Prosecution Insights
Last updated: April 18, 2026
Application No. 18/934,286

VIDEO ENCODER

Non-Final OA §103
Filed
Nov 01, 2024
Examiner
KIM, MATTHEW DAVID
Art Unit
2483
Tech Center
2400 — Computer Networks
Assignee
Sigmastar Technology Ltd.
OA Round
1 (Non-Final)
73%
Grant Probability
Favorable
1-2
OA Rounds
2y 4m
To Grant
90%
With Interview

Examiner Intelligence

Grants 73% — above average
73%
Career Allow Rate
203 granted / 278 resolved
+15.0% vs TC avg
Strong +17% interview lift
Without
With
+16.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
22 currently pending
Career history
300
Total Applications
across all art units

Statute-Specific Performance

§101
2.1%
-37.9% vs TC avg
§103
70.6%
+30.6% vs TC avg
§102
4.6%
-35.4% vs TC avg
§112
15.2%
-24.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 278 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statement(s) (IDS) submitted on 11/01/2024 is/are in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement(s) is/are being considered by the examiner. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically taught as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 1-4, 9-10, and 15-19 is/are rejected under 35 U.S.C. 103 as being unpatentable over Segall et al. (US 20120236936) (hereinafter Segall) in view of Tsuji et al. (US 20160337652) (hereinafter Tsuji). Regarding claim 1, Segall teaches wherein the input data comprises a coding block (see Segall paragraphs 26-27, and 40-43 regarding H.264 coding method, NxN sized coding blocks and N/2 or N/4 sized image blocks where N is 32, where input blocks are encoded and in some cases as a second mode, a block that is considered a second block due to being part of a second group may be processed before a block that is considered a first block due to being part of a first group before the first to be processed block is finished processing- it is obvious that if a frame is coded, there will be a first or second coding block located at a right boundary of a frame due to the checkerboard pattern of the grouping of Segall), However, Segall does not explicitly teach the hardware and signaling as needed for the limitations of claim 1. Tsuji, in a similar field of endeavor, teaches A video encoder coupled to an external memory and configured to encode an input data to generate an output data, the video encoder comprising: a control circuit configured to generate a start signal corresponding to the coding block; a data loading circuit coupled to the control circuit and configured to read the coding block from the external memory according to the start signal; a mode decision circuit coupled to the control circuit and configured to process the coding block according to the start signal and generate an intermediate data; and an entropy coding circuit coupled to the mode decision circuit and configured to generate the output data according to the intermediate data; wherein in a video encoding mode, the control circuit further generates an indication signal indicating whether an image block of the coding block exists, and the mode decision circuit processes the image block according to the indication signal (see Tsuji paragraphs, 2, 16-18, 74, 113, 167-168, and 199 regarding processor control circuit and memory, flag syntax used to indicate various parameters, H.264 and H.265 coding modes and signals and a system of encoding a video with input video data and determining coding modes to generate intermediate data that eventually is entropy coded to generate output data according to intermediate data- one of ordinary skill would recognize that it is obvious that for video data to be input, it would need to be stored on some type of memory to load the data and coding block and that in the starting of the coding, some sort of start signal would be obviously included in order to start coding, and that it is obvious that the presence of split coding unit syntax indicates that image blocks of the coding blocks exist so that the decided mode may be used, and that the prediction mode flag indicates the mode- in combination with Segall, the memory, processor, methods, modes, and signals may be for first or second blocks to encode). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the application to modify the teaching of Segall to include the teaching of Tsuji so that in combination with Segall, the memory, processor, methods, modes, and signals may be for first or second blocks to encode. One would be motivated to combine these teachings in order to provide enhanced coding techniques for encoding video (see Tsuji paragraphs, 2, 16-18, 74, 113, 167-168, and 199). Regarding claim 2, the combination of Segall and Tsuji teaches all aforementioned limitations of claim 1, and is analyzed as previously discussed. Furthermore, the combination of Segall and Tsuji teaches wherein the coding block is located at a right boundary of a frame (see Segall paragraphs 26-27, and 40-43 regarding H.264 coding method, NxN sized coding blocks and N/2 or N/4 sized image blocks where N is 32, where input blocks are encoded and in some cases as a second mode, a block that is considered a second block due to being part of a second group may be processed before a block that is considered a first block due to being part of a first group before the first to be processed block is finished processing- it is obvious that if a frame is coded, there will be a first or second coding block located at a right boundary of a frame due to the checkerboard pattern of the grouping of Segall). Regarding claim 3, the combination of Segall and Tsuji teaches all aforementioned limitations of claim 1, and is analyzed as previously discussed. Furthermore, the combination of Segall and Tsuji teaches wherein the coding block is N by N