Prosecution Insights
Last updated: October 01, 2026
Application No. 18/925,692

OPTICAL IMAGING SYSTEM

Non-Final OA §103
Filed
Oct 24, 2024
Priority
Aug 01, 2018 — RE 10-2018-0089913 +3 more
Examiner
SAHLE, MAHIDERE S
Art Unit
Tech Center
Assignee
Samsung Electro-Mechanics Co., Ltd.
OA Round
1 (Non-Final)
80%
Grant Probability
Favorable
1-2
OA Rounds
8m
Est. Remaining
93%
With Interview

Examiner Intelligence

Grants 80% — above average
80%
Career Allowance Rate
906 granted / 1140 resolved
+19.5% vs TC avg
Moderate +13% lift
Without
With
+13.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
42 currently pending
Career history
1183
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
65.2%
+25.2% vs TC avg
§102
26.3%
-13.7% vs TC avg
§112
4.5%
-35.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1140 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement Acknowledgment is made of receipt of Information Disclosure Statements (PTO-1449) filed 10/24/2024 and 03/03/2026. An initialed copy is attached to this Office Action. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1-19 are rejected under 35 U.S.C. 103 as being unpatentable over Ogino (USP No. 4,264,136) in view of Dai et al. (CN 107436485 A), hereinafter “Dai”. Regarding claim 1, Ogino discloses an optical imaging system (see Fig. 3), comprising: a first lens (L1) having refractive power (see Fig. 3); a second lens (M2) comprising a first reflective region formed on an object-side surface of the second lens (see Fig. 3); a third lens (M1) comprising a second reflective region formed on an image-side surface of the third lens (see Fig. 3); a fourth lens (doublet LR) having refractive power, wherein the optical imaging system comprises no more than four lenses (see Fig. 3, Col. 9, Lines 13-15 - teaches that the lens component LR can be formed by either a cemented doublet or a single lens, thus teaching an optical imaging system of no more than four lenses), wherein the first lens, the second lens, the third lens, and the fourth lens are sequentially disposed in an order from an object side to an image side along an optical axis (see Fig. 3), where TL1 is a total lens length (a distance from an object-side surface of the first lens to an imaging plane) of the optical imaging system, and TL2 is a total optical length (a sum of lengths of light refracted and reflected between the object-side surface of the first lens and the imaging plane) of the optical imaging system (see Fig. 3, Table 2), wherein a radius of curvature of an image-side surface (r5) of the second lens (M2) is greater than a radius of curvature of an object-side surface (r3) of the third lens (M1) and a radius of curvature of the image-side surface (r4) of the third lens (M1), and wherein the imaging plane is disposed on an image side of the first lens (L1) (see Fig. 3 – illustrates the ray path extending to an imaging plane on the image side, Col. 3, Lines 16-20 – teaches that M1 has a reflecting surface on the “image side surface”, thus teaching that the imaging plane is on the image side). Table 2 of Ogino provides the distances between the optical elements and the thickness of said elements except for a back focal distance. Col. 4, Lines 16-27 and 53-58 of Ogino teach that in order to optimize the lens system a small back focal distance is required so that compactness can be maintained. In addition, Ogino teaches that the back focal distance is controlled by regulating fR. In order for the embodiments of Ogino to produce a value outside of the recited conditional expression, TL2/TL1 < 2.1, the back focal distance would need to be a large value, whereas the disclosure of Ogino teaches that it is desirable to configure the imaging system to have a small back focal distance. It has been held that where the general conditions of a claim are disclosed in the prior art, discovering the optimum or workable ranges involves only routine skill in the art. In re Aller, 105 USPQ 233 (CCPA 1955). Lenses similar in structure will have similar properties. A modification of the claimed variables would provide a system having improved optical properties for the desired use. This is further evidenced by Dai. In the same field of endeavor, Dai discloses and wherein TL2/TL1 < 2.1 (see Tables 1, 3, Paragraphs 75, 76). TL2 is determined by adding BFL and the sum of the optical path (OP) provided in Paragraph 66, Table 1. BFL is determined from BFL/TTL=0.18 (Paragraph 76) wherein TTL=5.05 (Paragraph 75, Table 3), therefore BFL=0.909. Therefore, TL2=BFL+OP=0.909+8.0924=9.0014, TL1=TTL, and TL2/TL1=9.0014/5.05=1.782. