Prosecution Insights
Last updated: July 17, 2026
Application No. 18/919,097

TREATMENT APPARATUS AND METHOD OF CONTROLLING SAME

Non-Final OA §103
Filed
Oct 17, 2024
Priority
Jan 13, 2017 — RE 10-2017-0006030 +3 more
Examiner
JOHNSON, NICOLE F
Art Unit
Tech Center
Assignee
Lutronic Corporation
OA Round
1 (Non-Final)
88%
Grant Probability
Favorable
1-2
OA Rounds
11m
Est. Remaining
95%
With Interview

Examiner Intelligence

Grants 88% — above average
88%
Career Allowance Rate
1193 granted / 1364 resolved
+27.5% vs TC avg
Moderate +7% lift
Without
With
+7.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
46 currently pending
Career history
1421
Total Applications
across all art units

Statute-Specific Performance

§101
4.8%
-35.2% vs TC avg
§103
53.9%
+13.9% vs TC avg
§102
32.0%
-8.0% vs TC avg
§112
1.6%
-38.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1364 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claims 1 & 12-13 are rejected on the ground of non-statutory double patenting as being unpatentable over claims 1 & 17-18 of U.S. Patent No. 12,150,696. Although the claims at issue are not identical, they are not patentably distinct from each other: Claims 1 & 17-18 US. Pat. No 12,150,696 Claims 1 & 12-13 of ‘097 (present claims) insertion unit insertion unit bending sensing unit displacement sensing unit sensing insertion-related condition sensing insertion-related condition controller controls insertion based on sensed condition controller controls insertion based on sensed condition The instant claims differ principally in reciting sensing displacement of a tissue surface rather than sensing bending of the insertion unit. It would have been an obvious variation to employ tissue-surface displacement as the sensed insertion-related parameter because both represent feedback regarding tissue deformation and insertion conditions and would have predictably been used to control insertion depth and positioning of the insertion unit. Accordingly, the instant claims are not patentably distinct from the patented claims. AND Claims 1 & 12-13 are rejected on the ground of non-statutory double patenting as being unpatentable over claims 1 & 17-18 of U.S. Patent No. 12. Although the claims at issue are not identical, they are not patentably distinct from each other: Claims 1 & 12-13 of ‘097 (present claims) Claims 1 & 17-18 US. Pat. No 11,229,481 Claims 1 & 12-13 of ‘097 (present claims) insertion unit insertion unit state, bending sensing unit displacement sensing unit sensing insertion-related condition sensing insertion-related condition controller controls insertion based on sensed condition controller controls insertion based on sensed condition The patented claims of ‘481 and the present claims both utilize sensed bending information occurring during insertion to control insertion operation. Accordingly, the instant claims are not patentably distinct from the patented claims. The claims are substantially identical in scope, not merely obvious variations. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 1-19 is/are rejected under 35 U.S.C. 103 as being unpatentable over Allison (US 2014/0350536) in view of Freeman et al. (US 2013/0303984). Claim 1. Allison teaches: a treatment apparatus including a handpiece and insertion unit configured to be inserted into tissue to perform treatment, E.G. [0013]-[0017], [0027]-[0035], [0090]-[0095] a displacement sensing arrangement including temperature, tissue-condition and treatment monitoring sensors that detect tissue conditions associated with insertion and treatment, E.G [0061]-[0066]. a controller configured to receive sensed information and control operation of the insertion unit based on the sensed information, E.G. [0061]-[0066]. Allison does not explicitly teach: measuring displacement of a tissue surface occurring due to insertion of the insertion unit; and controlling insertion of the insertion unit based on the measured displacement Freeman et al. teaches: measuring tissue displacement, tissue tenting and actual penetration depth during insertion of a lancet into tissue, E.G. [0149]-[0150], [0213]-[0214] sensing tissue displacement using position sensing mechanism and sensors; comparing actual penetration characteristics with desired penetration characteristics and controlling insertion based on the measured displacement, E.G. [0150]. It would have been obvious to one having ordinary skill in the art to modify the treatment apparatus of Allison to incorporate Freeman’s displacement sensing and feedback control techniques in order to compensate for tissue deformation during insertion, thereby improving accuracy of target tissue placement, ensuring delivery of treatment at the intended depth, reducing placement error caused by tissue tenting, and improving treatment consistency and predictability. See KSR, 550 U.S. at 417, i.e. if