Prosecution Insights
Last updated: October 26, 2026
Application No. 18/925,622

SLOT FORMAT ENHANCEMENTS FOR RF ENERGY HARVESTING FOR AMBIENT IOT

Non-Final OA §102§103
Filed
Oct 24, 2024
Priority
Nov 30, 2023 — provisional 63/604,820
Examiner
LOPATA, ROBERT J
Art Unit
Tech Center
Assignee
Apple Inc.
OA Round
1 (Non-Final)
90%
Grant Probability
Favorable
1-2
OA Rounds
3m
Est. Remaining
92%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allowance Rate
881 granted / 984 resolved
+29.5% vs TC avg
Minimal +2% lift
Without
With
+2.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
21 currently pending
Career history
1011
Total Applications
across all art units

Statute-Specific Performance

§101
9.9%
-30.1% vs TC avg
§103
27.1%
-12.9% vs TC avg
§102
35.7%
-4.3% vs TC avg
§112
12.7%
-27.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 984 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1 – 7, 11 - 20 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Xu et al. (US Publication 2022/0078779). Regarding claim 1, Xu teaches a method for a network node, the method comprising: allocating symbols within a slot; (i.e. fig. 3 shows a base station may communicate with a UE after an energy harvesting configuration; see paragraphs 123, 124) (See Also; communication frame structures are defined on the basis of 5G NR and LTE-A including symbols/subframes; see paragraphs 47 - 49) configuring one or more of the symbols within the slot as one or more Radio Frequency (RF) harvesting symbols; (i.e. fig. 3 shows the base station may allocate/configure resources for the UE to perform EM energy harvesting; see paragraphs 123, 124) (See Also; fig. 13 shows the configured resources for EM harvesting includes one or more symbols within a time slot; see paragraphs 49, 50) transmitting data during downlink symbols of the slot; (i.e. fig. 13 shows downlink data symbols (D) within the time slot for sending data to the UE) receiving data from one or more user equipment (UE) devices during uplink symbols of the slot; (i.e. fig. 13 shows uplink data symbols (U) within the time slot for receiving data from the UE) and reserving the one or more RF harvesting symbols for transmission of an RF harvesting signal. (i.e. fig. 13 shows one or more Energy harvesting (EH) symbols within the time slot for sending/obtaining electromagnetic energy from base station to UE; see paragraphs 49, 50) Regarding claim 2, Xu teaches the method of claim 1, wherein the slot comprises a slot format that includes a symbol type specifically for the RF harvesting symbols. (i.e. fig. 13 shows RF harvesting symbols are placed in flexible symbols of the slot; see paragraph 50) Regarding claim 3, Xu teaches the method of claim 1, wherein configuring the one or more RF harvesting symbols comprises reconfiguring a flexible symbol, or sending a dynamic indication to indicate that the flexible symbol is one of the RF harvesting symbols. (i.e. fig. 13 shows RF harvesting symbols are placed in flexible symbols of the slot; see paragraph 50) Regarding claim 4, Xu teaches the method of claim 1, wherein configuring the one or more RF harvesting symbols comprises: configuring a first RF harvesting symbol and a second RF harvesting symbol; and allocating at least one of the uplink symbols after the first RF harvesting symbol, and at least one other of the uplink symbols after the second RF harvesting symbol. (i.e. fig. 15 shows in slot format (46) shows multiple EM harvesting symbols right before uplink symbols) Regarding claim 5, Xu teaches the method of claim 1, wherein configuring the one or more RF harvesting symbols comprises configuring multiple RF harvesting symbols consecutively in a burst, wherein the burst is followed by at least one of the uplink symbols. (i.e. two continuous flexible symbols (burst) may be utilized for energy harvesting and fig. 13 shows flexible symbols (X) may be followed by an uplink symbol; see paragraph 50) Regarding claim 6, Xu teaches the method of claim 1, wherein the network node acts as an emitter of the RF harvesting signal, and wherein one or more of the downlink symbols are configured as the one or more RF harvesting symbols. (i.e. the base station(s) are emitters of EM energy for harvesting and RF harvest symbols may be allocated in any portion of the frame structure by the base station; see paragraphs 39 - 41) Regarding