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide the optical imaging system of Ogino with wherein TL2/TL1 < 2.1 of Dai for the purpose of achieving a small size and high performance (Background Technology). Regarding claim 2, Ogino further discloses wherein the first reflective region is disposed to include an optical axis of the second lens (M2) (see Fig. 3, Col. 3, Lines 15-25). Regarding claim 3, Ogino further discloses wherein the second reflective region is formed on a region other than an optical axis of the third lens (M3) (see Fig. 3, Col. 3, Lines 15-25). Regarding claim 4, Ogino further discloses wherein the second reflective region surrounds the optical axis and is spaced apart from the optical axis by a refractive region formed on the image-side surface of the third lens (M1), and wherein the refractive region includes the optical axis of the third lens (M1) (see Fig. 3). Regarding claim 5, Ogino further discloses wherein the first lens (L1) comprises a convex object-side surface (see Fig. 3, Table 2, Col. 3, Lines 15-25). Regarding claim 6, Ogino further discloses wherein the second lens (M2) comprises a convex image-side surface (see Fig. 3, Table 2, Col. 3, Lines 15-25). Regarding claim 7, Ogino further discloses wherein the third lens (M1) comprises a concave object-side surface (see Fig. 3, Table 2, Col. 3, Lines 15-25). Regarding claim 8, Ogino further discloses wherein the third lens (M1) comprises a convex image-side surface (see Fig. 3, Table 2, Col. 3, Lines 15-25). Regarding claim 9, Ogino further discloses wherein the fourth lens (LR) comprises a convex image-side surface (see Fig. 3, Table 2, Col. 9, Lines 13-15). Regarding claim 10, Ogino further discloses wherein the second lens (M1) comprises an effective diameter smaller than effective diameters of the first lens and the third lens (see Fig. 3, Table 2). Regarding claim 11, Ogino discloses an optical imaging system (see Fig. 7, Table 4), comprising: a first lens (L1), a second lens (M2), a third lens (M1), and a fourth lens (doublet LR) disposed in order from an object-side along an optical axis (see Fig. 3, Table 2), wherein one or more of the first to fourth lenses comprise a reflective region reflecting light refracted from adjacent lenses (see Fig. 3, Table 2), where f is a focal length of the optical imaging system, and TL2 is a total optical length (a sum of lengths of light refracted and reflected between an object-side surface of the first lens and an imaging plane) of the optical imaging system, wherein the optical imaging system comprises no more than four lenses (see Fig. 3, Col. 9, Lines 13-15 - teaches that the lens component LR can be formed by either a cemented doublet or a single lens, thus teaching an optical imaging system of no more than four lenses), wherein a radius of curvature of an image-side surface (r5) of the second lens (M2) is greater than a radius of curvature of an object-side surface (r3) of the third lens (M1) and a radius of curvature of an image-side surface (r4) of the third lens (M1), wherein the imaging plane is disposed on an image side of the first lens (L1) (see Fig. 3 – illustrates the ray path extending to an imaging plane on the image side, Col. 3, Lines 16-20 – teaches that M1 has a reflecting surface on the “image side surface”, thus teaching that the imaging plane is on the image side), and wherein the second lens (M2) comprises a reflective region formed on an object-side surface of the second lens (M2) (see Fig. 3). Table 2 of Ogino provides the distances between the optical elements and the thickness of said elements except for a back focal distance. Col. 4, Lines 16-27 and 53-58 of Ogino teach that in order to optimize the lens system a small back focal distance is required so that compactness can be maintained. In addition, Ogino teaches that the back focal distance is controlled by regulating fR. In order for the embodiments of Ogino to produce a value outside of the recited conditional expression, 1.1 ≤ f/TL2, the back focal distance would need to be a large value, whereas the disclosure of Ogino teaches that it is desirable to configure the imaging system to have a small back focal distance. It has been held that where the general conditions of a claim are disclosed in the prior art, discovering the optimum or workable ranges involves only routine skill in the art. In re Aller, 105 USPQ 233 (CCPA 1955). Lenses similar in structure will have similar properties. A modification of the claimed variables would provide a system having improved optical properties for the desired use. This is further evidenced by Dai. In the same field of endeavor, Dai discloses and wherein the optical imaging system satisfies a conditional expression: 1.1 ≤ f/TL2 (see Tables 1, 3, Paragraph 76). TL2 is determined by adding BFL and the sum of the optical path (OP) provided in Paragraph 66, Table 1. BFL is determined from BFL/TTL=0.18 (Paragraph 76) wherein TTL=5.05 (Paragraph 75, Table 3), therefore BFL=0.909. Therefore, TL2=BFL+OP=0.909+8.0924=9.0014, f=11.48 (Paragraph 75, Table 3), and f/TL2=11.48/9.0014=1.275. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide the optical imaging system of Ogino with and wherein the optical imaging system satisfies a conditional expression: 1.1 ≤ f/TL2 of Dai for the purpose of achieving a small size and high performance (Background Technology). Regarding claim 12, Ogino further discloses wherein the third lens (M1) comprises a reflective region formed on an image-side surface of the third lens (see Fig. 3, Table 2, Col. 3, Lines 15-25). Regarding claim 13, Ogino further discloses wherein the first lens (L1) comprises a convex object-side surface (see Fig. 3, Table 2, Col. 3, Lines 15-25). Regarding claim 14, Ogino discloses wherein the optical imaging system where TL1 is a total lens length (a distance from the object-side surface of the first lens to the imaging plane) of the optical imaging system (see Fig. 3, Table 2). Table 2 of Ogino provides the distances between the optical elements and the thickness of said elements except for a back focal distance. Col. 4, Lines 16-27 and 53-58 of Ogino teach that in order to optimize the lens system a small back focal distance is required so that compactness can be maintained. In addition, Ogino teaches that the back focal distance is controlled by regulating fR. In order for the embodiments of Ogino to produce a value outside of the recited conditional expression, TL2/TL1 < 2.1, the back focal distance would need to be a large value, whereas the disclosure of Ogino teaches that it is desirable to configure the imaging system to have a small back focal distance. It has been held that where the general conditions of a claim are disclosed in the prior art, discovering the optimum or workable ranges involves only routine skill in the art. In re Aller, 105 USPQ 233 (CCPA 1955). Lenses similar in structure will have similar properties. A modification of the claimed variables would provide a system having improved optical properties for the desired use. This is further evidenced by Dai. In addition, Dai discloses and wherein TL2/TL1 < 2.1 (see Tables 1, 3, Paragraphs 75, 76). TL2 is determined by adding BFL and the sum of the optical path (OP) provided in Paragraph 66, Table 1. BFL is determined from BFL/TTL=0.18 (Paragraph 76) wherein TTL=5.05 (Paragraph 75, Table 3), therefore BFL=0.909. Therefore, TL2=BFL+OP=0.909+8.0924=9.0014, TL1=TTL, and TL2/TL1=9.0014/5.05=1.782. It would have been obvious to one of ordinary skill to provide the optical imaging system of Ogino with the teachings of Dai for at least the same reasons as those set forth above with respect to claim 11. Regarding claim 15, Ogino further discloses wherein the optical imaging system satisfies one or more conditional expressions: 0.1 < L1S1/f < 0.95 (Table 2 – r1) -0.95 < L2S1/f < -0.1 (Table 2 – r6) -1.5 < L3S1/f < -0.2 (Table 2 – r3) -1.55 < L3S2/f < -0.25 (Table 2 – r4) where L1S1 is a radius of curvature of an object-side surface (r1) of the first lens (L1), L2S1 is a radius of curvature of an object-side surface (r6) of the second lens (M2), L3S1 is a radius of curvature of an object-side surface (r3) of the third lens (M1), and L3S2 is a radius of curvature of an image-side surface (r4) of the third lens (M1) (see Fig. 3, Table 2). Regarding claim 16, Ogino discloses an optical imaging system (see Fig. 3), comprising: a first lens (L1), a second lens (M2), a third lens (M1), and a fourth lens (doublet LR) disposed adjacent one another in order from an object-side, wherein the fourth lens is disposed along an optical axis adjacent an imaging plane of the optical imaging system (see Fig. 3), wherein incident light from the object-side is refracted by the first lens (L1), reflected by a reflective region of the third lens (M1), reflected by a reflective surface of the second lens (M2), refracted by a refractive region of the third lens (M1), and refracted by the fourth lens (doublet LR) to form an image in this order, wherein the optical imaging system comprises no more than four lenses (see Fig. 3, Col. 9, Lines 13-15 - teaches that the lens component LR can be formed by either a cemented doublet