Prosecution Insights
Last updated: April 19, 2026
Application No. 18/937,398

Determining Actions of a System Based on Approaching Entity

Non-Final OA §102§103
Filed
Nov 05, 2024
Examiner
NGUYEN, AN T
Art Unit
2686
Tech Center
2600 — Communications
Assignee
Vivint Inc.
OA Round
1 (Non-Final)
68%
Grant Probability
Favorable
1-2
OA Rounds
2y 8m
To Grant
86%
With Interview

Examiner Intelligence

Grants 68% — above average
68%
Career Allow Rate
403 granted / 596 resolved
+5.6% vs TC avg
Strong +19% interview lift
Without
With
+18.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
11 currently pending
Career history
607
Total Applications
across all art units

Statute-Specific Performance

§101
3.2%
-36.8% vs TC avg
§103
50.5%
+10.5% vs TC avg
§102
22.5%
-17.5% vs TC avg
§112
16.9%
-23.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 596 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1, 4-13 and 15-20 is/are rejected under 35 U.S.C. 102 a (1) as being anticipated by GOULDEN et al. (US 20190087646). Claims 1 and 13, GOULDEN teaches a system and method comprising: an image capture device (par. 12; cameras having a field of view corresponding to the entryway); output devices (par. 27: the security action includes at least one of: activating a light or adjusting a lighting level of the smart home environment; locking or unlocking a door); and one or more processors coupled with memory and configured to (par. 29): detect, using the image capture device, an entity approaching an area (par. 83: camera facing the entryway); determine, based on attributes of the entity detected by the image capture device, that the entity corresponds to a profile (par. 230: the server system 164 performs a facial recognition operation (912) based on one or more frames of the motion stream sent to the server by doorbell 106, and determines, based on an outcome of the facial recognition operation, whether the visitor is known to the electronic greeting system); identify one or more actions corresponding to preferences indicated in the profile (par. 8: if a known visitor approaches the entryway, the system can provide a subset of actions that are appropriate for a known visitor (e.g., a greeting, and/or an option to unlock the door)); and actuate one or more of the output devices to perform the one or more actions to receive the entity to the area (par. 233: another smart device 204 implements the response (e.g., smart door lock 120 unlocks the door to let the visitor in)). Claim 4, GOULDEN teaches wherein to detect the entity approaching the area, the one or more processors are configured to detect, using the image capture device, at least one of physical characteristics of the entity or behavioral characteristics of the entity (par. 22: context information is based on a facial recognition analysis result, one or more behavior characteristics of the visitor, one or more physical characteristics of the visitor). Claims 5 and 15, GOULDEN teaches wherein the one or more processors are configured to: detect the entity approaching the area based on images captured of the entity; determine, using image recognition techniques, features of the entity from the images; and determine that the entity corresponds to the profile responsive to determining that the features of the entity meet a threshold (par. 219&230: the server system 164 performs a facial recognition operation (912) based on one or more frames of the motion stream sent to the server by doorbell 106, and determines, based on an outcome of the facial recognition operation, whether the visitor is known to the electronic greeting system). Claim 6, GOULDEN teaches wherein the one or more processors are configured to: generate a second profile corresponding to a second entity (par. 265: the user adds new face images to the database by registering automatically cropped images of new faces from new or previously unregistered visitors to the smart home environment). Claims 7 and 16, GOULDENT teaches wherein the output devices comprise one or more of: a light source; a speaker; a display device; an appliance; a climate control system; a lock; an entrance; or a water system (par. 39: locking door). Claims 8 and 17, GOULDENT teaches wherein to identify the one or more actions, the one or more processors are configured to provide the attributes of the entity and the preferences as inputs to a machine learning model (par. 21: the smart home environment (e.g., a smart doorbell) determines that a particular visitor always knocks at a particular location on the door, in a particular pattern, and with a particular amount of force. In this example, the smart home environment associates such knock attributes with the particular visitor. In another example, a visitor profile for a particular visitor is set (e.g., set manually by a user, or set via machine learning) to associate a particular knock pattern, a particular doorbell ring pattern, or a particular verbal announcement with the particular visitor). Claims 9 and 18, GOULDEN teaches wherein the one or more processors are further configured to: detect, using the image capture device, a second entity approaching the area; determine that the second entity does not correspond to one of a plurality of profiles comprising the profile; identify one or more second actions based on the second entity to deter the entity from perpetrating an act; and actuate one or more of the output devices to perform