Prosecution Insights
Last updated: August 18, 2026
Application No. 18/939,019

COMMUNICATION METHOD AND APPARATUS

Non-Final OA §103
Filed
Nov 06, 2024
Priority
May 09, 2022 — CN 202210499938.7 +1 more
Examiner
TAYLOR, BARRY W
Art Unit
Tech Center
Assignee
Huawei Technologies Co., Ltd.
OA Round
1 (Non-Final)
75%
Grant Probability
Favorable
1-2
OA Rounds
9m
Est. Remaining
80%
With Interview

Examiner Intelligence

Grants 75% — above average
75%
Career Allowance Rate
719 granted / 956 resolved
+15.2% vs TC avg
Minimal +5% lift
Without
With
+4.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
23 currently pending
Career history
979
Total Applications
across all art units

Statute-Specific Performance

§101
3.4%
-36.6% vs TC avg
§103
64.2%
+24.2% vs TC avg
§102
16.3%
-23.7% vs TC avg
§112
9.0%
-31.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 956 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. 1. Claims 1-20 are rejected under 35 U.S.C. 103 as being unpatentable over D1 (WO 2022/067831 wherein the cited passages for D1 refer to the family member 2023/02322228 found in IDS dated 5/13/2025) in view of Lee et al (2020/0359218). Regarding claims 1 and 11. D1 teaches a communication apparatus (figure 12, 0051-0055, 0252-0253 wherein UE comprising memory storing instructions, and processor) and communication method, comprising: obtaining, by a communication apparatus (UE in figure 4), first information associated with at least one network (figures 1 and 2 wherein the UE obtains EDN (e.g., at least one network) configuration from the ECS), wherein the first information comprises an authentication mechanism (e.g., candidate authentication mechanism) supported by each of the at least one network (figure 4, 0115-0116 wherein the provisioning response message may include an identifier of the EES and first indication information, wherein the first indication information indicates a candidate authentication mechanism associated with the EES, 0117 – the provisioning response message sent by the ECS to the EEC may carry the EDN configuration which includes EES information and further includes first indication information indicating the candidate authentication mechanism associated with the EES, and the like); obtaining, by the communication apparatus, a target authentication mechanism based on an authentication mechanism supported by the communication apparatus, the first information, (0121 – the EEC determines a target authentication mechanism based on the at least one third authentication mechanism supported by the EES and assistance information, wherein the assistance information includes at least one of the following: at least one second authentication mechanism supported by the UE, a network type used by the UE to access the EES, and the like, 0120 – an authentication supported by the UE may be referred to as a second authentication mechanism, and the authentication method supported by the EES may be referred to as a third authentication mechanism); and establishing, by the communication apparatus, a secure communication connection to the AF by using the target authentication mechanism (figure 4 at step 404, 0119 – the EEC establishes a communication connection with the EES based on the candidate authentication mechanism). D1 does not explicitly teach “and a network in which an application function AF is located, wherein the at least one network comprises the network in which the AF is located”. However, D1 teaches a network in which the AF is located may be implied by the network type used by the UE to access the EES (0123 – AKMA mechanism is an authentication mechanism based on a 5G network and the GBA mechanism is an authentication mechanism based on a 4G network). Lee teaches the UE/EEC transmits a provisioning request (EEC ID, serving PLMN ID, home PLMN ID, CN-type and supported EEC authentication methods) to the ESC (figure 25 at step 2504, 0219) and if the provisioning request does not include an appropriate security credential, the ECS may determine to redirect the message to the Application Authentication and Authorization Function (AAF) thereby preforming authentication. The ECS 2527, which has determined the redirection to the AAF 2526, may transmit, to the EEC 2522, a preset list of EEC authentication methods available for the AAF. In addition, the ECS transmits to the EEC, information including an address of the AAF (e.g., a network in which an AAF is located), an indicator indicating the redirect is necessary, and the reason for performing the redirection. In step 2505, the ECS transmits a provisioning response message to the EEC which includes at least one of an AAF address, a redirect request, supported EEC authentication methods, and MNO authentication requisition and an authentication method supported by the AAF (0220-0234). It would have been obvious for one of ordinary skill in the art before the effective filing date to modify D1 to further include EEC ID, serving PLMN ID, home PLMN ID, CN-type and supported EEC authentication methods in the provisioning request as taught by Lee in order to enable the ECS to determine a network in which an Application Function is located and provide a redirect message to the UE/EEC if the provisioning request does not include appropriate security credentials. Regarding claims 2 and 12. D1 