Prosecution Insights
Last updated: October 02, 2026
Application No. 18/922,292

METHOD AND APPARATUS FOR SIGNALING OF INTER-CELL BEAM MANAGEMENT

Final Rejection §102
Filed
Oct 21, 2024
Priority
Feb 23, 2021 — provisional 63/152,812 +4 more
Examiner
SEFCHECK, GREGORY B
Art Unit
2477
Tech Center
2400 — Computer Networks
Assignee
Samsung Electronics Co., Ltd.
OA Round
2 (Final)
69%
Grant Probability
Favorable
3-4
OA Rounds
1y 7m
Est. Remaining
89%
With Interview

Examiner Intelligence

Grants 69% — above average
69%
Career Allowance Rate
481 granted / 695 resolved
+11.2% vs TC avg
Strong +20% interview lift
Without
With
+19.6%
Interview Lift
resolved cases with interview
Typical timeline
3y 6m
Avg Prosecution
46 currently pending
Career history
748
Total Applications
across all art units

Statute-Specific Performance

§101
4.2%
-35.8% vs TC avg
§103
60.3%
+20.3% vs TC avg
§102
20.3%
-19.7% vs TC avg
§112
7.7%
-32.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 695 resolved cases

Office Action

§102
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Amendment filed 8/13/2026 is acknowledged. Claims 1, 3, 5, 7, 9, and 11 have been amended. Claims 1-12 remain pending. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1-12 are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Bai et al. (US20240348403A1; see also Provisional Application 63/134483), hereafter Bai. Regarding independent claims 1 and 9, Bai discloses a method (Fig. 3, 5-7) performed by a UE (Fig. 2, device 202) in a wireless communication system, the UE comprising a controller (Fig. 2, processor 210) and a transceiver (Fig. 2, transceiver 206) operably coupled with the controller configured to receive, from a base station (BS) (Fig. 2, base station 226), information configuring a plurality of transmission configuration indicator (TCI) states (paragraph 15-23; receiving configuration of one or more TCI states for serving and non-serving cells). Bai further discloses to receive, from the BS, a first medium access control (MAC) control element (CE) for activating a first TCI state among the plurality of TCI states (Fig. 5, step 536; paragraph 65; MAC-CE utilized to activate TCI states), wherein the first TCI state is associated with a serving cell (Fig. 5, serving cell 530), and to receive, from the BS, a second MAC CE for activating a second TCI state among the plurality of TCI states (Fig. 5, step 540), wherein the second TCI state is associated with a non-serving cell (Fig. 5, non-serving cell 534), wherein a reference signal for the second TCI state is configured with a physical cell identity (PCI) of the non-serving cell (paragraph 52; see Provisional paragraphs 17-20, 24, 38-45, 55, 78, 82; non-serving cell identifiers at L1). See also Fig. 6, 9, paragraphs 138-208. Regarding independent claim 5, Bai discloses a BS (Fig. 2, base station 226) in a wireless communication system, the BS comprising a controller (Fig. 2, processor 220) and a transceiver (Fig. 2, transceiver 216) operably coupled with the controller, the transceiver configured to transmit, to a UE (Fig. 2, device 202), information configuring a plurality of transmission configuration indicator (TCI) states (paragraph 15-23; configuring one or more TCI states by both serving and non-serving cells). Bai further discloses to transmit, to the UE, a first medium access control (MAC) control element (CE) (Fig. 5, step 536; paragraph 65; MAC-CE utilized to activate TCI states) for activating a first TCI state among the plurality of TCI states, wherein the first TCI state is associated with a serving cell (Fig. 5, serving cell 530), and to transmit, to the UE, a second MAC CE for activating a second TCI state among the plurality of TCI states (Fig. 5, step 540), wherein the second TCI state is associated with a non-serving cell (Fig. 5, non-serving cell 534), wherein a reference signal for the second TCI state is configured with a physical cell identity (PCI) of the non-serving cell (paragraph 52; see also Provisional paragraphs 17-20, 24, 38-45, 55, 78, 82; non-serving cell identifiers at L1). See also Fig. 4, 6, 8, 10, paragraphs 138-208. Regarding dependent claims 2, 6, and 10, Bai discloses the transceiver is further configured to receive, from the BS, information configuring a list of at least one physical cell identity (PCI) of the non-serving cell (paragraph 52; see also Provisional paragraphs 17-20, 24, 38-45, 55, 78, 82; non-serving cell identifiers at L1). Regarding dependent claims 3, 7, and 11, Bai discloses the reference signal includes a synchronization signal and physical broadcast channel (SS-PBCH) block (i.e. SSB; paragraph 21, 28, 43, 46, 57, 87-96, 141). Regarding dependent claims 4, 8, and 12, Bai discloses the transceiver is further configured to receive, from the BS, a physical downlink shared channel (PDSCH) based on at least one of the first TCI state or the second TCI state (paragraph 18, 65; activate/select TCI states for a PDSCH or PDCCH). Response to Arguments Applicant's arguments filed 8/13/2026 have been fully considered but they are not persuasive. In the Remarks on pg. 7-8 of the Amendment, Applicant contends Bai’s Provisional does not provide support for “non-serving cells may be identified by their physical cell IDs (PCIs)” or “TCI state capability may indicate a maximum number of non-serving cells with corresponding reference signals configured for a TCI state” from paragraph 52 of Bai’s publication. Applicant concludes that Bai is no prior art for meeting these emphasized elements of the claims, as amended. The Examiner respectfully disagrees. As now shown in the rejection, Bai’s Provisional provides support for a maximum number of non-serving cells with corresponding reference signals configured for a TCI state (paragraph 50) as well as cell identifiers of non-serving cells at the physical layer/layer1/L1 (paragraphs 17-20, 24, 38-45, 55, 78, and 82). One of ordinary skill would recognize these disclosures from Bai’s Provisional provide support for the language in paragraph 52 of Bai’s Publication. Therefore, the rejections are properly maintained. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Liu et al. (US20230239823A1); non-serving cell’s PCI configured for UE (paragraph 126). Zhou et al. (US20230180141A1); reference signal for non-serving cell including identifier/PCI (paragraph 63). THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to GREGORY B SEFCHECK whose telephone number is (571)272-3098. The examiner can normally be reached Monday-Friday 6AM-4PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Chirag Shah can be reached at 571-272-3144. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /GREGORY B SEFCHECK/Primary Examiner, Art Unit 2477
Read full office action

Prosecution Timeline

Oct 21, 2024
Application Filed
May 13, 2026
Non-Final Rejection mailed — §102
Aug 13, 2026
Response Filed
Aug 26, 2026
Final Rejection mailed — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
69%
Grant Probability
89%
With Interview (+19.6%)
3y 6m (~1y 7m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 695 resolved cases by this examiner. Grant probability derived from career allowance rate.

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