the one or more second actions (par. 66: On the other hand, if an unknown visitor approaches the entryway, the system can provide a different subset of actions that are appropriate for an unknown visitor (e.g., a warning, an option to lock the door, and/or an option to call the authorities)). Claim 10, GOULDEN teaches wherein the actions comprise turning on a light system to guide the entity within the area (par. 71: at least a subset of the quick actions are action-oriented, such as increasing a security level of the smart home environment, locking or unlocking a door, turning on or off a light, calling the authorities, alerting a security company or other person associated with the smart home (e.g., a neighbor), capturing a snapshot or video clip of the visitor (e.g., and sending it to the authorities, or storing it on a user-accessible server system), and/or turning on or off an alarm). Claims 11 and 19, GOULDEN teaches wherein the one or more processors are further configured to determine the one or more preferences indicated in the profile based on historic actions of the entity within the area (par. 142: the inferred user preferences are based on historical user activity and/or historical activity of other users). Claims 12 and 20, GOULDEN teaches wherein the preferences are established via a client device (par. 43: receiving a subsequent selection of an identified subsequent action from the user of the client device), and wherein to actuate one or more of the output devices to perform the one or more actions to receive the entity, the one or more processors are configured to actuate a sequence of the actions according to the preferences established via the client device (par. 43: the smart home may then send a new set of quick actions to the smart home user, including (a) an action to unlock the door, (b) an action to alert Susan of the visitor, (c) an action to request that the visitor wait for someone to answer the door, and (d) an action notifying the visitor that Susan is unavailable and the study session must be canceled … par. 70-71: a different scenarios where the user may preprogram one or more of the quick actions or assistant responses to include at least a subset of the quick actions are action-oriented, such as increasing a security level of the smart home environment, locking or unlocking a door, turning on or off a light, calling the authorities, alerting a security company or other person associated with the smart home (e.g., a neighbor), capturing a snapshot or video clip of the visitor (e.g., and sending it to the authorities, or storing it on a user-accessible server system), and/or turning on or off an alarm). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 2, 3 and 14 is/are rejected under 35 U.S.C. 103 as being unpatentable over GOULDEN in view of Richardson et al. (US 20180348718). Claims 2 and 14, GOULDEN does not teach wherein to detect the entity approaching the area, the one or more processors are configured to receive, from a client device associated with the entity, an indication that the entity has entered a perimeter of a geographic area. In the field of endeavor, Richardson teaches a triggered notifications and actions system. He goes on to teach receiving boundary-crossing (geo-fence) signals from the plurality of mobile devices, where a boundary-crossing signal specifies when one of the mobile devices crosses a boundary (e.g., the geo-fence) around a perimeter setup to be near a coordinator 210 (par. 91). It would have been obvious to one of ordinary skill in the art at the time of filing to modify GOULDEN’s system to include boundary detection of user as taught by Richardson in order to automatically set home security and automation system to certain mode as programmed for user convenience, a finding that one of ordinary skill in the art would have recognized that the results of the combination were predictable (Richardson par. 93). Claim 3, the combination teaches wherein the indication includes an identification of the profile (Richardson par. 7: a plurality of users, registering a device profile for a resident device (e.g., smart thermostat) to be controlled based on a location of the plurality of users). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to An T Nguyen whose telephone number is (571)270-5167. The examiner can normally be reached Monday - Friday 9-5 ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Brian Zimmerman can be reached at 571-272-3059. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /AN T NGUYEN/Primary Examiner, Art Unit 2686
Read full office action

Prosecution Timeline

Nov 05, 2024
Application Filed
Jan 21, 2026
Non-Final Rejection — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12598274
SYSTEMS AND METHODS FOR DYNAMIC POWER SHARING
2y 5m to grant Granted Apr 07, 2026
Patent 12591841
ASSET TRACKING SYSTEM AND METHOD
2y 5m to grant Granted Mar 31, 2026
Patent 12579390
AMBIENT POWER ENERGIZER CONTROL
2y 5m to grant Granted Mar 17, 2026
Patent 12573280
SYSTEMS AND METHODS FOR TAMPER EVIDENT SECURING OF A MONITORING DEVICE TO AN INDIVIDUAL
2y 5m to grant Granted Mar 10, 2026
Patent 12562056
INFORMATION PROCESSING METHOD AND DEVICE
2y 5m to grant Granted Feb 24, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
68%
Grant Probability
86%
With Interview (+18.6%)
2y 8m
Median Time to Grant
Low
PTA Risk
Based on 596 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month