pixels in size, the image block is N/2 by N/2 pixels or N/4 by N/4 pixels in size, and N is four or an integer multiple of four (see Segall paragraphs 26-27, and 40-43 regarding H.264 coding method, NxN sized coding blocks and N/2 or N/4 sized image blocks where N is 32, where input blocks are encoded and in some cases as a second mode, a block that is considered a second block due to being part of a second group may be processed before a block that is considered a first block due to being part of a first group before the first to be processed block is finished processing- it is obvious that if a frame is coded, there will be a first or second coding block located at a right boundary of a frame due to the checkerboard pattern of the grouping of Segall). Regarding claim 4, the combination of Segall and Tsuji teaches all aforementioned limitations of claim 3, and is analyzed as previously discussed. Furthermore, the combination of Segall and Tsuji teaches wherein N is 32 (see Segall paragraphs 26-27, and 40-43 regarding H.264 coding method, NxN sized coding blocks and N/2 or N/4 sized image blocks where N is 32, where input blocks are encoded and in some cases as a second mode, a block that is considered a second block due to being part of a second group may be processed before a block that is considered a first block due to being part of a first group before the first to be processed block is finished processing- it is obvious that if a frame is coded, there will be a first or second coding block located at a right boundary of a frame due to the checkerboard pattern of the grouping of Segall), and the video encoding mode is High Efficiency Video Coding (H.265) or Alliance for Open Media (AOMedia) Video 1 (AV1) (see Tsuji paragraphs, 2, 16-18, 74, 113, 167-168, and 199 regarding processor control circuit and memory, flag syntax used to indicate various parameters, H.264 and H.265 coding modes and signals and a system of encoding a video with input video data and determining coding modes to generate intermediate data that eventually is entropy coded to generate output data according to intermediate data- one of ordinary skill would recognize that it is obvious that for video data to be input, it would need to be stored on some type of memory to load the data and coding block and that in the starting of the coding, some sort of start signal would be obviously included in order to start coding, and that it is obvious that the presence of split coding unit syntax indicates that image blocks of the coding blocks exist so that the decided mode may be used, and that the prediction mode flag indicates the mode- in combination with Segall, the memory, processor, methods, modes, and signals may be for first or second blocks to encode). One would be motivated to combine these teachings in order to provide enhanced coding techniques for encoding video (see Tsuji paragraphs, 2, 16-18, 74, 113, 167-168, and 199). Regarding claim 9, Segall teaches wherein the input data comprises a first to-be-processed block and a second to-be-processed block (see Segall paragraphs 26-27, and 40-43 regarding H.264 coding method, NxN sized coding blocks and N/2 or N/4 sized image blocks where N is 32, where input blocks are encoded and in some cases as a second mode, a block that is considered a second block due to being part of a second group may be processed before a block that is considered a first block due to being part of a first group before the first to be processed block is finished processing- it is obvious that if a frame is coded, there will be a first or second coding block located at a right boundary of a frame due to the checkerboard pattern of the grouping of Segall), wherein the first to-be-processed block is adjacent to the second to-be-processed block, and in a video encoding mode, the control circuit generates the second start signal before the mode decision circuit finishes processing the first to-be-processed block (see Segall paragraphs 26-27, and 40-43 regarding H.264 coding method, NxN sized coding blocks and N/2 or N/4 sized image blocks where N is 32, where input blocks are encoded and in some cases as a second mode, a block that is considered a second block due to being part of a second group may be processed before a block that is considered a first block due to being part of a first group before the first to be processed block is finished processing- it is obvious that if a frame is coded, there will be a first or second coding block located at a right boundary of a frame due to the checkerboard pattern of the grouping of Segall). However, Segall does not explicitly teach the hardware and signaling as needed for the limitations of claim 9. Tsuji, in a similar field of endeavor, teaches A video encoder coupled to an external memory and configured to encode an input data to generate an output data, the video encoder comprising: a control circuit configured to generate a first start signal corresponding to the first to-be-processed block and a second start signal corresponding to the second to-be-processed block; a data loading circuit coupled to the control circuit and configured to read the first to-be-processed block from the external memory according to the first start signal and read the second to-be-processed block from the external memory according to the second start signal; a mode decision circuit coupled to the control circuit and configured to process the first to-be-processed block according to the first start signal, process the second to-be-processed block according to the second start signal, and generate an intermediate data; and an entropy coding circuit coupled to the mode decision circuit and configured to generate the output data according to the intermediate data (see