Prosecution Insights
Last updated: October 02, 2026
Application No. 18/939,392

SAFETY GEAR ARRANGEMENT FOR ELEVATOR, ELEVATOR, AND METHOD OF OPERATION OF SAFETY GEAR ARRANGEMENT FOR ELEVATOR

Non-Final OA §102
Filed
Nov 06, 2024
Priority
Jun 22, 2022 — continuation of PCTFI2022050450
Examiner
TRAN, DIEM M
Art Unit
3654
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
KONE Corporation
OA Round
2 (Non-Final)
80%
Grant Probability
Favorable
2-3
OA Rounds
7m
Est. Remaining
93%
With Interview

Examiner Intelligence

Grants 80% — above average
80%
Career Allowance Rate
539 granted / 674 resolved
+28.0% vs TC avg
Moderate +13% lift
Without
With
+13.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
26 currently pending
Career history
702
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
39.6%
-0.4% vs TC avg
§102
32.3%
-7.7% vs TC avg
§112
23.7%
-16.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 674 resolved cases

Office Action

§102
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . This is the Final Office Action on the merits of Application No. 18/939392, filed on 11/06/2024. Claims 1-4, 7-19, 21-23 are still pending in the application. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-2, 11-13, 18-19, 21-22 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by US Patent No. 7,614,481 to Okamoto et al (henceforth referred to as Okamoto). Regarding claims 1-2, 11-13, 18-19, 21-22, Okamoto discloses a safety gear arrangement for an elevator (i.e. Fig. 1), the safety gear arrangement comprising: a gripping mechanism (i.e. Fig. 3, ref. 19) having a gripping position (i.e. Fig. 3, ref. 19) and an inactive position (i.e. Fig. 2, ref. 19) wherein the gripping mechanism is configured in the gripping position for gripping a rail (i.e. Fig. 3, ref. 2) for providing braking; an electric actuator (i.e. Fig. 3, ref. 20, 24); a coupling mechanism (i.e. Fig. 3, ref. 23) between the electric actuator and the gripping mechanism, wherein the coupling mechanism is adapted to arrange the gripping mechanism into the gripping position by the operation of the electric actuator; and an overspeed governor (i.e. Fig. 1, ref. 6) comprising at least an electrical energy source (i.e. Fig. 1, ref. 12) arranged to provide electrical power to the electric actuator at least in an overspeed situation of the elevator, wherein the gripping mechanism is arranged to the gripping position in response to determining, based on the operation of the overspeed governor, that there is the overspeed situation (i.e. Column 3, lines 40-42: “governor 6 is adapted to actuate a braking device.. when… car 3 has reached a preset first overspeed”), wherein the overspeed governor (i.e. Fig. 1, ref. 6) is spaced from the electric actuator (i.e. Fig. 1, ref. 20, 24 is at ref. 5). Wherein the overspeed governor comprises a speed sensor (i.e. Fig. 1, ref. 11 and column 3, lines 43-46: “governor 6 is provided with a switch portion 11 serving as… an actuation signal to output to the safety devices 5 when.. the car 3 reaches a second overspeed higher than the first overspeed”) for determining overspeed of an elevator car, and wherein the electrical energy source comprises a battery (i.e. Column 3, line 51: “a battery 12”). Further comprising a position or proximity sensor for determining a position of a safety gear wedge of the arrangement (i.e. Fig. 10, ref. 65). Further comprising at least two gripping mechanisms (i.e. Fig. 3, ref. 19, 19), each of the at least two gripping mechanisms being configured to be operated based on determining the overspeed situation by the overspeed governor (i.e. Fig. 1, ref. 11 and column 3, lines 43-46: “governor 6 is provided with a switch portion 11 serving as… an actuation signal to output to the safety devices 5 when.. the car 3 reaches a second overspeed higher than the first overspeed”). Wherein the coupling mechanism (i.e. Fig. 3, ref. 23) is adapted to arranged the gripping mechanism (i.e. Fig. 3, ref. 19) into the gripping position by means of the force generated by the electric actuator (i.e. Fig. 3, ref. 24) to the gripping mechanism via the coupling mechanism (i.e. Column 4, lines 34-38: “safety device 5 is actuated… electric current to the electromagnet 24 is cut off… the pair of wedges 19 are displaced upward due to the elastic restoring force of the spring 23 to be pressed against the car guide rail 2”). Wherein the overspeed governor is connected to the electric actuator by an electric line (i.e. Fig. 1, ref 17). Further comprising a switch (i.e. Fig. 1, ref. 11) in the electric line between the overspeed governor and the electric actuator. An elevator comprising: an elevator car (i.e. Fig. 1, ref. 3) movable in an elevator shaft; at least one rail (i.e. Fig. 1, ref. 2) extending along the elevator shaft; and the safety gear arrangement of claim 1 coupled to the elevator car and arranged to provide braking in relation to the guide rail (i.e. Fig. 2). A method of operation of a safety gear arrangement of an elevator, the method comprising the steps of: determining an overspeed situation based on operation of an overspeed governor (i.e. Column 3, lines 40-42: “governor 6 is adapted to actuate a braking device.. when… car 3 has reached a preset first overspeed”; and providing electrical power generated by or stored in the overspeed governor (i.e. via Fig. 1, ref. 12) to an electric actuator (i.e. Fig. 3, ref. 20, 24) in response to the determining of the overspeed situation to move a gripping mechanism (i.e. Fig. 3, ref. 19) of the arrangement to a gripping position (i.e. Fig. 3) for providing braking in relation to a rail (i.e. Fig. 1, ref. 2), wherein the electric actuator is mechanically coupled to the gripping mechanism of the arrangement by a coupling mechanism (i.e. Fig. 3, ref. 23) of the arrangement. Allowable Subject Matter Claims 3-4, 7-10, 14-17, 23 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Response to Arguments Applicant’s arguments with respect to claim(s) 1-20 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argume Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to DIEM M TRAN whose telephone number is (571)270-7825. The examiner can normally be reached M 9-5, W-F 10-2. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michael Mansen can be reached at 571-272-6608. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DIEM M TRAN/Examiner, Art Unit 3654
Read full office action

Prosecution Timeline

Nov 06, 2024
Application Filed
Jan 07, 2026
Non-Final Rejection (signed) — §102
Feb 18, 2026
Non-Final Rejection mailed — §102
Mar 31, 2026
Applicant Interview (Telephonic)
Apr 01, 2026
Examiner Interview Summary
May 18, 2026
Response Filed
Jul 21, 2026
Final Rejection mailed — §102
Sep 09, 2026
Response after Non-Final Action

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12747137
CAR OF ELEVATOR, AND ELEVATOR
1y 8m to grant Granted Sep 29, 2026
Patent 12741849
ELEVATOR POWER SUPPLY
4y 4m to grant Granted Sep 22, 2026
Patent 12741847
ROPE TERMINAL, ELEVATOR AND METHOD FOR INSTALLING ELEVATOR SUSPENSION ROPE
1y 7m to grant Granted Sep 22, 2026
Patent 12722949
LIFTING BRIDGE, PARTICULARLY FOR MOTOR VEHICLES
1y 6m to grant Granted Sep 01, 2026
Patent 12715746
PREFABRICATED FLOOR PLATE DEVICE OF STAND-UP REACH TRUCK
1y 11m to grant Granted Aug 25, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

2-3
Expected OA Rounds
80%
Grant Probability
93%
With Interview (+13.4%)
2y 6m (~7m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 674 resolved cases by this examiner. Grant probability derived from career allowance rate.

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