Prosecution Insights
Last updated: October 04, 2026
Application No. 18/946,797

METHODS FOR PRODUCING HYDROCARBONS, AND RELATED ELECTROCHEMICAL CELLS AND SYSTEMS

Final Rejection §103§112
Filed
Nov 13, 2024
Priority
Nov 14, 2023 — provisional 63/598,817
Examiner
WONG, EDNA
Art Unit
1795
Tech Center
1700 — Chemical & Materials Engineering
Assignee
University Of Maine System Of Board Of Trustees
OA Round
2 (Final)
58%
Grant Probability
Moderate
3-4
OA Rounds
1y 2m
Est. Remaining
39%
With Interview

Examiner Intelligence

Grants 58% of resolved cases
58%
Career Allowance Rate
620 granted / 1061 resolved
-6.6% vs TC avg
Minimal -20% lift
Without
With
+-19.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
49 currently pending
Career history
1095
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
43.6%
+3.6% vs TC avg
§102
13.9%
-26.1% vs TC avg
§112
38.1%
-1.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1061 resolved cases

Office Action

§103 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . This is in response to the Amendment dated June 30, 2026. The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office Action. Response to Arguments Election/Restrictions This application contains 4-6 and 9-17 (species) drawn to an invention nonelected without traverse in the replies filed on December 2, 2025 and February 12, 2026. Claim Objections Claim 1 has been objected to because of minor informalities. The objection of claim 1 has been withdrawn in view of Applicant’s amendment. Claim Rejections - 35 USC § 112 Claim 19 has been rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. The rejection of claim 19 under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, has been withdrawn in view of Applicant’s amendment. Claim Rejections - 35 USC § 103 I. Claim(s) 1, 3, 7 and 20 have been rejected under 35 U.S.C. 103 as being unpatentable over Sala et al. (US Patent Application Publication No. 2011/0132770 A1). The rejection of claims 1, 3, 7 and 20 under 35 U.S.C. 103 as being unpatentable over Sala et al. has been withdrawn in view of Applicant’s amendment. II. Claim(s) 2 and 18 have been rejected under 35 U.S.C. 103 as being unpatentable over Sala et al. (US Patent Application Publication No. 2011/0132770 A1) as applied to claims 1, 3, 7 and 20 above, and further in view of CN 116752172 (‘172). The rejection of claims 2 and 18 under 35 U.S.C. 103 as being unpatentable over Sala et al. as applied to claims 1, 3, 7 and 20 above, and further in view of CN 116752172 (‘172) has been withdrawn in view of Applicant’s amendment. Response to Amendment Claim Objections Claims 1, 3, 7 and 18-20 are objected to because of the following informalities: Claim 1 line 6, please amend the word “produce” to the word -- form --. This is an instance where the article should be changed to ensure a consistency in the claim terminology. See claim 1, line 1. line 7, please insert the word -- and -- after the word “dioxide,”. line 8, please delete the phrase “the second electrode comprising”. This is repetitive to the same phrase recited in claim 1, line 5. line 12, please insert the word -- wherein -- before the word “the”. line 12, please amend the phrase “of the second electrode comprising” to the word -- comprises --. line 13, please amend the word “promotor” to the word -- promoter --. Claim 3 line 1, please amend the word “a” to the word -- the --. This is an instance where the article should be changed to ensure proper antecedent basis for the claim terminology. line 3, please amend the word “producing” to the word -- forming --. This is an instance where the article should be changed to ensure a consistency in the claim terminology. See claim 1, line 1. Claim 4 (withdrawn)1 line 1, please amend the word “a” to the word -- the --. This is an instance where the article should be changed to ensure proper antecedent basis for the claim terminology. line 3, please delete the “:” (colon). line 5, please insert the word -- is -- after the word hydrocarbon”. Claim 5 (withdrawn) lines 1-4, please amend the words “introducing the carbon dioxide to the second electrode of the electrochemical cell comprises: introducing the carbon dioxide to a second the second electrode comprising the at least one catalyst material including” to the words -- the at least one iron (Fe)-based catalyst material includes --. Claim 6 (withdrawn) lines 1-3, please delete the words “introducing the carbon dioxide to the second electrode of the electrochemical cell comprises introducing the carbon dioxide to a second the second electrode comprising the at least one catalyst material comprising”. This is repetitive to the same recited in claim 1, line 15. line 4, please amend the word “comprising” to the words -- material