Tsuji paragraphs, 2, 16-18, 74, 113, 167-168, and 199 regarding processor control circuit and memory, flag syntax used to indicate various parameters, H.264 and H.265 coding modes and signals and a system of encoding a video with input video data and determining coding modes to generate intermediate data that eventually is entropy coded to generate output data according to intermediate data- one of ordinary skill would recognize that it is obvious that for video data to be input, it would need to be stored on some type of memory to load the data and coding block and that in the starting of the coding, some sort of start signal would be obviously included in order to start coding, and that it is obvious that the presence of split coding unit syntax indicates that image blocks of the coding blocks exist so that the decided mode may be used, and that the prediction mode flag indicates the mode- in combination with Segall, the memory, processor, methods, modes, and signals may be for first or second blocks to encode); Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the application to modify the teaching of Segall to include the teaching of Tsuji so that in combination with Segall, the memory, processor, methods, modes, and signals may be for first or second blocks to encode. One would be motivated to combine these teachings in order to provide enhanced coding techniques for encoding video (see Tsuji paragraphs, 2, 16-18, 74, 113, 167-168, and 199). Regarding claim 10, the combination of Segall and Tsuji teaches all aforementioned limitations of claim 9, and is analyzed as previously discussed. Furthermore, the combination of Segall and Tsuji teaches wherein the first to-be-processed block is N by N pixels in size, the second to-be-processed block is N by N pixels in size, and N is four or an integer multiple of four (see Segall paragraphs 26-27, and 40-43 regarding H.264 coding method, NxN sized coding blocks and N/2 or N/4 sized image blocks where N is 32, where input blocks are encoded and in some cases as a second mode, a block that is considered a second block due to being part of a second group may be processed before a block that is considered a first block due to being part of a first group before the first to be processed block is finished processing- it is obvious that if a frame is coded, there will be a first or second coding block located at a right boundary of a frame due to the checkerboard pattern of the grouping of Segall). Regarding claim 15, the combination of Segall and Tsuji teaches all aforementioned limitations of claim 10, and is analyzed as previously discussed. Furthermore, the combination of Segall and Tsuji teaches wherein N is 32, and the video encoding mode is MPEG-4 Part 10 Advanced Video Coding (H.264) (see Segall paragraphs 26-27, and 40-43 regarding H.264 coding method, NxN sized coding blocks and N/2 or N/4 sized image blocks where N is 32, where input blocks are encoded and in some cases as a second mode, a block that is considered a second block due to being part of a second group may be processed before a block that is considered a first block due to being part of a first group before the first to be processed block is finished processing- it is obvious that if a frame is coded, there will be a first or second coding block located at a right boundary of a frame due to the checkerboard pattern of the grouping of Segall). Regarding claim 16, Segall teaches wherein the input data comprises a first block and a second block, and the first block is adjacent to the second block (see Segall paragraphs 26-27, and 40-43 regarding H.264 coding method, NxN sized coding blocks and N/2 or N/4 sized image blocks where N is 32, where input blocks are encoded and in some cases as a second mode, a block that is considered a second block due to being part of a second group may be processed before a block that is considered a first block due to being part of a first group before the first to be processed block is finished processing- it is obvious that if a frame is coded, there will be a first or second coding block located at a right boundary of a frame due to the checkerboard pattern of the grouping of Segall), the video encoder comprising: in a second video encoding mode, the control circuit generates the second start signal before the mode decision circuit finishes processing the first block; wherein the first block and the second block are both N by N pixels in size, and N is four or an integer multiple of four (see Segall paragraphs 26-27, and 40-43 regarding H.264 coding method, NxN sized coding blocks and N/2 or N/4 sized image blocks where N is 32, where input blocks are encoded and in some cases as a second mode, a block that is considered a second block due to being part of a second group may be processed before a block that is considered a first block due to being part of a first group before the first to be processed block is finished processing- it is obvious that if a frame is coded, there will be a first or second coding block located at a right boundary of a frame due to the checkerboard pattern of the grouping of Segall). However, Segall does not explicitly teach the hardware and signaling as needed for the limitations of claim 16. Tsuji, in a similar field of endeavor, teaches A video encoder coupled to an external memory and configured to encode an input data to generate an output data, a control circuit configured to generate a first start signal corresponding to the first block and a second start signal corresponding to the second block; a data loading circuit coupled to the control circuit and configured to read the first block from the external memory according to the first start signal and read the second block from the external memory according