Prosecution Insights
Last updated: October 25, 2026
Application No. 18/932,634

INFORMATION PROCESSING SYSTEM, INFORMATION PROCESSING METHOD, AND NON-TRANSITORY COMPUTER READABLE STORAGE MEDIUM

Non-Final OA §102
Filed
Oct 31, 2024
Priority
Oct 31, 2023 — JP 2023-186943
Examiner
AZAD, ABUL K
Art Unit
Tech Center
Assignee
Rakuten Group Inc.
OA Round
2 (Non-Final)
86%
Grant Probability
Favorable
2-3
OA Rounds
5m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 86% — above average
86%
Career Allowance Rate
697 granted / 814 resolved
+25.6% vs TC avg
Moderate +14% lift
Without
With
+13.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
20 currently pending
Career history
837
Total Applications
across all art units

Statute-Specific Performance

§101
18.6%
-21.4% vs TC avg
§103
37.6%
-2.4% vs TC avg
§102
27.2%
-12.8% vs TC avg
§112
5.5%
-34.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 814 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . This action is in response to the communication filed on August 17, 2026. Claims 1-11 are pending in this action. Claims 1 has been amended. Claims 8-11 have been newly added. Response to Arguments Applicant’s arguments with respect to claim(s) 1-11 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-11 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Ding et al. (US 2021/0200956). As per claim 1, Ding discloses, an information processing system, comprising: at least one processor (Paragraph 0109); and at least one memory device storing a plurality of instructions which, when executed by the at least one processor (Paragraphs 0109-0112), cause the at least one processor to: acquire a question based on input from a user (Paragraphs 0024-0026); acquire answer basis information corresponding to the question from a database (Paragraphs 0048 and 0053-0054); request a language model to create an answer to the question based on the acquired answer basis information and acquire a model answer from the language model (Paragraphs 0067-0070); determine whether the model answer matches the acquired answer basis information; and generate an answer to be output to the user based on a result of the determination and the model answer (Fig. 1, element 105). As per claim 2, Ding discloses, the information processing system according to claim 1, wherein the plurality of instructions cause the at least one processor to determine whether the model answer matches the acquired answer basis information based on whether each of a plurality of words included in the model answer is included in words included in the answer basis information (Paragraphs 0048-0049. “semantic representation”). As per claim 3, Ding discloses, he information processing system according to claim 1, wherein the plurality of instructions cause the at least one processor to generate an answer including the model answer and information for identifying the answer basis information, when it is determined that the model answer matches the acquired answer basis information (Paragraphs 0048-0049). As per claim 4, Ding discloses, the information processing system according to claim 1, wherein the plurality of instructions cause the at least one processor to generate an answer including the model answer and information indicating that a reliability of the model answer is low, when it is determined that the model answer does not match the acquired answer basis information (Paragraph 0055, “calculate the confidence”). As per claim 5, Ding discloses, he information processing system according to claim 1, wherein the plurality of instructions cause the at least one processor to request a language model to create an answer to the question based on the question and the acquired answer basis information, and acquire a model answer from the language model (Paragraphs 0069-0070). As per claim 8, Ding discloses, the information processing system according to claim 1, wherein the plurality of instructions cause the at least one processor to: input the question into a feature extraction model to extract a first feature vector as a query vector; search a feature database for a second feature vector similar to the query vector; and obtain the answer basis information from the database corresponding to the second feature vector (Paragraphs 0029-0047). As per claim 9, Ding discloses, the information processing system according to claim 8, wherein the feature database comprises a plurality of knowledge documents, and wherein the answer basis information is obtained from a knowledge document from among the plurality of knowledge documents based on the second feature vector (Paragraphs 0048-0049). As per claim 9, Ding discloses, the information processing system according to claim 9, wherein the feature database comprises a plurality of vectors extracted from the plurality of knowledge documents (Fig. 2). As per claim 10, Ding discloses, the information processing system according to claim 8, wherein the plurality of instructions cause the at least one processor to search the feature database for the second feature vector similar to the query vector based on a calculated cosine similarity (Paragraphs 0061-0063 and 0077-0079). As per claim 6 and 7, they are analyzed and thus rejected for the same reasons set forth in the rejection of claim 1, because the corresponding claims have similar limitations. Contact Information Any inquiry concerning this communication or earlier communications from the examiner should be directed to Abul K. Azad whose telephone number is (571) 272-7599. If attempts to reach the examiner by telephone are unsuccessful, the examiner's supervisor, Bhavesh Mehta, can be reached at (571) 272-7453. Any response to this action should be mailed to: Commissioner for Patents P.O. Box 1450 Alexandria, VA 22313-1450 Or faxed to: (571) 273-8300. Hand-delivered responses should be brought to 401 Dulany Street, Alexandria, VA-22314 (Customer Service Window). Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). October 1, 2026 /ABUL K AZAD/Primary Examiner, Art Unit 2656
Read full office action

Prosecution Timeline

Oct 31, 2024
Application Filed
May 19, 2026
Non-Final Rejection mailed — §102
Jul 28, 2026
Interview Requested
Aug 05, 2026
Applicant Interview (Telephonic)
Aug 06, 2026
Examiner Interview Summary
Aug 17, 2026
Response Filed
Oct 05, 2026
Non-Final Rejection mailed — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12769940
AUTOMATIC SUGGESTION OF DOMAIN-SPECIFIC KNOWLEDGE
2y 4m to grant Granted Oct 20, 2026
Patent 12769947
TEXTUAL INFORMATION REFINING
2y 2m to grant Granted Oct 20, 2026
Patent 12762344
SPLITTING REGULAR EXPRESSIONS BETWEEN NON-DETERMINISTIC FINITE AUTOMATON AND DETERMINISTIC FINITE AUTOMATON
2y 5m to grant Granted Oct 13, 2026
Patent 12744041
DYNAMIC ASSISTANT SUGGESTIONS DURING ASSISTANT BROWSING
2y 0m to grant Granted Sep 22, 2026
Patent 12738270
METHOD FOR ANALYZING USER UTTERANCE AND ELECTRONIC DEVICE SUPPORTING THE SAME
3y 0m to grant Granted Sep 15, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

2-3
Expected OA Rounds
86%
Grant Probability
99%
With Interview (+13.8%)
2y 4m (~5m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 814 resolved cases by this examiner. Grant probability derived from career allowance rate.

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