comprises --. line 5, please amend the word “promotor” to the word -- promoter --. line 5, please amend the word “comprising” to the words -- material comprises --. Claim 7 lines 1-2, please delete the words “applying a potential difference between the first electrode and the second electrode of the electrochemical cell comprises”. This is repetitive to the same recited in claim 1, lines 16-17. line 3, please delete the word “applying”. line 3, please insert the words -- is applied -- after the word “difference”. Claim 9 (withdrawn) lines 1-4, please amend the words “introducing the carbon dioxide to the second electrode of the electrochemical cell comprises introducing the carbon dioxide to the second electrode comprising the at least one catalyst material comprising an” to the words -- the at least one --. This is repetitive to the same recited in claim 1, line 15. line 4, please amend the word “including” to the word -- includes --. Claim 10 (withdrawn) lines 1-3, please delete the words “introducing the steam to the first electrode of the electrochemical cell includes introducing the steam to the first electrode of the electrochemical cell comprising”. This is repetitive to the same recited in claim 1, line 3. line 3, please amend the word “including” to the word -- includes --. Claim 11 (withdrawn) line 2, please insert the words -- at least one -- after the word “the”. This is an instance where the article should be added to ensure proper antecedent basis for the claim terminology. Claim 12 (withdrawn) lines 1-3, please delete the words “introducing the steam to the first electrode of the electrochemical cell includes introducing the steam to the first electrode of the electrochemical cell including:” This is repetitive to the same recited in claim 1, line 3. line 4, please amend the word “comprising” to the word -- comprises --. line 7, please delete the words “the second electrode”. line 9, please amend the word “comprising” to the word -- comprises --. Claim 14 (withdrawn) line 3, please amend “Ni-Ba3(CaNb2)O9)” to -- Ni-Ba3(CaNb2)O9) --. Claim 15 (withdrawn) lines 1-3, please delete the words “introducing the steam to the first electrode of the electrochemical cell includes introducing the steam to the first electrode of the electrochemical cell including:”. This is repetitive to the same recited in claim 1, line 3. line 4, please amend the word “comprising” to the word -- comprises --. line 4, please amend the word “Aurivillius” to the word -- aurivillius --. Each claim begins with a capital letter and ends with a period. See MPEP § 608.01(m). line 5, please amend the word “Aurivillius” to the word -- aurivillius --. Each claim begins with a capital letter and ends with a period. See MPEP § 608.01(m). line 5, please amend “Bi2An-1BnO3n+3” to -- Bi2An-1BnO3n+3 --. line 5, the definition of “n” is missing for the general formula Bi2An-1BnO3n+3. line 8, please delete the words “the second electrode”. line 9, please amend the word “comprising” to the word -- comprises --. Claim 16 line 1, please delete the “:” (colon). line 2, please amend the word “Aurivillius” to the word -- aurivillius --. Each claim begins with a capital letter and ends with a period. See MPEP § 608.01(m). Claim 18 lines 1-5, please delete the words “introducing the steam to the first electrode of the electrochemical cell includes introducing the steam to the first electrode of the electrochemical cell, the at least one catalyst material of the second electrode of the electrochemical cell comprising the at least one iron (Fe)-based catalyst material and the alkali metal promotor,”. This is repetitive to the same recited in claim 1, lines 3 and 12-13. line 6, please amend the word “comprising” to the word -- comprises --. Claim 19 lines 2-5, please delete the words “introducing the steam to the first electrode of the electrochemical cell comprises introducing the steam to the first electrode of the electrochemical cell, the second electrode of the electrochemical cell comprising the at least one catalyst material, the second electrode comprising”. line 5, please amend the word “including” to the word -- includes --. line 6, the definition of “δ” is missing for PrNi0.5Co0.5O3-δ. lines 8-9, please delete the words “the at least one catalyst material of the second electrode comprising the at least one iron (Fe)-based catalyst material and the alkali metal promotor,”. line 10, please amend the word “comprising” to the word -- comprises --. Claim 20 lines 1-3, please delete “introducing the steam to the first electrode of the electrochemical cell includes introducing the steam to the first electrode of the electrochemical cell including”. line 3, please amend the word “comprising” to the word -- comprises --. Appropriate correction is required. • Since there are many materials claimed, Applicant’s cooperation is requested in correcting any errors of which applicant may become aware in the claims. Like claim 12, line 11, recites “Ba2(YSn)O5.5” and claim 14, line 3, recites “Ni- Ba2(YSn)O5.5”. Please make sure that “Sn” is tin and not Sn. Claim Rejections -35 USC § 112 Claims 13 and 15 would be rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 13 (withdrawn) line 13, the word “type” is indefinite. See MPEP § 2173.05(b)(III)(E). lines 13-14, “M comprises La, Pr, Gd, Sm or a combination thereof” lacks antecedent basis. Claim 15 (withdrawn) line 5, the definition of “n” in the general formula Bi2An-1BnO3n+3 is missing. Allowable Subject Matter The following is a statement of reasons for the indication of allowable subject matter: Claims 1, 3, 7 and 18-20 define over the prior art of record because the prior art does not contain any language that teaches or suggests a method of forming at least one hydrocarbon from carbon dioxide comprising the steps of introducing, introducing and applying as presently claimed, esp., a second electrode comprising: (i) at least one catalyst material formulated to accelerate a carbon dioxide hydrogenation reaction to produce the at least one hydrocarbon product from the carbon dioxide; and (ii) a cermet material comprising: ۰ at least one metal and ۰ at least one perovskite material of formula ABO3, wherein A and B represents cations with A having a larger size than B, and O represents oxygen, wherein the at least one catalyst material of the second electrode comprising at least one iron (Fe)-based catalyst material and an alkali metal promoter. Therefore, a person skilled in the art would not have been motivated to adopt the above conditions, and a prima facie case of obviousness cannot be established. Sala et al. (US Patent Application Publication No. 2011/0132770 A1) does not teach a second electrode comprising (i) at least one catalyst material formulated to accelerate a carbon dioxide hydrogenation reaction to produce the at least one hydrocarbon product from the carbon dioxide and (ii) a cermet material comprising at least one metal and at least one perovskite material of formula ABO3, wherein A and B represents cations with A having a larger size than B, and O represents oxygen, wherein the at least one catalyst material of the second electrode comprising at least one iron (Fe)-based catalyst material and an alkali metal promoter. Ding et al. (US Patent Application Publication No. 2023/0226486 A1) teaches that the second cathode 122 may, for example, comprise a cermet material comprising at least one catalyst material including one or more of a metal, metal alloy, or at least one perovskite, such as a doped perovskite cermet material, denoted as M-perovskite, where M may be a metal, such as a noble metal (e.g., Pt, Pd, Rh, Ru, Ir), Fe, Ag, or a combination thereof, a metal oxide or another material (page 6, [0055]). The second cathode 122 comprises a hydrogen reduction catalyst that is formulated to reduce the hydrogen ions into hydrogen gas: 2e- + 2H+ → H2 (4) [page 5, [0051]]. Claims 1, 3, 7 and 18-20 would be allowable if rewritten or amended to overcome the claim objection(s) set forth in this Office action. Citations The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Zhu et al. (“Self‐Assembled Ruddlesden–Popper/Perovskite Hybrid with Lattice‐Oxygen Activation as a Superior Oxygen Evolution Electrocatalyst,” Small (2020 May), Vol. 16, No. 20, pp. 1-7) is cited to teach a unique hybrid catalyst (RP/P-LSCF) consists of a dominated Ruddlesden–Popper phase LaSr3Co1.5Fe1.5O10-δ (RP-LSCF) and second perovskite phase La0.25Sr0.75Co0.5Fe0.5O3-δ (P-LSCF), displaying exceptional OER activity (page 1, abstract). Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to EDNA WONG whose telephone number is (571) 272-1349. The examiner can normally be reached Monday-Friday, 7:00 AM- 3:30 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Luan Van can be reached at (571) 272-8521. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /EDNA WONG/Primary Examiner, Art Unit 1795 1 Withdrawn claims 4-6 and 9-16 (excluding claim 17) are subject to rejoinder.
Read full office action

Prosecution Timeline

Nov 13, 2024
Application Filed
Mar 30, 2026
Non-Final Rejection mailed — §103, §112
Jun 30, 2026
Response Filed
Aug 05, 2026
Final Rejection mailed — §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
58%
Grant Probability
39%
With Interview (-19.7%)
3y 1m (~1y 2m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 1061 resolved cases by this examiner. Grant probability derived from career allowance rate.

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