claim 7, Xu teaches the method of claim 1, wherein a first UE device from the one or more UE devices acts as an emitter of the RF harvesting signal, and wherein one or more of the uplink symbols are configured as the one or more RF harvesting symbols. (i.e. a flexible symbol may be utilized for RF energy harvesting, a flexible symbol may be uplink or downlink direction by definition) Regarding claim 11, Xu teaches the method of claim 1, wherein the RF harvesting symbol is used for unmodulated signal transmission or modulated signal transmission. (i.e. this is an intended use of the RF harvesting so given no patentable weight, however, it is well known to a POSITA that current inherent uses for the same is Battery-Free Devices to power ultra-low-power sensors, smart tags, or wearable devices or Backscatter Communications by "harvesting" the incoming RF signal from the network node and simply reflects/modifies it (backscattering) to transmit data which requires virtually zero battery power) Regarding claim 12, Xu teaches the method of claim 1, further comprising receiving an interference measurement associated with the RF harvesting symbols. (i.e. detection of interference in RF harvesting is performed by network devices; see paragraphs 57) Regarding claim 13, Xu teaches the method of claim 1, wherein configuring the one or more RF harvesting symbols is based on a type of an RF powered device. (i.e. the prior art supports energy harvesting and the allocation of frame structures by the base stations of different network (RF) types including 5G NR and LTE-A; see paragraphs 47) Regarding claim 14, Xu teaches a method for a user equipment (UE), the method comprising: receiving an allocation of symbols within a slot, wherein one or more of the symbols within the slot are configured as one or more Radio Frequency (RF) harvesting symbols; (i.e. fig. 3 shows the base station may allocate/configure resources for the UE to perform EM energy harvesting; see paragraphs 123, 124) (See Also; fig. 13 shows the configured resources for EM harvesting includes one or more symbols within a time slot; see paragraphs 49, 50) (See Also; communication frame structures are defined on the basis of 5G NR and LTE-A including symbols/subframes; see paragraphs 47 - 49) receiving data from a network node during downlink symbols of the slot; (i.e. fig. 13 shows downlink data symbols (D) within the time slot for sending data to the UE) transmitting data to the network node during uplink symbols of the slot; ; (i.e. fig. 13 shows uplink data symbols (U) within the time slot for receiving data from the UE) and reserving the one or more RF harvesting symbols for transmission of an RF harvesting signal. (i.e. fig. 13 shows one or more Energy harvesting (EH) symbols within the time slot for sending/obtaining electromagnetic energy from base station to UE; see paragraphs 49, 50) Regarding claim 15, Xu teaches the method of claim 14, wherein the slot comprises a slot format that includes a symbol type specifically for the RF harvesting symbols. (i.e. fig. 13 shows RF harvesting symbols are placed in flexible symbols of the slot; see paragraph 50) Regarding claim 16, Xu teaches the method of claim 14, wherein configuring the one or more RF harvesting symbols comprises reconfiguring a flexible symbol. (i.e. fig. 13 shows RF harvesting symbols are placed in flexible symbols of the slot; see paragraph 50) Regarding claim 17, Xu teaches the method of claim 14, wherein configuring the one or more RF harvesting symbols comprises sending a dynamic indication to indicate that the flexible symbol is one of the RF harvesting symbols. (i.e. fig. 13 shows RF harvesting symbols are placed in flexible symbols of the slot; see paragraph 50) Regarding claim 18, Xu teaches the method of claim 14, wherein configuring the one or more RF harvesting symbols comprises: configuring a first RF harvesting symbol and a second RF harvesting symbol; and allocating at least one of the uplink symbols after the first RF harvesting symbol, and at least one other of the uplink symbols after the second RF harvesting symbol. (i.e. fig. 15 shows in slot format (46) shows multiple EM harvesting symbols right before uplink symbols) Regarding claim 19, Xu teaches the method of claim 14, wherein configuring the one or more RF harvesting symbols comprises configuring multiple RF