teaches wherein the communication apparatus is a terminal (UE in figure 4) or a chip of a terminal (figure 4, 0119 – the EEC establishes a communication connection with the EES based on the candidate authentication mechanism). Regarding claims 3 and 13. D1 teaches wherein the network in which the AF is located is a home network of the communication apparatus, and the obtaining, by the communication apparatus, a target authentication mechanism based on an authentication mechanism supported by the communication apparatus, the first information, and a network in which an AF is located comprises: obtaining, by the communication apparatus, the target authentication mechanism based on the authentication mechanism supported by the communication apparatus and an authentication mechanism supported by the network in which the AF is located (0121-0123). Lee teaches the UE/EEC transmits a provisioning request (EEC ID, serving PLMN ID, home PLMN ID, CN-type and supported EEC authentication methods) to the ESC (figure 25 at step 2504, 0219) and if the provisioning request does not include an appropriate security credential, the ECS may determine to redirect the message to the Application Authentication and Authorization Function (AAF) thereby preforming authentication. The ECS 2527, which has determined the redirection to the AAF 2526, may transmit, to the EEC 2522, a preset list of EEC authentication methods available for the AAF. In addition, the ECS transmits to the EEC, information including an address of the AAF (e.g., a network in which an AAF is located), an indicator indicating the redirect is necessary, and the reason for performing the redirection. In step 2505, the ECS transmits a provisioning response message to the EEC which includes at least one of an AAF address, a redirect request, supported EEC authentication methods, and MNO authentication requisition and an authentication method supported by the AAF (0220-0234). Regarding claims 4 and 14. D1 teaches wherein the obtaining, by the communication apparatus, the target authentication mechanism based on the authentication mechanism supported by the communication apparatus and an authentication mechanism supported by the network in which the AF is located comprises: determining, by the communication apparatus, a candidate authentication mechanism based on the authentication mechanism supported by the communication apparatus and the authentication mechanism supported by the network in which the AF is located, wherein the candidate authentication mechanism is an authentication mechanism supported by both the communication apparatus and the home network of the communication apparatus; sending, by the communication apparatus, the candidate authentication mechanism to the AF; and receiving, by the communication apparatus, the target authentication mechanism from the AF, wherein the candidate authentication mechanism comprises the target authentication mechanism, and the target authentication mechanism is an authentication mechanism supported by all of the AF, the communication apparatus, and the home network of the communication apparatus (0115-0116 – the candidate authentication mechanism is sent to the apparatus from the AF and the communication apparatus determines the target authentication mechanism (01212-0123). Lee teaches the UE/EEC transmits a provisioning request (EEC ID, serving PLMN ID, home PLMN ID, CN-type and supported EEC authentication methods) to the ESC (figure 25 at step 2504, 0219) and if the provisioning request does not include an appropriate security credential, the ECS may determine to redirect the message to the Application Authentication and Authorization Function (AAF) thereby preforming authentication. The ECS 2527, which has determined the redirection to the AAF 2526, may transmit, to the EEC 2522, a preset list of EEC authentication methods available for the AAF. In addition, the ECS transmits to the EEC, information including an address of the AAF (e.g., a network in which an AAF is located), an indicator indicating the redirect is necessary, and the reason for performing the redirection. In step 2505, the ECS transmits a provisioning response message to the EEC which includes at least one of an AAF address, a redirect request, supported EEC authentication methods, and MNO authentication requisition and an authentication method supported by the AAF (0220-0234). Regarding claims 5 and 15. D1 teaches wherein a client is deployed in the communication apparatus, and the determining, by the communication apparatus, a candidate authentication mechanism based on the authentication mechanism supported by the communication apparatus and the authentication mechanism supported by the network in which the AF is located comprises: sending, by a non-access stratum NAS of the communication apparatus, a first authentication mechanism to the client, wherein the first authentication mechanism comprises an authentication mechanism supported by both the communication apparatus and the home network of the communication apparatus; and determining, by the client, the candidate authentication mechanism based on the first 10 authentication mechanism (0106, 0175). Lee teaches at 0112 and figure 9. The UE has an Edge Enabler Client (EEC) (0088, 0201-0202, 0212, figure 25, 0233). Regarding claims 6 and 16. D1 