to the second start signal; a mode decision circuit coupled to the control circuit and configured to process the first block according to the first start signal, process the second block according to the second start signal, and generate an intermediate data; and an entropy coding circuit coupled to the mode decision circuit and configured to generate the output data according to the intermediate data; wherein in a first video encoding mode, the control circuit generates the second start signal after the mode decision circuit finishes processing the first block (see Tsuji paragraphs, 2, 16-18, 74, 113, 167-168, and 199 regarding processor control circuit and memory, flag syntax used to indicate various parameters, H.264 and H.265 coding modes and signals and a system of encoding a video with input video data and determining coding modes to generate intermediate data that eventually is entropy coded to generate output data according to intermediate data- one of ordinary skill would recognize that it is obvious that for video data to be input, it would need to be stored on some type of memory to load the data and coding block and that in the starting of the coding, some sort of start signal would be obviously included in order to start coding, and that it is obvious that the presence of split coding unit syntax indicates that image blocks of the coding blocks exist so that the decided mode may be used, and that the prediction mode flag indicates the mode- in combination with Segall, the memory, processor, methods, modes, and signals may be for first or second blocks to encode and in a first mode, the blocks may be coded sequentially in order); Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the application to modify the teaching of Segall to include the teaching of Tsuji so that in combination with Segall, the memory, processor, methods, modes, and signals may be for first or second blocks to encode. One would be motivated to combine these teachings in order to provide enhanced coding techniques for encoding video (see Tsuji paragraphs, 2, 16-18, 74, 113, 167-168, and 199). Regarding claim 17, the combination of Segall and Tsuji teaches all aforementioned limitations of claim 16, and is analyzed as previously discussed. Furthermore, the combination of Segall and Tsuji teaches wherein the first video encoding mode is High Efficiency Video Coding (H.265) or Alliance for Open Media (AOMedia) Video 1 (AV1) (see Tsuji paragraphs, 2, 16-18, 74, 113, 167-168, and 199 regarding processor control circuit and memory, flag syntax used to indicate various parameters, H.264 and H.265 coding modes and signals and a system of encoding a video with input video data and determining coding modes to generate intermediate data that eventually is entropy coded to generate output data according to intermediate data- one of ordinary skill would recognize that it is obvious that for video data to be input, it would need to be stored on some type of memory to load the data and coding block and that in the starting of the coding, some sort of start signal would be obviously included in order to start coding, and that it is obvious that the presence of split coding unit syntax indicates that image blocks of the coding blocks exist so that the decided mode may be used, and that the prediction mode flag indicates the mode- in combination with Segall, the memory, processor, methods, modes, and signals may be for first or second blocks to encode), and the second video encoding mode is MPEG-4 Part 10 Advanced Video Coding (H.264) (see Segall paragraphs 26-27, and 40-43 regarding H.264 coding method, NxN sized coding blocks and N/2 or N/4 sized image blocks where N is 32, where input blocks are encoded and in some cases as a second mode, a block that is considered a second block due to being part of a second group may be processed before a block that is considered a first block due to being part of a first group before the first to be processed block is finished processing- it is obvious that if a frame is coded, there will be a first or second coding block located at a right boundary of a frame due to the checkerboard pattern of the grouping of Segall). One would be motivated to combine these teachings in order to provide enhanced coding techniques for encoding video (see Tsuji paragraphs, 2, 16-18, 74, 113, 167-168, and 199). Regarding claim 18, the combination of Segall and Tsuji teaches all aforementioned limitations of claim 17, and is analyzed as previously discussed. Furthermore, the combination of Segall and Tsuji teaches wherein N is 32 (see Segall paragraphs 26-27, and 40-43 regarding H.264 coding method, NxN sized coding blocks and N/2 or N/4 sized image blocks where N is 32, where input blocks are encoded and in some cases as a second mode, a block that is considered a second block due to being part of a second group may be processed before a block that is considered a first block due to being part of a first group before the first to be processed block is finished processing- it is obvious that if a frame is coded, there will be a first or second coding block located at a right boundary of a frame due to the checkerboard pattern of the grouping of Segall). Regarding claim 19, the combination of Segall and Tsuji teaches all aforementioned limitations of claim 17, and is analyzed as previously discussed. Furthermore, the combination of Segall and Tsuji teaches wherein the second block is located at a right boundary of a frame (see Segall paragraphs 26-27, and 40-43 regarding H.264 coding method, NxN sized coding blocks and N/2 or N/4 sized image blocks where N is 32, where input blocks are encoded and in some cases as a second mode, a block that is considered a second block due to being part of a second