Prosecution Insights
Last updated: October 04, 2026
Application No. 18/934,618

TOY FOR FIGURE PLAY

Non-Final OA §102
Filed
Nov 01, 2024
Priority
Nov 02, 2023 — JP 2023-188193
Examiner
NICONOVICH, ALEXANDER R
Art Unit
Tech Center
Assignee
Epoch Company, Ltd.
OA Round
1 (Non-Final)
73%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
95%
With Interview

Examiner Intelligence

Grants 73% — above average
73%
Career Allowance Rate
987 granted / 1356 resolved
+12.8% vs TC avg
Strong +22% interview lift
Without
With
+21.9%
Interview Lift
resolved cases with interview
Fast prosecutor
1y 11m
Avg Prosecution
35 currently pending
Career history
1379
Total Applications
across all art units

Statute-Specific Performance

§101
1.4%
-38.6% vs TC avg
§103
38.8%
-1.2% vs TC avg
§102
27.6%
-12.4% vs TC avg
§112
17.9%
-22.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1356 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Status of Claims Claims 1-2, filed 11/1/2024, are pending and are currently being examined. Information Disclosure Statement The information disclosure statement (IDS) submitted on 11/1/2024 was filed before the mailing date of the first office action on the merits. The submission is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1-2 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Lakin US Pat. No. 3,279,793. Lakin teaches: In Reference to Claim 1 A toy for figure play (carrousel toy capable of use in figure play, Fig. 1-9A) comprising: a base member comprising an annular cam (base 10 having annular wall 14 with continuous cam undulations 16 to form an annular cam, Fig. 1-3, col. 2 lines 41-48); a rotation shaft erected on the base member such that a first axis of the rotation shaft is positioned on an inner side of the annular cam (rotation shaft member formed by shaft portions 27/22/18s/29/26/30, Fig. 1-4, 6, 9, provides rotation about a first central vertical axis through the center of the shaft member positioned inside of the annular cam member 14/16 of the base); and a seesaw member provided on the rotation shaft so as to be rotatable around a second axis perpendicular to the first axis of the rotation shaft (a seesaw member is pivotally coupled at a proximal end at 34 to the rotation shaft member to provide a horizontal pivot axis perpendicular to the first vertical axis of the rotation shaft, to provide vertical movement of the seesaw member distal end as it rotates about the first vertical axis of the rotation shaft, Fig. 2-3, 6, col. 4 lines 1-15), the seesaw member comprising: a cam follower part configured to be in sliding contact with the annular cam (carrier rod 32 extends from the pivot 34 towards the distal figure accommodating end, the carrier rod in sliding contact with the undulating surfaces 16 of the annular cam 14, Fig. 1-3, col. 3 line 52 – col. 4 line 25); and a figure accommodation part configured to accommodate a figure (figure 33 is coupled to the distal end of 32 which accommodates the figure thereon, Fig. 1-3, col. 2 lines 18-23, col. 3 lines 52-62). In Reference to Claim 2 The toy for figure play according to claim 1, wherein the rotation shaft is provided with an umbrella part (umbrella/canopy 31 is provided on and coupled to the rotation shaft member, Fig. 1-2, col. 2 lines 19-23, col. 3 lines 52-62, col. 4 lines 66-69). Brief Discussion of Other Prior Art References The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. See the references cited page for publications that are noted for containing similar subject matter as the applicant. For example, (JP3229649), Lakin (3,498,603), Shano (3,356,365), Burke (3,078,091), Nelson (2,846,223), Centofanti (2,569,922), Dalton (2,061,695), Gavlak (1,368,132), and Barlow (1,047,149) teach similar toys and devices for providing rotational and vertical movement to a figure similar to a carrousel and seesaw. Conclusion If the applicant or applicant’s representation has any questions or concerns regarding this office action or the application they are welcome to contact the examiner at the phone number listed below and schedule and interview to discuss the outstanding issues and possible amendments to expedite prosecution of this application. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ALEXANDER R NICONOVICH whose telephone number is (571)270-7419. The examiner can normally be reached Mon - Fri 8-6 MST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Nicholas Weiss can be reached at (571) 270-1775. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ALEXANDER R NICONOVICH/Primary Examiner, Art Unit 3711
Read full office action

Prosecution Timeline

Nov 01, 2024
Application Filed
Sep 15, 2026
Non-Final Rejection mailed — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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MANUFACTURE OF PARTIALLY TRANSPARENT BATH TOYS
2y 1m to grant Granted Sep 29, 2026
Patent 12747934
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2y 0m to grant Granted Sep 29, 2026
Patent 12742610
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2y 8m to grant Granted Sep 22, 2026
Patent 12741226
TALKING WILD WEST ACTION FIGURE
2y 6m to grant Granted Sep 22, 2026
Patent 12721458
BEDSHEET WITH CHILDREN'S STORY BOOK, GAME AND PLUSH
4y 3m to grant Granted Sep 01, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
73%
Grant Probability
95%
With Interview (+21.9%)
1y 11m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1356 resolved cases by this examiner. Grant probability derived from career allowance rate.

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