in combination with the first depression-defining face, defines a depression (gaps 3410, 3420, 3500, 4410, 4420 … etc. in figs. 3-4, and also in other figures as applicable in figs. 5-21); and an adhesive provided in the depression and attaching the second housing to the first housing (abstract, ¶0127). Regarding claim 2, Jiang discloses, the optical device according to claim 1, wherein the first contact face is oriented in a first direction (evident from figs. 2-21), the second contact face is oriented in a second direction opposite to the first direction (evident from figs. 2-21), the first depression-defining face is oriented in a first inclined direction that is inclined radially outward from the first direction (evident from figs. 2-21), and the second depression-defining face is oriented in a second inclined direction that is inclined radially outward from the second direction (evident from figs. 2-21). Regarding claim 3, Jiang discloses, the optical device according to claim 1, wherein the depression is a first depression, the second depression-defining face is oriented in an inclined direction that is inclined radially outward from a direction in which the second contact face is oriented (evident from figs. 2-21), the second housing has a third depression-defining face that is positioned radially outward the second depression-defining face (the stepped and inclined depression in the gaps between the two housings has multiple depressions as moving outwardly from the lens. The third depression-defining face can reasonably be understood as the face that defines the subsequent depressions in the second housing 3200, 4200 etc.), that is positioned behind the second contact face (evident from above definition and figures 3-21), that is oriented in another inclined direction that is inclined radially inward from the second direction (evident from above definition and figures 3-21), and that defines the first depression in combination with the first depression-defining face and the second depression-defining face (evident from above definition and figures 3-21), and the second depression-defining face and the third depression-defining face define a second depression that is formed in the second housing and that is a part of the first depression (evident from above definition and figures 3-21). Regarding claim 4, Jiang discloses, the optical device according to claim 1, wherein the first contact face and the second contact face are shaped like a ring that makes a complete round in the circumferential direction (¶0058, ¶0061, in FIG. 6, the connecting protrusion part 6610 is formed on the first lens component 6100 of the adjacent first lens component 6100 and second lens component 6200, and the connecting recess part 6620 is formed on the second lens component 6200. – ¶0130, figs. 6, 8a-b, As shown in FIG. 8A, the connecting protrusion part 8610 may be formed to have a continuous shape in a cross section perpendicular to the optical axis, such as a closed ring. - ¶0133). Regarding claim 5, Jiang discloses, the optical device according to claim 1, wherein the first contact face has a first plurality of regions that are arranged in the circumferential direction and separated from each other (Alternatively, as shown in FIG. 8B, the connecting protrusion part 8710 may be formed to have a discrete shape in a cross section perpendicular to the optical axis. These discrete connecting protrusion parts 8710 may have unequal intervals between each other, but preferably, they may have equal intervals. For example, the connecting protrusion parts 8710 may be formed on a circle at equal intervals around the optical axis. – fig. 8b, ¶0133), and the second contact face has a second plurality of regions that are arranged in the circumferential direction and separated from each other (¶0133, fig. 8b). Regarding claim 6, Jiang discloses, the optical device according to claim 1, wherein the first contact face and the second contact face have such a sliding property that one of the first contact face and the second contact face is slid relative to another one of the first contact face and the second contact face (The translation along the optical axis direction, the translation perpendicular to the optical axis direction, and the change of the first structural gap 2410 and the second structural gap 2420 during the active alignment process may be regarded as a fine adjustment amount. – ¶0113). Regarding claim 7, Jiang discloses, the optical device according to claim 1, wherein the first depression-defining face and the second depression-defining face are shaped like a ring that makes a complete round in the circumferential direction (¶0058, ¶0061, in FIG. 6, the connecting protrusion part 6610 is formed on the first lens component 6100 of the adjacent first lens component 6100 and second lens component 6200, and the connecting recess part 6620 is formed on the second lens component 6200. – ¶0130, figs. 6, 8a-b, As shown in FIG. 8A, the connecting protrusion part 8610 may be formed to have a continuous shape in a cross section perpendicular to the optical axis, such as a closed ring. - ¶0133). Regarding claim 8, Jiang discloses, the optical device according to claim 