harvesting symbols consecutively in a burst, wherein the burst is followed by at least one of the uplink symbols. (i.e. two continuous flexible symbols (burst) may be utilized for energy harvesting and fig. 13 shows flexible symbols (X) may be followed by an uplink symbol; see paragraph 50) Regarding claim 20, Xu teaches the method of claim 14, wherein the network node acts as an emitter of the RF harvesting signal, and wherein one or more of the downlink symbols are configured as the one or more RF harvesting symbols. (i.e. the base station(s) are emitters of EM energy for harvesting and RF harvest symbols may be allocated in any portion of the frame structure by the base station; see paragraphs 39 - 41) Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 8, 9 are rejected under 35 U.S.C. 103 as being obvious over Xu et al. (US Publication 2022/0078779) in view of Elshafie et al. (US Publication 2025/0219773) disclosed PCT/CN22/097293. Regarding claim 8, Xu discloses all the recited limitations of claim 1 as described previously from which claim 8 depends. Xu does not teach wherein reception of the RF harvesting signal, and transmission of a corresponding backscattering from a UE device occurs on a same RF harvesting symbol. However, Elshafie teaches wherein reception of the RF harvesting signal, and transmission of a corresponding backscattering from a UE device occurs on a same RF harvesting symbol. (i.e. Elshafie discloses symbols may be split in the time domain so an energy harvesting device may be able to perform RF harvesting and transmission in the same symbol; see paragraphs 30) It would have been obvious to a person with ordinary skill in the art before the time the invention was filed to utilize one symbol in the time domain for both RF harvesting and transmission (backscatter) of Elshafie into the RF harvesting symbol allocation of Xu. Both Xu and Elshafie teach allocation of energy harvesting into uplink / downlink transmission symbols. A person with ordinary skill in the art would have been motivated to make the modification to Xu by beneficially reducing decoding and transmission delays and improving wireless communications latency. Regarding claim 9, Xu discloses all the recited limitations of claim 8 as described previously from which claim 9 depends. Xu does not teach wherein reception of the corresponding backscattering is on a same symbol and a same frequency as the RF harvesting signal. However, Elshafie teaches wherein reception of the corresponding backscattering is on a same symbol and a same frequency as the RF harvesting signal. (i.e. Elshafie discloses symbols may be split in the time domain so an energy harvesting device may be able to perform RF harvesting and transmission in the same symbol, by definition of OFDM, splitting a symbol in the time-domain means the final product is two sub-symbols (one symbol) of the same frequency; see paragraphs 30) It would have been obvious to a person with ordinary skill in the art before the time the invention was filed to utilize one symbol in the time domain for both RF harvesting and transmission (backscatter) of Elshafie into the RF harvesting symbol allocation of Xu. Both Xu and Elshafie teach allocation of energy harvesting into uplink / downlink transmission symbols. A person with ordinary skill in the art would have been motivated to make the modification to Xu by beneficially reducing decoding and transmission delays and improving wireless communications latency. Allowable Subject Matter Claim 10 objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ROBERT J LOPATA whose telephone number is (571)270-5158. The examiner can normally be reached Mon-Fri 10-7 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Sujoy Kundu can be reached at (571)272-8586. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. ROBERT J. LOPATA Primary Examiner Art Unit 2471 /ROBERT J LOPATA/ October 6, 2026Primary Examiner, Art Unit 2471
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Prosecution Timeline

Oct 24, 2024
Application Filed
Oct 08, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
90%
Grant Probability
92%
With Interview (+2.0%)
2y 3m (~3m remaining)
Median Time to Grant
Low
PTA Risk
Based on 984 resolved cases by this examiner. Grant probability derived from career allowance rate.

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