Prosecution Insights
Last updated: April 19, 2026
Application No. 18/923,854

LOCKER APPARATUS

Non-Final OA §102§103
Filed
Oct 23, 2024
Examiner
GARCIA, CARLOS E
Art Unit
2686
Tech Center
2600 — Communications
Assignee
Tokai Riken Co. Ltd.
OA Round
1 (Non-Final)
77%
Grant Probability
Favorable
1-2
OA Rounds
2y 2m
To Grant
94%
With Interview

Examiner Intelligence

Grants 77% — above average
77%
Career Allow Rate
683 granted / 889 resolved
+14.8% vs TC avg
Strong +17% interview lift
Without
With
+16.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 2m
Avg Prosecution
32 currently pending
Career history
921
Total Applications
across all art units

Statute-Specific Performance

§101
1.6%
-38.4% vs TC avg
§103
49.2%
+9.2% vs TC avg
§102
34.3%
-5.7% vs TC avg
§112
12.7%
-27.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 889 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1 is/are rejected under 35 U.S.C. 102(a)(2) as being anticipated by EXCOFFIER et al. (US 11989996 B2). Re claim 1. EXCOFFIER discloses (abstract) a locker apparatus (FIG.1-2) comprising: a box (FIG.1) (CAS) capable of accommodating luggage (under broadest reasonable interpretation this is an intended use, such that luggage could read on any package capable of being luggage) therein; (c.5, l.53-54) a door F configured to open and close the box; (c.7, l.64-65) a locking device (c.7, l.54-57) configured to unlockably lock the door; an operation unit (c.8, l.15-17 – human-machine interface IHM by way of PROC) configured to receive an operation by a user; and a control device (control module PIL operates actuators ACT – to control locking functions) configured to control the locking device in response to an operation on the operation unit by the user, (c.8, l.25-29) wherein the control device is configured to lock the locking device in order to lock (i.e. door can be locked as needed and unlocked for opening the door) the door into a closed state except when the luggage is deposited in the box and when the luggage is taken out from the box, (c.17, l.9-12, l.36-41) the box is provided with a luggage sensor Cn for detecting luggage in the box, (FIG.3) the operation unit includes a take-out button (c.13, l.52-55) that is operated by the user in order to take out the luggage from the box in which the user has deposited the luggage (implicitly a digital button could be used by a user operating the IHM to request unlocking function so as to open door), and when the take-out button is operated by the user (c.13, l.52-55), the control device unlocks the locking device in order to open the door of the box in which the luggage has been deposited (c.18, l.33-36), and when the door is closed thereafter and it is determined that there is the luggage in the box based on a detection result of the luggage sensor (by way of sensors Cn), the control device maintains unlocking of the locking device (under broadest reasonable interpretation – control module PIL maintains control of unlocking and locking functions during all operations, particularly unlocking operations by user requests after door is closed with luggage placed in the box – limitation should be changed to indicate that the control device maintains locking device in an unlocked state, if this broadest reasonable interpretation is not the intended reading of the claimed invention). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 2 is/are rejected under 35 U.S.C. 103 as being unpatentable over EXCOFFIER et al. (US 11989996 B2) in view of SANTANGELI et al. (US 11832743 B2). Re claim 2. However, EXCOFFIER fails to explicitly disclose: the locker apparatus according to claim 1, further comprising a luggage lamp configured to operate in order to indicate whether or not there is the luggage in the box, wherein the control device causes the luggage lamp to light up or flash while determining that there is the luggage in the box as a target based on the detection result of the luggage sensor after the take-out button is operated by the user. SANTANGELI teaches (abstract) in a similar field of invention (FIG.1), a parcel locker system with clusters of compartments, including sensors for determining whether a compartment is empty or full (c.11, l.21-31) and visual indicators such as lamps (LED) to indicate which compartment is being used and which is not available for use by user. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to try adding a lamp function as taught by SANTANGELI in order to provide a visual means to indicate to any user which locker is available. Claim(s) 3 is/are rejected under 35 U.S.C. 103 as being unpatentable over EXCOFFIER et al. (US 11989996 B2) in view of YOSHIKURA et al. (JP 2017041097 A). Re claim 3. EXCOFFIER discloses the locker apparatus according to claim 1, further comprising reservation acceptance member (server SER by way of COM) configured to accept a use reservation for the box (c.12, l.38-43), wherein the control device is configured to record and manage a current status of each box that is in use and each box that is not in use (c.12, l.52-67), to manage acceptance and recording of a use reservation from the reservation acceptance member for each box that is not in use (c.19, l.17-27). However, EXCOFFIER fails to explicitly disclose: the control device stops accepting a use reservation from the reservation acceptance member for the box in which it is determined that there is the luggage based on the detection result of the luggage sensor. YOSHIKURA teaches (abstract) in a similar field of invention (FIG.1) a locker device, wherein a reservation unit processes reservation functions, including reserving a locker for specific user by way of determining empty and occupied locker data from article sensors (L01c, L02c, etc.) to detect stored articles inside lockers. The state of the storage section includes “empty”, “delivery waiting (empty)”, “delivered (stored)”, “preliminary allocation (empty)”, and “preliminary allocation (storage)”. “Empty” is a state that can be selected as a new delivery destination because no article is stored in the storage unit and there is no plan to deliver the article. “Delivery waiting (empty)” is selected as a delivery destination, but does not contain an article. “Delivery completed (stored)” is selected as a delivery destination and the article is stored. “Preliminary allocation (empty)” is allocated so that the specified storage unit can be used as an alternative storage destination when it cannot be used due to a failure, etc., and the item is not stored but cannot be selected as a new delivery destination It is. “Preliminary allocation (during storage)” is a state in which the designated storage unit is selected as an alternative storage destination when the storage unit cannot be used due to a failure or the like, and the article is stored. “Delivery completed (during storage)” and “Preliminary allocation (during storage)” indicate that an article exists in the storage unit and is waiting for receipt by the purchaser or collection by the delivery company 50. If receipt or collection is performed, the state of the storage unit is changed to “empty”. In addition, other states such as “failing” are provided. If the state of the storage unit is “delivery waiting (empty)”, “delivered (stored)” or “preliminary allocation (storage)”, the storage unit is associated with key data, and the key data It functions as information that uniquely identifies a delivery request. The reservation processing unit 16b is a processing unit that receives and manages delivery reservations from the server. If the reservation processing unit 16b receives the delivery key data, the reception key data, the collection key data, the delivery destination storage unit, and the receipt time limit as information related to the delivery reservation from the server 20, each key data is stored in the designated storage unit. The storage management data 15a is updated in association with the receipt deadline. By this update, the state of the storage unit is changed from “empty” to “delivery waiting (empty)” Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to try using the reservation functions as taught by YOSHIKURA in order to obtain a locker system to properly reserve available lockers for storing luggage. Claim(s) 4 is/are rejected under 35 U.S.C. 103 as being unpatentable over EXCOFFIER et al. (US 11989996 B2) in view of SANTANGELI et al. (US 11832743 B2) further in view of YOSHIKURA et al. (JP 2017041097 A). Re claim 4. EXCOFFIER discloses the locker apparatus according to claim 2, further comprising reservation acceptance member (server SER by way of COM) configured to accept a use reservation for the box (c.12, l.38-43), wherein the control device is configured to record and manage a current status of each box that is in use and each box that is not in use (c.12, l.52-67), to manage acceptance and recording of a use reservation from the reservation acceptance member for each box that is not in use (c.19, l.17-27). However, EXCOFFIER fails to explicitly disclose: the control device stops accepting a use reservation from the reservation acceptance member for the box in which it is determined that there is the luggage based on the detection result of the luggage sensor. YOSHIKURA teaches (as discussed above) in a similar field of invention (FIG.1) a locker device, wherein a reservation unit processes reservation functions, including reserving a locker for specific user by way of determining empty and occupied locker data from article sensors to detect stored articles inside lockers. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to try using the reservation functions as taught by YOSHIKURA in order to obtain a locker system to properly reserve available lockers for storing luggage. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Any inquiry concerning this communication or earlier communications from the examiner should be directed to CARLOS E GARCIA whose telephone number is (571)270-1354. The examiner can normally be reached M-Th 9-6pm F 9-5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Brian Zimmerman can be reached at (571) 272-3059. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. CARLOS E. GARCIA Primary Examiner Art Unit 2686 /Carlos Garcia/Primary Examiner, Art Unit 2686 12/16/2025
Read full office action