1, wherein the first depression-defining face has first two or more regions that are arranged in the circumferential direction and separated from each other, and the second depression-defining face has second two or more regions that are arranged in the circumferential direction and separated from each other (Alternatively, as shown in FIG. 8B, the connecting protrusion part 8710 may be formed to have a discrete shape in a cross section perpendicular to the optical axis. These discrete connecting protrusion parts 8710 may have unequal intervals between each other, but preferably, they may have equal intervals. For example, the connecting protrusion parts 8710 may be formed on a circle at equal intervals around the optical axis. – fig. 8b, ¶0133), and the second contact face has a second plurality of regions that are arranged in the circumferential direction and separated from each other (¶0133, fig. 8b). Regarding claim 9, Jiang discloses, the optical device according to claim 1, wherein the first depression-defining face and the second depression-defining face have projections and depressions (evident from figs. 3-21). Regarding claim 12, Jiang discloses, the optical device according to claim 1, wherein the adhesive has a symmetric cross-sectional shape with respect to the optical axis when viewed in a cross-sectional view taken along a plane containing the optical axis (figs. 8a, 8b, ¶0133. Also see figs. 13b, 17b, 18b-c … etc.). Regarding claim 13, Jiang discloses, the optical device according to claim 1, wherein the held body is the second lens group (the lens component 2200 is equipped with five lenses, ¶0108), and the optical device is a lens unit (title abstract, figs. 2-21). Regarding claim 14, Jiang discloses, the optical device according to claim 1, wherein the held body is the image sensor (within the scope of this claim, the held body can be defined to include 2300 as well along with 2200 as shown in fig. 2. Image sensor 2320 is included therein, fig. 2), and the optical device is a camera module (¶0105). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim 11 is rejected under 35 U.S.C. 103 as being unpatentable over Jiang. Regarding claim 11, Jiang discloses, the optical device according to claim 1, except, wherein the adhesive has a cross-section having a square cross-sectional shape when viewed in a cross-sectional view taken along a plane containing the optical axis. However, adhesive in hole 3420 is substantially square shaped, fig. 3a. Adhesive filled in 8620 in fig. 8b also appears cross shaped. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention (AIA ) to define the filling of the adhesive in the gap having a square shaped per figures 3a and 8b, to obtain, wherein the adhesive has a cross-section having a square cross-sectional shape when viewed in a cross-sectional view taken along a plane containing the optical axis, because, the limitation is considered an obvious design choice that does not raise any issues of criticality. Allowable Subject Matter Claim 10 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: Prior arts of record taken alone or in combination fails to reasonably disclose or suggest, Regarding claim 10, wherein the first housing has a first surface, a first hole is formed in the first housing, the first hole having: a first portion; and a second portion that is on the first surface, that has a first opening having an opening shape larger than a hole shape of the first portion, and that is spatially continuous with the first portion, the second housing has a second surface, a second hole is formed in the second housing, the second hole having: a third portion; and a fourth portion that is on the second surface, that has a second opening having an opening shape larger than a hole shape of the third portion, and that is spatially continuous with the third portion, the first contact face is provided along an outer circumference of the first opening, and the second contact face is provided along an outer circumference of the second opening. Conclusion The prior and/or pertinent art(s) made of record and not relied upon is considered pertinent to applicant's disclosure, are – Lee et al. (US 20250130389 A1), Jung (US 20230108414 A1), Park (US 20210274658 A1), Okamoto et al. (US 20090047011 A1) – who disclose different lens module of interest. Any inquiry concerning this communication or earlier communications from the examiner should be directed to SHAHBAZ NAZRUL whose telephone number is (571)270-1467. The examiner can normally be reached M-Th: 9.30 am-3 pm, 6.30 pm-9 pm, F: 9.30 am-1.30 pm, 4 pm-8 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Lin Ye can be reached on 571-272-7372. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SHAHBAZ NAZRUL/Primary Examiner, Art Unit 2638
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Prosecution Timeline

Oct 17, 2024
Application Filed
Jan 10, 2026
Non-Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
90%
Grant Probability
95%
With Interview (+5.5%)
2y 1m
Median Time to Grant
Low
PTA Risk
Based on 634 resolved cases by this examiner. Grant probability derived from career allow rate.

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