teaches wherein the determining, by the client, the candidate authentication mechanism based on the first authentication mechanism comprises: determining, by the client, the candidate authentication mechanism based on an authentication mechanism supported by the client and the first authentication mechanism, wherein the candidate authentication mechanism is an authentication mechanism supported by all of the client, the communication apparatus, and the home network of the communication apparatus (0122-0123). Lee teaches the UE/EEC transmits a provisioning request (EEC ID, serving PLMN ID, home PLMN ID, CN-type and supported EEC authentication methods) to the ESC (figure 25 at step 2504, 0219) and if the provisioning request does not include an appropriate security credential, the ECS may determine to redirect the message to the Application Authentication and Authorization Function (AAF) thereby preforming authentication. The ECS 2527, which has determined the redirection to the AAF 2526, may transmit, to the EEC 2522, a preset list of EEC authentication methods available for the AAF. In addition, the ECS transmits to the EEC, information including an address of the AAF (e.g., a network in which an AAF is located), an indicator indicating the redirect is necessary, and the reason for performing the redirection. In step 2505, the ECS transmits a provisioning response message to the EEC which includes at least one of an AAF address, a redirect request, supported EEC authentication methods, and MNO authentication requisition and an authentication method supported by the AAF (0220-0234). The UE has an Edge Enabler Client (EEC) (0088, 0201-0202, 0212, figure 25, 0233). Regarding claims 7 and 17. D1 teaches wherein the network in which the AF is located is a network on which the communication apparatus currently camps, the network on which the communication apparatus currently camps is not a home network of the communication apparatus, the at least one network further comprises the home network of the communication apparatus, and the obtaining, by the communication apparatus, a target authentication mechanism based on an authentication mechanism supported by the communication apparatus, the first information, and a network in which an AF is located comprises: obtaining, by the communication apparatus, the target authentication mechanism based on the authentication mechanism supported by the communication apparatus, an authentication mechanism supported by the network in which the AF is located, and an authentication mechanism supported by the home network of the communication apparatus (0121-0123). Lee teaches the UE/EEC transmits a provisioning request (EEC ID, serving PLMN ID, home PLMN ID, CN-type and supported EEC authentication methods) to the ESC (figure 25 at step 2504, 0219) and if the provisioning request does not include an appropriate security credential, the ECS may determine to redirect the message to the Application Authentication and Authorization Function (AAF) thereby preforming authentication. The ECS 2527, which has determined the redirection to the AAF 2526, may transmit, to the EEC 2522, a preset list of EEC authentication methods available for the AAF. In addition, the ECS transmits to the EEC, information including an address of the AAF (e.g., a network in which an AAF is located), an indicator indicating the redirect is necessary, and the reason for performing the redirection. In step 2505, the ECS transmits a provisioning response message to the EEC which includes at least one of an AAF address, a redirect request, supported EEC authentication methods, and MNO authentication requisition and an authentication method supported by the AAF (0220-0234). Regarding claims 8 and 18. D1 teaches wherein the obtaining, by the communication apparatus, the target authentication mechanism based on the authentication mechanism supported by the communication apparatus, an authentication mechanism supported by the network in which the AF is located, and an authentication mechanism supported by the home network of the communication apparatus comprises: determining, by the communication apparatus, a candidate authentication mechanism based on the authentication mechanism supported by the communication apparatus, the authentication mechanism supported by the network in which the AF is located, and the authentication mechanism supported by the home network of the communication apparatus, wherein the candidate authentication mechanism is an authentication mechanism supported by all of the communication apparatus, the network on which the communication apparatus currently camps, and the home network of the communication apparatus; sending, by the communication apparatus, the candidate authentication mechanism to the AF; and receiving, by the communication apparatus, the target authentication mechanism from the AF, wherein the candidate authentication mechanism comprises the target authentication mechanism, and the target authentication mechanism is an authentication mechanism supported by all of the AF, the communication apparatus, the network on which the communication apparatus currently camps, and the home network of the communication apparatus (0115-0116 – the candidate authentication mechanism is sent to the apparatus from the AF and the communication