a technique has been used to improve one device, and a person of ordinary skill would recognize that it would improve similar devices in the same way, using the technique is obvious. Further, once tissue displacement is measured, it would have been an obvious design choice to adjust insertion depth by an amount corresponding to the measured displacement so that the insertion member reaches the intended location despite tissue deformation. Compensating insertion depth based on measured displacement merely represents the predictable use of known feedback control techniques to achieve accurate tissue penetration. Claims 2-5 Freeman et al. teaches measuring tissue displacement and determining actual penetration depth by accounting for tissue tenting and elastic tissue deformation, E.G. [0149]-[0150], [0213]-[0214] As discussed above, it would have been obvious to compensate insertion depth based on the measured displacement so that the insertion member reaches the desired target location despite tissue deformation. Therefore, it would have been obvious to implement the displacement-compensation control taught by the combination. Claim 2, additional insertion corresponds to the displacement Claim 3, first and second insertion lengths, Claim 4, second length corresponds to the sensed displacement and Claim 5, calculation of the second length using the sensed displacement Claim 6 Freeman et al. measures tissue position and displacement before, during and after insertion to determine tissue tenting and penetration characteristics, E.G. [0213]-[0214]. Claim 7. Freeman et al. teaches a photosensor/position sensing mechanism for determining displacement of tissue and lancet position, E.G. [0150]. Claim 8. Freeman et al. teaches a handpiece containing an insertion/treatment unit and associated sensing components positioned within the handpiece assembly, E.G. [0027]-[0035] & [0061]-[0064] Claim 9. Freeman et al. teaches insertion units comprising multiple needles arranged in an array, including micro-needle configuration, E.G. [0053]-[0054], [0073]. Claim 10. Freeman et al. teaches an insertion unit configured to transfer treatment energy to target tissue after insertion, E.G, cryogenic treatment, [0013]-[0017], [0090]-[0095]. Claim 11. Freeman et al. teaches delivery of treatment material/fluid through an inserted treatment member into target tissue, E.G. [0056]-[0060], [0067]-[0070] Claim 12. Allison teaches a treatment apparatus including a handpiece and an energy transfer unit configured to advance into tissue and transfer energy to a target location, E.G. [0013]-[0017], [0023]-[0027], [0090]-[0095]. Freeman et al. teaches measuring displacement of tissue resulting from insertion of an insertion member and controlling insertion depth based on the measured displacement to compensate for tissue deformation, E.G. [0150] & [0213]-[0214]. It would have been obvious to modify the treatment apparatus of Allison to incorporate Freeman’s displacement sensing and insertion control techniques in order to compensate for tissue deformation during insertion and improve treatment accuracy and target localization. See KSR. Claim 13. Claim 13 is rejected for substantially the same reasons discussed above with respect to claim 12, wherein Freeman et al. teaches measuring displacement of tissue caused by insertion and controlling insertion based on the measured displacement, [0150], [0213]-[0214]. Claim 14. Claim 14 is rejected for substantially the same reasons discussed above with respect to claim 2. Claim 15. Claim 15 is rejected for substantially the same reasons discussed above with respect to claim 3. Claim 16. Claim 16 is rejected for substantially the same reason discussed above with respect to claim 5. Claim 17. Claim 17 is rejected for substantially the same reasons discussed above with respect to claim 7. Claim 18. Claim 18 is rejected for substantially the same reasons discussed above with respect to claim 10. Claim 19. Claim 19 is rejected for substantially the same reasons discussed above with respect to claim 11. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to NICOLE F JOHNSON whose telephone number is (571)270-5040. The examiner can normally be reached Monday-Friday 8:00am-5:00pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, David Hamaoui can be reached at 571-270-5625. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /NICOLE F JOHNSON/ Primary Examiner, Art Unit 3796
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Prosecution Timeline

Oct 17, 2024
Application Filed
Jun 18, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
88%
Grant Probability
95%
With Interview (+7.1%)
2y 8m (~11m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1364 resolved cases by this examiner. Grant probability derived from career allowance rate.

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