Prosecution Timeline

Oct 23, 2024
Application Filed
Dec 16, 2025
Non-Final Rejection — §102, §103
Apr 08, 2026
Applicant Interview (Telephonic)
Apr 08, 2026
Examiner Interview Summary

Precedent Cases

Applications granted by this same examiner with similar technology

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METHOD AND DEVICES FOR CONFIGURING ELECTRONIC LOCKS
2y 5m to grant Granted Apr 07, 2026
Patent 12594905
CONTROL SYSTEM AND METHOD
2y 5m to grant Granted Apr 07, 2026
Patent 12597305
LOCKING SYSTEM
2y 5m to grant Granted Apr 07, 2026
Patent 12583417
SMART KEY SYSTEM FOR VEHICLE AND METHOD OF CONTROLLING THE SAME
2y 5m to grant Granted Mar 24, 2026
Patent 12579856
ULTRA-WIDEBAND-BASED METHOD FOR ACTIVATING A FUNCTION OF A VEHICLE WITH A PORTABLE USER EQUIPMENT ITEM, ASSOCIATED SYSTEM AND DEVICE FOR ACTIVATING A FUNCTION
2y 5m to grant Granted Mar 17, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
77%
Grant Probability
94%
With Interview (+16.8%)
2y 2m
Median Time to Grant
Low
PTA Risk
Based on 889 resolved cases by this examiner. Grant probability derived from career allow rate.

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