group may be processed before a block that is considered a first block due to being part of a first group before the first to be processed block is finished processing- it is obvious that if a frame is coded, there will be a first or second coding block located at a right boundary of a frame due to the checkerboard pattern of the grouping of Segall), and in the first video encoding mode, the control circuit further generates an indication signal indicating whether an image block of the second block exists, and the mode decision circuit processes the image block according to the indication signal (see Tsuji paragraphs, 2, 16-18, 74, 113, 167-168, and 199 regarding processor control circuit and memory, flag syntax used to indicate various parameters, H.264 and H.265 coding modes and signals and a system of encoding a video with input video data and determining coding modes to generate intermediate data that eventually is entropy coded to generate output data according to intermediate data- one of ordinary skill would recognize that it is obvious that for video data to be input, it would need to be stored on some type of memory to load the data and coding block and that in the starting of the coding, some sort of start signal would be obviously included in order to start coding, and that it is obvious that the presence of split coding unit syntax indicates that image blocks of the coding blocks exist so that the decided mode may be used, and that the prediction mode flag indicates the mode- in combination with Segall, the memory, processor, methods, modes, and signals may be for first or second blocks to encode). One would be motivated to combine these teachings in order to provide enhanced coding techniques for encoding video (see Tsuji paragraphs, 2, 16-18, 74, 113, 167-168, and 199). Allowable Subject Matter Claim(s) 5-8, 11-14, and 20 is/are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: Claim 5 contains the limitations regarding a video encoder that uses a mode decision circuit to process a first image block to generate intermediate data, where the mode decision circuit processes a second image block before processing the first image block, when the indication signal is a preset value, the mode decision circuit outputs a second block coding method of the second image block to be used as a first block coding method of the first image block. Claims 11 and 20 contain the limitations regarding a video encoder that uses a mode decision circuit to process a first and second block to generate intermediate data that handles first through fourth coding blocks of the first block, all of N/2 size, that are processed sequentially in order, but after the third coding block is processed, a second start signal is generated to signal the processing of the second block before the fourth block is processed. At the time of the effective filing date of the application, these limitations had not been fully anticipated and it would not have been obvious to one of ordinary skill in the art to combine elements of the prior art to meet this limitation. The claim(s) depending on these claim(s) contain allowable subject matter for the reasons concerning these claim(s). The closest prior art, Segall et al. (US 20120236936), Tsuji et al. (US 20160337652), Feng (US 20230050596), Cai et al. (US 20170188035), Lee et al. (US 20090103620), Urban et al. (US 20200053368), Chen et al. (US 20240223768), Tu et al. (US 20160261870), Ryder et al. (US 20250016339), Xiu et al. (US 20240259567), Kang et al. (US 20210274176), Ho et al. (US 10091500), Chiu et al. (US 10244248) either singularly or in combination fail to anticipate or render obvious the above described limitations. While the prior art contains teachings regarding the sequential order processing of N/2 blocks, and also parallel processing of blocks, the prior art is silent with regard to a video encoder that uses a mode decision circuit to process a first image block to generate intermediate data, where the mode decision circuit processes a second image block before processing the first image block, when the indication signal is a preset value, the mode decision circuit outputs a second block coding method of the second image block to be used as a first block coding method of the first image block or a video encoder that uses a mode decision circuit to process a first and second block to generate intermediate data that handles first through fourth coding blocks of the first block, all of N/2 size, that are processed sequentially in order, but after the third coding block is processed, a second start signal is generated to signal the processing of the second block before the fourth block is processed. Therefore, at the time of the effective filing date of the application, these limitations had not been fully anticipated and it would not have been obvious to one of ordinary skill in the art to combine elements of the prior art to meet this limitation. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Matthew D Kim whose telephone number is (571)272-3527. The examiner can normally be reached Monday - Friday: 9:30am - 5:30pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Joseph Ustaris can be reached at (571) 272-7383. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MATTHEW DAVID KIM/Primary Examiner, Art Unit 2483
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Prosecution Timeline

Nov 01, 2024
Application Filed
Apr 04, 2026
Non-Final Rejection — §103 (current)

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Prosecution Projections

1-2
Expected OA Rounds
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Grant Probability
90%
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2y 4m
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