or a single lens, thus teaching an optical imaging system of no more than four lenses), and where TL1 is a total lens length (a distance from an object-side surface of the first lens to the imaging plane) of the optical imaging system, and TL2 is a total optical length (a sum of lengths of light refracted and reflected between the object-side surface of the first lens and the imaging plane) of the optical imaging system (Table 2), wherein a radius of curvature of an image-side surface (r5) of the second lens (M2) is greater than a radius of curvature of an object-side surface (r3) of the third lens (M1) and a radius of curvature of an image-side surface (r4) of the third lens (M1), wherein the imaging plane is disposed on an image side of the first lens (L1) (see Fig. 3 – illustrates the ray path extending to an imaging plane on the image side, Col. 3, Lines 16-20 – teaches that M1 has a reflecting surface on the “image side surface”, thus teaching that the imaging plane is on the image side), wherein a reflective region of the second lens (M2) is disposed on an object-side surface of the second lens (M2) (see Fig. 3). Table 2 of Ogino provides the distances between the optical elements and the thickness of said elements except for a back focal distance. Col. 4, Lines 16-27 and 53-58 of Ogino teach that in order to optimize the lens system a small back focal distance is required so that compactness can be maintained. In addition, Ogino teaches that the back focal distance is controlled by regulating fR. In order for the embodiments of Ogino to produce a value outside of the recited conditional expression, TL2/TL1 < 2.1, the back focal distance would need to be a large value, whereas the disclosure of Ogino teaches that it is desirable to configure the imaging system to have a small back focal distance. It has been held that where the general conditions of a claim are disclosed in the prior art, discovering the optimum or workable ranges involves only routine skill in the art. In re Aller, 105 USPQ 233 (CCPA 1955). Lenses similar in structure will have similar properties. A modification of the claimed variables would provide a system having improved optical properties for the desired use. This is further evidenced by Dai. In the same field of endeavor, Dai discloses and wherein TL2/TL1 < 2.1 (see Tables 1, 3, Paragraphs 75, 76). TL2 is determined by adding BFL and the sum of the optical path (OP) provided in Paragraph 66, Table 1. BFL is determined from BFL/TTL=0.18 (Paragraph 76) wherein TTL=5.05 (Paragraph 75, Table 3), therefore BFL=0.909. Therefore, TL2=BFL+OP=0.909+8.0924=9.0014, TL1=TTL, and TL2/TL1=9.0014/5.05=1.782. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide the optical imaging system of Ogino with wherein TL2/TL1 < 2.1 of Dai for the purpose of achieving a small size and high performance (Background Technology). Regarding claim 17, Ogino further discloses wherein the reflective region of the third lens (M1) is disposed on an image-side surface of the third lens (M1) and spaced apart from an optical axis of the third lens (M1) (see Fig. 3, Col. 3, Lines 15-25). Regarding claim 18, Ogino further discloses wherein the refractive region of the third lens (M1) includes the optical axis on the image-side surface of the third lens (M1) (see Fig. 3, Col. 3, Lines 15-25). Regarding claim 19, Ogino further discloses wherein the reflective region of the second lens (M2) is disposed on an object-side surface of the second lens and includes an optical axis of the second lens (see Fig. 3, Col. 3, Lines 15-25). Prior Art Citations Kohno et al. (WO 2012/108137 A1 – Fig. 1) is being cited herein to show an optical imaging system relevant to the claimed invention. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MAHIDERE S SAHLE whose telephone number is (571)270-3329. The examiner can normally be reached Monday-Thursday 8:00 AM to 5:00 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ricky Mack can be reached at 571 272-2333. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MAHIDERE S SAHLE/Primary Examiner, Art Unit 2872 8/8/2026
Read full office action

Prosecution Timeline

Oct 24, 2024
Application Filed
Aug 12, 2026
Non-Final Rejection mailed — §103 (current)

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Prosecution Projections

1-2
Expected OA Rounds
80%
Grant Probability
93%
With Interview (+13.1%)
2y 7m (~8m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1140 resolved cases by this examiner. Grant probability derived from career allowance rate.

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