apparatus determines the target authentication mechanism (01212-0123). Lee teaches the UE/EEC transmits a provisioning request (EEC ID, serving PLMN ID, home PLMN ID, CN-type and supported EEC authentication methods) to the ESC (figure 25 at step 2504, 0219) and if the provisioning request does not include an appropriate security credential, the ECS may determine to redirect the message to the Application Authentication and Authorization Function (AAF) thereby preforming authentication. The ECS 2527, which has determined the redirection to the AAF 2526, may transmit, to the EEC 2522, a preset list of EEC authentication methods available for the AAF. In addition, the ECS transmits to the EEC, information including an address of the AAF (e.g., a network in which an AAF is located), an indicator indicating the redirect is necessary, and the reason for performing the redirection. In step 2505, the ECS transmits a provisioning response message to the EEC which includes at least one of an AAF address, a redirect request, supported EEC authentication methods, and MNO authentication requisition and an authentication method supported by the AAF (0220-0234). . Regarding claims 9 and 19. D1 teaches wherein the determining, by the communication apparatus, a candidate authentication mechanism based on the authentication mechanism supported by the communication apparatus, the authentication mechanism supported by the network in which the AF is located, and the authentication mechanism supported by the home network of the communication apparatus comprises: sending, by a NAS of the communication apparatus, a first authentication mechanism to a client, wherein the first authentication mechanism comprises an authentication mechanism supported by all of the communication apparatus, the network on which the communication apparatus currently camps, and the home network of the communication apparatus; and determining, by the client, the candidate authentication mechanism based on the first authentication mechanism (0106, 0175). Lee teaches at 0112 and figure 9. The UE has an Edge Enabler Client (EEC) (0088, 0201-0202, 0212, figure 25, 0233). Regarding claims 10 and 20. D1 teaches wherein the determining, by the client, the candidate authentication mechanism based on the first authentication mechanism comprises; determining, by the client, the candidate authentication mechanism based on an authentication mechanism supported by the client and the first authentication mechanism, wherein the candidate authentication mechanism is an authentication mechanism supported by all of the client, the communication apparatus, the network on which the communication apparatus currently camps, and the home network of the communication apparatus (0122-0123). Lee teaches the UE/EEC transmits a provisioning request (EEC ID, serving PLMN ID, home PLMN ID, CN-type and supported EEC authentication methods) to the ESC (figure 25 at step 2504, 0219) and if the provisioning request does not include an appropriate security credential, the ECS may determine to redirect the message to the Application Authentication and Authorization Function (AAF) thereby preforming authentication. The ECS 2527, which has determined the redirection to the AAF 2526, may transmit, to the EEC 2522, a preset list of EEC authentication methods available for the AAF. In addition, the ECS transmits to the EEC, information including an address of the AAF (e.g., a network in which an AAF is located), an indicator indicating the redirect is necessary, and the reason for performing the redirection. In step 2505, the ECS transmits a provisioning response message to the EEC which includes at least one of an AAF address, a redirect request, supported EEC authentication methods, and MNO authentication requisition and an authentication method supported by the AAF (0220-0234). The UE has an Edge Enabler Client (EEC) (0088, 0201-0202, 0212, figure 25, 0233). Conclusion 2. The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. ---(2025/0150823) Castellanos Zamora et al teaches negotiation involving EEC, EES, ECS, EES, UE and the UE’s Home Public Land Mobile Network (HPLMN) which enables the server to determine the UE’s PLMN and whether the HPLMN supports AKAMA, GBA or both (0013, 0119, 0125 – derive from HPLMN for non-roaming scenario or from VPLMN identifier for roaming scenario, 0145) 3. Any inquiry concerning this communication or earlier communications from the examiner should be directed to BARRY W TAYLOR whose telephone number is (571)272-7509. The examiner can normally be reached Monday-Thursday: 7-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Matthew Anderson can be reached at 571-272-4177. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /BARRY W TAYLOR/Primary Examiner, Art Unit 2646
Read full office action

Prosecution Timeline

Nov 06, 2024
Application Filed
Nov 21, 2024
Response after Non-Final Action
Aug 06, 2026
Non-Final Rejection mailed — §103 (current)

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Prosecution Projections

1-2
Expected OA Rounds
75%
Grant Probability
80%
With Interview (+4.6%)
2y 6m (~9m remaining)
Median Time to Grant
Low
PTA Risk
Based on 956 resolved cases by this examiner. Grant probability derived from career allowance rate.

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