Prosecution Insights
Last updated: July 17, 2026
Application No. 18/925,672

COORDINATING MULTIPLE STORAGE CONTROLLERS IN A CLOUD-BASED STORAGE SYSTEM

Non-Final OA §102
Filed
Oct 24, 2024
Priority
Jan 14, 2019 — continuation of 11/003,369 +2 more
Examiner
MATIN, TASNIMA
Art Unit
2135
Tech Center
2100 — Computer Architecture & Software
Assignee
Pure Storage Inc.
OA Round
3 (Non-Final)
90%
Grant Probability
Favorable
3-4
OA Rounds
6m
Est. Remaining
98%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allowance Rate
389 granted / 433 resolved
+34.8% vs TC avg
Moderate +9% lift
Without
With
+8.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 2m
Avg Prosecution
8 currently pending
Career history
444
Total Applications
across all art units

Statute-Specific Performance

§101
1.5%
-38.5% vs TC avg
§103
81.7%
+41.7% vs TC avg
§102
6.4%
-33.6% vs TC avg
§112
6.0%
-34.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 433 resolved cases

Office Action

§102
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION Continued Examination A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on April 27, 2026 has been entered. Response to Amendment Claims 4, 12, 20 are canceled. Claims 1-3, 5, 8, 9-11, 13, and 17 have been amended. Claims 1-3, 5-11, 13-23 are pending. NOTE: It is noted that any citations to specific, pages, columns, lines, or figures in the prior art reference and any interpretations of the reference should not be considered to be limiting in any way. A reference is relevant for all it contains and may be relied upon for all that it would have reasonably suggested to one having ordinary skill in the art. See MPEP 2123. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1-3, 5-11, 13-23 are rejected under 35 U.S.C. 102(a)(1) (a)(2) as being anticipated by Keremane et. al., U.S Patent Pub No. 2017/0116097 (hereinafter Keremane). Regarding Claim 1, Keremane teaches a method, comprising: reading, by a first storage system controller and a second storage system controller (Fig.1,4; Para15-16 "a first storage controller, within a first storage cluster, may have a disaster recovery relationship with a second storage controller" Para53-54), first heartbeat data from a first region of a storage device assigned to the first storage system controller and second heartbeat data from a second region of the storage device assigned to a second storage system controller (Fig.4-7; Para48-19, 53-54 "The first storage controller 402 may store heartbeat status information, such as a series of sequence numbers indicative of progress of the first storage controller 402, state transition information, operating state information, etc., within a first memory section 404") ; and determining, for the first storage system controller and the second storage system controller, a corresponding state of the storage device based on the first heartbeat data and the second heartbeat data (Fig.4-7; Para15-16-cluster storage system contains first and second controller continuously monitoring storage status using heartbeat; Para53-54 "Responsive to the current heartbeat status information indicating a failure of the first storage controller 402, the second storage controller 410 may automatically implement a switchover operation to takeover processing client I/0 requests previously processed by the first storage controller 402 before the failure." Para56-57 "In this way, both the first memory section 504 and the first disk mailbox 516 are used to convey health information of the first storage controller 502.", Para63-65). wherein the corresponding state of the storage device indicates whether the storage device is claimed by a particular storage system controller (Fig.4-7; Para51-52 “heartbeat status information may also be obtained from the first disk mailbox corresponding to the storage device owned by the first storage controller, but not the second storage controller.” Ownership corresponds to claiming status of the storage device Para59-60). Regarding claim 2, Keremane teaches all the limitations of the base claims as outlined above. Further, Keremane teaches wherein determining the corresponding state of the storage device comprises determining, that the particular storage system controller claims the storage device based on a detected change to heartbeat data corresponding to the particular storage system controller(Fig.4-7; Para53-54 "Responsive to the current heartbeat status information indicating a failure of the first storage controller 402, the second storage controller 410 may automatically implement a switchover operation to takeover processing client I/0 requests previously processed by the first storage controller 402 before the failure." Para56-57, 63-65). Regarding claim 3, Keremane teaches all the limitations of the base claims as outlined above. Further, Keremane teaches wherein, the heartbeat data is written by to the particular storage system controller to the storage device (Fig.4-7, Para53-54, Para56-57, 63-65,67). Regarding claim 5, Keremane teaches all the limitations of the base claims as outlined above. Further, Keremane teaches wherein determining the corresponding state of the storage device comprises determining, that the storage device is unclaimed based on a lack of detected changes in the first heartbeat data and the second heartbeat data, or an unhealthy status indicated in heartbeat data corresponding to the particular storage system controller(Fig.4-7, Para53-54, Para56-57 "In this way, both the first memory section 504 and the first disk mailbox 516 are used to convey health information of the first storage controller 502.", Para63-65). Regarding claim 6, Keremane teaches all the limitations of the base claims as outlined above. Further, Keremane teaches further comprising initiating, a claim of the storage device in response to determining that the storage device is unclaimed(Fig.4-7, Para53-54, Para56-57, Para63-65). Regarding claim 7, Keremane teaches all the limitations of the base claims as outlined above. Further, Keremane teaches wherein reading the first heartbeat data and the second heartbeat data is performed using one or more non- write-exclusive read operations (Fig.4-7, Para53-54 "The second storage controller 410 may perform remote direct memory access (RDMA) read operations to the first memory section 404 to obtain current heartbeat status information of the first storage controller 402." Para64-65). Regarding claim 8, Keremane teaches all the limitations of the base claims as outlined above. Further, Keremane teaches further comprising determining whether to perform a failover based on messaging information exchanged between the first storage system controller and the second system storage controller (Fig.4-7; Para53-54, 56-57 "Responsive to the current heartbeat status information and/or the second current heartbeat status information indicating a failure of the first storage controller 502, the second storage controller 510 may automatically implement a switchover operation to takeover processing client I/0 requests previously processed by the first storage controller 502 before the failure" Para63-65). Regarding claims 9-11, 13-19, 21-23, Keremane teaches these claims according to the reasoning set forth in claim 1-3,5-8. Response to Arguments Applicants arguments, filed April 27, 2026, with respect to claims 1, 9, and 17 have been fully considered and they are not persuasive. The Applicant argues Keremane fails to teach “wherein the corresponding state of the storage device indicates whether the storage device is claimed by a particular storage system controller.” The Examiner respectfully disagrees. Keremane teaches first and second controller storing heartbeat status information in storage and the status information reflects the ownership of a particular storage device by a controller (Fig.4-7; Para51-52 “heartbeat status information may also be obtained from the first disk mailbox corresponding to the storage device owned by the first storage controller, but not the second storage controller.” Ownership corresponds to claimed status of the storage device Para 53-54 “The second storage controller 410 may store heartbeat status information, such as a series of sequence numbers indicative of progress of the second storage controller 410, state transition information, operating state information, etc., within a second memory section 412 “Para56-57 Para59-60). Therefore, Keremane renders these claims unpatentable. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to TASNIMA MATIN whose telephone number is (571)272-8785. The examiner can normally be reached Monday-Friday 9-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jared Rutz can be reached on 571-272-5535. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. TASNIMA . MATIN Primary Examiner Art Unit 2135 /TASNIMA MATIN/Primary Examiner, Art Unit 2135
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Prosecution Timeline

Show 6 earlier events
Apr 15, 2026
Applicant Interview (Telephonic)
Apr 15, 2026
Examiner Interview Summary
Apr 27, 2026
Request for Continued Examination
Apr 29, 2026
Response after Non-Final Action
May 12, 2026
Non-Final Rejection mailed — §102
Jul 08, 2026
Interview Requested
Jul 14, 2026
Examiner Interview Summary
Jul 14, 2026
Applicant Interview (Telephonic)

Precedent Cases

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Patent 12657127
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1y 8m to grant Granted Jun 16, 2026
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1y 10m to grant Granted Jun 02, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
90%
Grant Probability
98%
With Interview (+8.6%)
2y 2m (~6m remaining)
Median Time to Grant
High
PTA Risk
Based on 433 resolved cases by this examiner. Grant probability derived from career allowance rate.

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