Prosecution Insights
Last updated: September 01, 2026
Application No. 18/931,422

INFORMATION PROCESSING APPARATUS, SYSTEM, CONTROL METHOD OF INFORMATION PROCESSING APPARATUS, AND NON-TRANSITORY COMPUTER-READABLE STORAGE MEDIUM

Non-Final OA §103
Filed
Oct 30, 2024
Priority
Feb 04, 2022 — JP 2022-016554 +2 more
Examiner
DIABY, MOUSTAPHA
Art Unit
Tech Center
Assignee
Canon Inc.
OA Round
1 (Non-Final)
84%
Grant Probability
Favorable
1-2
OA Rounds
2m
Est. Remaining
94%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allowance Rate
522 granted / 623 resolved
+23.8% vs TC avg
Moderate +10% lift
Without
With
+10.0%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 0m
Avg Prosecution
20 currently pending
Career history
642
Total Applications
across all art units

Statute-Specific Performance

§101
6.5%
-33.5% vs TC avg
§103
56.3%
+16.3% vs TC avg
§102
19.9%
-20.1% vs TC avg
§112
13.1%
-26.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 623 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Application, submitted on 10/30/2024, has been received, entered, and made of record. Currently, claims 1-20 remain pending in the application. Information Disclosure Statement The information disclosure statement (IDS) submitted on 10/30/2024 was filed in compliance with the provisions of 37 CFR 1.97 and 1.98. Accordingly, the information disclosure statement is being considered by the examiner as indicated. However, Applicant has not provided an explanation of relevance of cited document(s). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 2, 5-8, 12, 16-17, and 19-20 are rejected under 35 U.S.C.103 as being unpatentable over Tanaka (US 2020/0293245 A1) in view of Yabe (US 2021/0342108 A1). Referring to claim 1, Tanaka discloses a printing apparatus (figs.1-4, image forming apparatus 10) comprising: a controller including a processor (fig.3, CPU 11) and a memory (fig.3, memory 12), the controller configured to: acquire information on an environment of a network to which the printing apparatus is connected ([0084]) (Note: the image forming apparatus acquires environment information of the currently connected network); by executing a program that outputs a setting value based on information on an environment of a network input to the program, specify, based on the acquired information on the environment of the network, a setting value recommended to be set in the printing apparatus ([0033], [0049], fig.7, [0084]-[0086]) (Note: when the environment information acquired does not match the environment information transmitted from the management server; the image forming apparatus specifies a network setting to be check and set for proper connection); display, on a display (fig.4, display unit 33), the specified setting value in a manner that the specified setting value is recommended to be set ([0085]-[0086]; figs10, 13A-B) (Note: the image forming apparatus displays a notification about the network setting to be corrected); and set, based on a user instruction to set the displayed setting value, the displayed setting value in the printing apparatus (figs.13-15) (Note: the image forming apparatus corrects the network setting on user instruction). Tanaka fails to disclose a program that uses a trained model. However, in the same field of endeavor of printing apparatus art, Yabe discloses a program that uses a trained model ([0067] and [0223]). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention by the applicant to modify the printing apparatus of Tanaka with a program that uses a trained model as taught by Yabe. The suggestion/motivation for doing so would have been to help a printing apparatus fix problems on its own, save energy, and stop security threats before they start. Referring to claim 2, the same ground of rejection provided for claim 1 is applicable herein. Tanaka further discloses a printing apparatus (fig.3, image forming apparatus 10) comprising: a printer unit (fig.3, print engine 17). Referring to claim 5, the same ground of rejection provided for claim 1 is applicable herein. Referring to claim 6, the same ground of rejection provided for claim 1 is applicable herein. Referring to claim 7, the same ground of rejection provided for claim 1 is applicable herein. Tanaka further discloses a non-transitory computer-readable storage medium storing a program for controlling a printing apparatus ([0004]). Referring to claim 8, Tanaka in view of Yabe discloses the printing apparatus according to claim 2. Tanaka discloses wherein the controller further configured to: receive a print job via the network; and print data based on the print job by using the printer unit ([0048] and [0054]-[0055]). Referring to claim 12, Tanaka in view of Yabe discloses the printing apparatus according to claim 1. Tanaka further discloses wherein the information on the environment of the network is information on communication performed by the printing apparatus ([0033]). Referring to claim 16, Tanaka in view of Yabe discloses the printing apparatus according to claim 1, except wherein the information on the environment of the network is numerically vectorized for specifying the setting value recommended to be set in the printing apparatus. However, Yabe discloses a concept wherein an information is numerically vectorized for specifying a value ([0128]) (Note: the device setting management server numerically vectorizes the collected data information based on the vectorization information, whereby the collected data information is converted into vector representations). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention by the applicant to modify the printing apparatus of Tanaka with the concept as taught by Yabe. The suggestion/motivation for doing so would have been for fast processing. Referring to claim 17, Tanaka in view of Yabe discloses the printing apparatus according to claim 1. Yabe discloses wherein the trained model is a model on which machine learning is performed ([0067]) (Note: device setting estimation unit 322 generates trained model information for estimating device settings corresponding to the respective functions of the MFP by performing machine learning on the collected data on the MFP). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention by the applicant to modify the printing apparatus of Tanaka with the concept as taught by Yabe. The suggestion/motivation for doing so would have been to make real-time predictions. Referring to claim 19, Tanaka in view of Yabe discloses the printing apparatus according to claim 1. Tanaka further discloses wherein the display is a panel of the printing apparatus (fig.10 and [0086]) (Note: operation panel 51). Referring to claim 20, Tanaka in view of Yabe discloses the printing apparatus according to claim 17, except wherein the machine learning is performed by using, as input data, information on environments of networks to which printing apparatuses are respectively connected, and using, as training data, setting values respectively set in the printing apparatuses. However, Yabe discloses a concept wherein the machine learning is performed by using, as input data, information on networks to which printing apparatuses are respectively connected, and using, as training data, setting values respectively set in the printing apparatuses ([0100]-[0105] and [0124]) (Note: the machine learning is performed by using, collected data as input data and using, as training data, setting values respectively set in the printing apparatuses). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention by the applicant to modify the printing apparatus of Tanaka with the concept as taught by Yabe. The suggestion/motivation for doing so would have been to efficiently obtain a trained model. Claims 3-4, 10, and 13-14 are rejected under 35 U.S.C.103 as being unpatentable over Tanaka in view of Yabe, and further in view of Ito (US 2019/0079710 A1). Referring to claim 3, Tanaka in view of Yabe discloses the printing apparatus according to claim 1, except wherein the setting value recommended to be set is a setting value indicating an environment recommended to be set, and wherein, based on the user instruction to set the displayed setting value, a plurality of setting values suitable for the environment recommended to be set is set in the printing apparatus. However, in the same field of endeavor of printing apparatus art, Ito discloses a concept wherein the setting value recommended to be set is a setting value indicating an environment recommended to be set, and wherein, based on the user instruction to set the displayed setting value, a plurality of setting values suitable for the environment recommended to be set is set in the printing apparatus (fig.3A and [0031]-[0032]). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention by the applicant to modify the printing apparatus of Tanaka in view of Yabe with the concept of Ito to obtain the claimed invention. The suggestion/motivation for doing so would have been to help a printing apparatus function properly. Referring to claim 4, Tanaka in view of Yabe and Ito discloses the printing apparatus according to claim 3. Ito discloses wherein the setting value output by the program is a setting value indicating an environment estimated as a usage environment of the printing apparatus (fig.3A and [0031]-[0032]) (Note: wired infrastructure (environment) and wireless infrastructure (environment)). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention by the applicant to modify the printing apparatus of Tanaka in view of Yabe with the concept of Ito to obtain the claimed invention. The suggestion/motivation for doing so would have been to improve user experience. Referring to claim 10, Tanaka in view of Yabe discloses the printing apparatus according to claim 5, except wherein a selection of the setting value indicating the environment from among the setting values respectively indicating environments is received from a user, and wherein the specified setting value is displayed on a screen for receiving the selection of the setting value. However, in the same field of endeavor of printing apparatus art, Ito discloses a concept wherein a selection of the setting value indicating the environment from among the setting values respectively indicating environments is received from a user, and wherein the specified setting value is displayed on a screen for receiving the selection of the setting value (fig.3A and [0031]-[0032]). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention by the applicant to modify the printing apparatus of Tanaka in view of Yabe with the concept of Ito to obtain the claimed invention. The suggestion/motivation for doing so would have been to help a printing apparatus function properly. Referring to claim 13, Tanaka in view of Yabe discloses the printing apparatus according to claim 12, except wherein the information on the communication performed by the printing apparatus is information based on communication packets. However, in the same field of endeavor of printing apparatus art, Ito discloses a concept wherein the information on the communication performed by the printing apparatus is information based on communication packets ([0056]-[0063]) (Note: information based on communication packets). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention by the applicant to modify the printing apparatus of Tanaka in view of Yabe with the concept of Ito to obtain the claimed invention. The suggestion/motivation for doing so would have been to provide high network efficiency. Referring to claim 14, Tanaka in view of Yabe and Ito discloses the printing apparatus according to claim 13 Ito discloses wherein the communication packets include at least one of communication packets transmitted by the printing apparatus and communication packets received by the printing apparatus ([0056]-[0063]) (Note: communication packets transmitted and received by the printing apparatus). The same motivation provided for claim 13 is applicable herein. Claim 11 is rejected under 35 U.S.C.103 as being unpatentable over Tanaka in view of Yabe and Ito, and furthermore in view of Suzuki (US 2019/0227758 A1). Referring to claim 11, Tanaka in view of Yabe and Ito discloses the printing apparatus according to claim 3, except wherein the plurality of setting values suitable for the environment recommended to be set is a plurality of setting values related to security. However, in the same field of endeavor of printing apparatus art, Suzuki discloses a concept wherein the plurality of setting values suitable for the environment recommended to be set is a plurality of setting values related to security ([0086]-[0087]) (Note: the CPU 210 of the MFP 200A determines whether any one of the three ports subjected to diagnostics was determined to be open to the public and, thus, a port with security issues (a vulnerable port)). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention by the applicant to modify the printing apparatus of Tanaka in view of Yabe and Ito with the concept of Suzuki to obtain the claimed invention. The suggestion/motivation for doing so would have been to protect the printing apparatus from attack. Claim 18 is rejected under 35 U.S.C.103 as being unpatentable over Tanaka in view of Yabe, and further in view of Ito (US 2011/0063670 A1). Referring to claim 18, Tanaka in view of Yabe discloses the printing apparatus according to claim 17, except wherein the information on the environments of the networks to which the printing apparatuses are respectively connected is information on communication performed by the printing apparatuses operated for a predetermined period. However, in the same field of endeavor of printing apparatus art, Suzuki discloses a concept wherein the information on the networks to which the printing apparatuses are respectively connected is information on communication performed by the printing apparatuses operated for a predetermined period (fig.1, [0041]-[0047] and [0167]-[0168]). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention by the applicant to modify the printing apparatus of Tanaka in view of Yabe with the concept of Ito to obtain the claimed invention. The suggestion/motivation for doing so would have been to better assist the printing apparatuses. Allowable Subject Matter Claims 9 and 15 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MOUSTAPHA DIABY whose telephone number is (571)270-1669. The examiner can normally be reached Monday-Friday: 9AM-6PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, ABDERRAHIM MEROUAN can be reached at (571) 270-5254. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MOUSTAPHA DIABY/Primary Examiner, Art Unit 2683
Read full office action

Prosecution Timeline

Oct 30, 2024
Application Filed
Apr 23, 2025
Response after Non-Final Action
Jul 17, 2025
Response after Non-Final Action
Aug 11, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
84%
Grant Probability
94%
With Interview (+10.0%)
2y 0m (~2m remaining)
Median Time to Grant
Low
PTA Risk
Based on 623 resolved cases by this examiner. Grant probability derived from career allowance rate.

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