Prosecution Insights
Last updated: July 17, 2026
Application No. 18/946,175

RECOVERING SCRAMBLING SEQUENCE INITIALIZATION FROM FROZEN BITS OF AN UNCODED DOWNLINK CONTROL INFORMATION VECTOR

Non-Final OA §102
Filed
Nov 13, 2024
Priority
Mar 30, 2023 — continuation of 12/191,886
Examiner
TORRES, JOSEPH D
Art Unit
2112
Tech Center
2100 — Computer Architecture & Software
Assignee
Viavi Solutions Inc.
OA Round
1 (Non-Final)
78%
Grant Probability
Favorable
1-2
OA Rounds
1y 3m
Est. Remaining
90%
With Interview

Examiner Intelligence

Grants 78% — above average
78%
Career Allowance Rate
769 granted / 983 resolved
+23.2% vs TC avg
Moderate +12% lift
Without
With
+11.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
9 currently pending
Career history
995
Total Applications
across all art units

Statute-Specific Performance

§101
12.0%
-28.0% vs TC avg
§103
60.3%
+20.3% vs TC avg
§102
6.8%
-33.2% vs TC avg
§112
3.9%
-36.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 983 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-2, 5-9, 12-16 and 19-20 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Chatterjee et al. (US 20190097756 A1, hereafter referred to as Chatterjee). Rejection of claim (s) 1-2, 5, 8-9, 12, 15-16 and 19: Chatterjee teaches A method, comprising: receiving, by a device, a downlink signal, from a ba0se station, that includes an uncoded downlink control information (DCI) or carries DCI (paragraph [0005] and Figure 7 in Chatterjee teach a downlink signal comprising comprising a DCI payload, and a mask ed CRC); determining, by the device, an input-output relation of polar encoding based on the downlink signal (Figure 7 in Chatterjee teaches an encoding section comprising an interleaver and polar encoder for encoding the downlink signal to produce a polar encoded downlink signal); determining, by the device and based on the input-output relation, a scrambling sequence initialization vector for a scrambling sequence (the rate matching device in Figure 7 of Chatterjee generates from the polar encoded downlink signal a great matched polar encoded downlink signal that can be used as a scrambling sequence initialization vector for scrambling); and performing, by the device, one or more actions based on the scrambling sequence initialization vector (Figure 7 of Chatterjee teaches one or more actions based on the that can be used as a scrambling sequence including scrambling and modulation). Rejection of claims 6, 13 and 20: Polar codes inherently are generated based on frozen bits. Rejection of claims 7 and 14: Figure 18a in Chatterjee. Allowable Subject Matter Claims 3-4, 10-11 and 17-18 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Since dependent claims 3-4, 10-11 and 17-18 inherit all the limitations of the independent claims and intervening claims from which they depend, the rejections, above, identify the differences between the prior art of record and that which is found novel and/or nonobvious in claims 1-2, 8-9 and 15-16. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. US 2019/0150125 & US 2019/0097756 (Samsung/Huawei): These are foundational 5G NR patents. They focus on the **Polar code construction** for the Physical Downlink Control Channel (PDCCH). They specifically address how the "frozen bit" positions (part of the I/O relationship) are determined and how the resulting encoded bits are scrambled using the UE's specific RNTI to ensure only the intended device can decode the DCI.US 2022/0286964 (Qualcomm): discusses the "Relationship between Polar Coding and Scrambling." It details how the initialization of the scrambling sequence can be made dependent on the **interleaving pattern** or the specific DCI format size, which is exactly the "input/output relationship".* **US 2023/0336979 (Apple/Intel):** This focuses on "Enhancements to DCI Reception." It covers scenarios where the UE must determine the scrambling sequence initialization based on dynamic parameters received in a previous DCI or via higher-layer signaling, which then affects how the current polar-encoded signal is descrambled. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JOSEPH D TORRES whose telephone number is (571)272-3829. The examiner can normally be reached Monday-Friday 10-7 PT. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Albert Decady can be reached at 571-272-3819. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JOSEPH D TORRES/Primary Examiner, Art Unit 2112
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Prosecution Timeline

Nov 13, 2024
Application Filed
May 19, 2026
Non-Final Rejection mailed — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
78%
Grant Probability
90%
With Interview (+11.9%)
2y 11m (~1y 3m remaining)
Median Time to Grant
Low
PTA Risk
Based on 983 resolved cases by this examiner. Grant probability derived from career allowance rate.

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